- Regions Bank (Charlotte, NC)
- …for improvement remain + Lead the development and execution of the Consumer Fair Lending oversight program including risk management, continuous improvement ... Communication skills + Time management skills **Additional Job Description:** _The Consumer Fair Lending Function Manager is responsible for overseeing and… more
- KeyBank (Charlotte, NC)
- …related laws and regulations. The primary focus of this role will be commercial lending compliance oversight , optimally with a focus on commercial default, ... professional experience. Demonstrated knowledge of the regulatory requirements related to lending compliance , specific to commercial and/or consumer … more
- TD Bank (Charlotte, NC)
- …This includes examining complaint data for the identification of potential violations of fair lending , Unfair and Deceptive Acts and Practices ("UDAAP"), and ... Banking Compliance team is seeking an experienced compliance professional to assist with complaint oversight ...The ideal candidate will have a strong understanding of fair lending , UDAAP and ABC regulations (FHA,… more
- TD Bank (Charlotte, NC)
- …Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described ... compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and advice… more
- TD Bank (Charlotte, NC)
- …lending activities of Wealth Banking.** **As a member of the US Wealth Compliance Department, the Compliance Business Oversight Manager will:** + **Ensure ... + **Participate in other initiatives as needed** **Job Summary:** The ** Compliance Administration Oversight & Reporting Manager** ensures regulatory adherence… more
- TD Bank (Charlotte, NC)
- …and comfortable with change as the roles and responsibilities, processes and procedures around compliance oversight are undergoing a lot of change now and new ... team of enthusiastic colleagues dedicated to setting new industry standards. The ** Compliance Business Oversight Manager** provides advice, support and objective… more
- City National Bank (Charlotte, NC)
- …change management, policies and procedures, training, and advisory matters for mortgage lending compliance . This role is responsible for directly managing ... Truth in Lending Act, Community Reinvestment Act, Fair Lending Practices, Code of Conduct, etc.)....Bachelor's Degree or equivalent * Minimum 7 years of lending , compliance , and regulatory reporting. * Minimum… more
- American Express (Charlotte, NC)
- …Entity or Country Compliance Officers, Subject Matter Regulatory Experts (such as Fair Lending , UDAAP, Privacy and Financial Crimes), and Compliance ... Consumer Compliance . The successful candidate will lead Compliance oversight for several sub-units and portfolios...local laws, including, but not limited to, the California Fair Chance Act, the Los Angeles County Fair… more
- Regions Bank (Charlotte, NC)
- …and design cross-functional processes across teams to grow Regions' home lending platforms. The incumbent will be expected to drive customer harvesting ... Enablement (Incubation Task Force) program designed to maximize Regions' home lending (First Mortgage, Home Equity, and Home Improvement Finance Installment loan)… more
- US Bank (Charlotte, NC)
- …and Investment Services business lines, and centralized support for commercial lending , electronic payments, print, cash and check services, and call center ... audit staff in the completion of audit engagements, issue validations, and oversight of project tasks across Wealth Management, Investment Advisory and Trust… more
- Capital One (Charlotte, NC)
- …risk management and are expected to perform most responsibilities with minimal oversight . In addition to identifying risks and mitigants, you begin to identify ... financial statements and determine upgrades or downgrades to risk ratings + Ensure compliance with credit policies and procedures for existing accounts + Respond to… more