- TD Bank (Charlotte, NC)
- …creating a culture of compliance that will cascade throughout the organization. The Senior Compliance Business Oversight Analyst will play a critical ... below as you consider this opportunity.** **Job Profile Summary** The Senior Compliance Business Oversight Analyst provides objective guidance,… more
- TD Bank (Charlotte, NC)
- …and manage regulatory compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight … more
- TD Bank (Charlotte, NC)
- …below as you consider this opportunity.** **Job Profile Summary** The Senior Manager, Compliance Business Oversight manages and leads a team of ... Compliance laws + Works with executive team, senior business unit management/partners to develop proactive...subject matter expertise and Compliance advice to business management + Maintains oversight (via review… more
- TD Bank (Charlotte, NC)
- …manage regulatory compliance risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective ... and the US Wealth business in the implementation and execution of enterprise Compliance programs (ie, risk assessments, 2nd line oversight of business … more
- Truist (Charlotte, NC)
- …and maintain effective channels of communication with other BU CROs, control functions, Senior Business Unit (BU) management, as well as regulatory agencies; 14. ... on technology risk oversight activities and grow their professional skillsets. The Senior Technology Risk Officer Resiliency position is a senior risk leader… more
- TD Bank (Charlotte, NC)
- …Banking.** **As a member of the US Wealth Compliance Department, the Compliance Business Oversight Manager will:** + **Ensure ongoing compliance ... who can provide you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At… more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** This is a Senior role and key contributor to the Truist second line-of-defense (LoD2) Regulatory ... development, methodology, implementation,, execution, and results reporting and Issue oversight . Includes staffing, training and readiness, socialization with teammates… more
- Truist (Charlotte, NC)
- …Supports development of key management reporting as needed. This position reports to the Senior Risk Oversight Manager. This position will also work closely with ... the successful implementation and delivery of the LoD2 Enterprise Data Risk Oversight Program. Responsible for understanding and executing against the key 2LOD risk… more
- Regions Bank (Charlotte, NC)
- …Commercial, etc. **Primary Responsibilities** + Directs compliance reviews and provides oversight of legal entities, business units, and processes + Advises ... section of the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as...our overall Continuous Improvement strategies. This role works with senior leaders throughout the Consumer Bank to develop and… more
- Equitable (Charlotte, NC)
- …the effective oversight of outsourced broker-dealer operations, maintaining compliance with regulatory standards, and supporting senior leadership with ... Broker Dealer Outsourcing and Oversight Analyst (HYBRID or REMOTE) ( 250000NB )...as regulatory requirements for each. + Knowledge of end-to-end business functions within operations, including data analysis, compliance… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** The Financial Crimes Strategy and Oversight Lead is a senior leadership position within Truist's Financial ... Anti-Money Laundering (AML) program, including Sanctions. This role provides oversight of innovation initiatives, ensuring the AML framework remains robust,… more
- US Bank (Charlotte, NC)
- …control environments subject to compliance risk. We are seeking an experienced senior business audit executive that has strong knowledge of audit, risk ... and the ability to effectively communicate requirements of laws and regulations to non- compliance business partners and key stakeholders in the following areas:… more
- TD Bank (Charlotte, NC)
- …details for this role. **Line of Business :** Audit **Job Description:** The ** Senior Audito** **r - US** ** Compliance Audit** is responsible for executing ... with applicable policies and regulatory guidelines for TD Bank's Governance, Risk & Oversight Functions. The US Consumer Compliance team is primarily responsible… more
- TD Bank (Charlotte, NC)
- …your recruiter who can provide you more specific details for this role. **Line of Business :** Audit **Job Description:** The Senior Audit Manager leads a team of ... audits and/or related processes specific to securities and wealth compliance . Leads and/or provides supervisory oversight to...and/or market trends in relation to own function / business + Typically deals with senior /executive management… more
- City National Bank (Charlotte, NC)
- * COMPLIANCE OFFICER SENIOR -MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and ... compliance program covering US Mortgage Banking including monitoring business area compliance with applicable laws and...compliance . This role is responsible for directly managing oversight of the US Mortgage Banking division, assisting … more
- Coinbase (Charlotte, NC)
- …meets regulatory obligations while enabling the responsible growth of its digital assets business . Reporting directly to the CCO, this Senior Program Manager ... - driving strategic planning, operational alignment, and standardized processes across the Compliance team. The role is designed to amplify the CCO's effectiveness… more
- Truist (Charlotte, NC)
- …with senior leaders and control owners to deliver localized compliance , manage issue remediation, and maintain governance frameworks that balance compliance ... and oversees risk execution for the TD&O Wholesale division, ensuring compliance , governance, and strategic alignment across technology and operational risk… more
- Compass Group, North America (Charlotte, NC)
- …at Foodbuy. It is how we connect and interact with our clients, business partners and fellow associates. **Job Summary:** **Responsibilities:** + Lead and mentor ... team members, including oversight of a data intelligence team, fostering a culture...change the essential functions of the job based on business necessity. We will consider for employment all qualified… more
- TD Bank (Charlotte, NC)
- … Senior Manager leads a team of change management professionals, collaborates with senior business executives, and acts as a subject matter expert to drive ... Business :** Business Management, Strategy & Support **Job Description:** The Senior Manager, Business Management oversees and leads a large and/or highly… more
- TD Bank (Charlotte, NC)
- … Business :** Business Management, Strategy & Support **Job Description:** The Senior Manager, Business Management oversees and leads a large and/or highly ... Oversight ** + Oversee integrated project portfolio governance, ensuring alignment with business and enterprise objectives. + Ensure ongoing compliance with… more