- SMBC (Jersey City, NJ)
- …matters. The role will work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer , SMBC Americas Division Head of Ethics Office, ... Contributions Lead will report to the Head of Employee Compliance with responsibility for oversight of the firm's outside...business unit supervisors, compliance officers, Legal and Human Resources. **Role Objectives** +… more
- SMBC (Jersey City, NJ)
- …tracking. The role will work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer , SMBC Americas Division Head of Ethics Office, ... The Head of Registrations will report to the Head of Employee Compliance with responsibility to lead the Registrations Program across the Americas Division,… more
- Formation Bio (New York, NY)
- …program to support the growing drug development capabilities. This position reports to the Chief Development Officer . As the VP of Quality Assurance, you will ... establish and manage the organization to ensure our organization's compliance with the highest standards, including Good Manufacturing Practices (GMP), Good… more
- SMBC (New York, NY)
- …and procedures with regard to real property appraisals Reporting Relationships + Reports to the Chief Risk Officer + Direct Reports: + Deputy Chief Appraiser ... reviewed appraisals and evaluations for accuracy, completeness, logic, and regulatory compliance . + Resolves appraisal and/or valuation issues for SMBC departments… more
- embecta (Parsippany, NJ)
- …is a key member of the executive leadership team, reporting directly to the ** Chief Financial Officer ** and functionally to the **Audit Committee** . This role ... company's operations, with a focus on financial integrity, operational efficiency, regulatory compliance , and enterprise risk management. As a senior leader in a… more
- SMBC (New York, NY)
- …competitive portfolio of benefits to its employees. **Role Description** This position supports the Chief Credit Risk Officer as well as Co-Head(s) of CDAD as a ... trackers, and organizational diagnostics to support strategic initiatives. + Monitor compliance with policies and procedures related to problematic assets, including… more
- HUB International (New York, NY)
- …Wealth (RPW) SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior ... and enhancing the SEC compliance infrastructure. **Job Summary:** The ** Chief Compliance Officer ** **for Retirement and Private Wealth** will be… more
- City of New York (New York, NY)
- …and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not… more
- New Jersey Institute of Technology (Newark, NJ)
- Title: Chief Compliance Officer Department: Office of Institutional Compliance Reports To: General Counsel, Senior Vice President of Legal Affairs and ... Secretary to the Board of Trustees Position Type: Staff Position Summary: The Chief Compliance Officer (CCO) serves as the senior executive responsible for… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... encouraged to apply at all levels. Share this job (https://uscareers-nyu.icims.com/jobs/14670/ chief -global- compliance - officer /job?mode=apply&apply=yes&in\_iframe=1&hashed=-336115631) Need help finding the… more
- City of New York (New York, NY)
- …highly motivated and detailed oriented exceptional professional to serve as Assistant Agency Chief Contracting Officer (AACCO) of Compliance . The successful ... MANAGER or ADMINISTRATIVE MANAGER The Bureau of the Agency Chief Contracting Officer within the Division of...train, lead, and supervise staff who manage the Agency's compliance with rules and executive orders related to Vendor… more
- Bloomberg (New York, NY)
- …each country and region. **We'll Trust You To** + Support the Global Head RCSS, the global Chief Compliance Officer , the global Chief Risk Officer , ... Risk Assurance & Controls Testing Officer - Chief Risk Office Location... Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10047142 **Description & Requirements**… more
- TD Bank (New York, NY)
- …guidance and analysis on regulatory/ compliance /technology issues. Position will support the Chief Compliance Officer (CCO) in ensuring the Bank's ... provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the… more
- Pentax Medical (Montvale, NJ)
- …training; global risk management and compliance investigations as directed by the Chief Compliance Officer . Will have direct respon sibility for ... any issues of non- compliance ; and summarize and report same to the Chief Compliance Officer + Conduct and manage compliance investigations regarding… more
- GE Vernova (New York, NY)
- …Stamford, CT, and will report to the Enterprise Development, Growth & Excellence ("EDGE") Chief Compliance Officer in New York, NY. **Job Description** ... aligned to the strategic risk profile of the Company to the EDGE Chief Compliance Officer and commercial resources. + Risk Assessment: Demonstrate strategic… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …implemented by the bank. + Assists the Director of Compliance and BSA/AML ( Chief Compliance Officer ) with document collection for audits and regulatory ... career as of day one. Position Summary The Senior Compliance Analyst is responsible for supporting and overseeing the...Bank's Risk Identification Policy, presenting all edits to the Chief Risk Officer for approval, and then… more
- Glenmark Pharmaceuticals Inc., USA (Elmwood Park, NJ)
- …(https://apply.hrmdirect.com/resumedirect/ApplyOnline/Apply.aspx?req\_id=3561252&source=3561252-CJB-0) About the Job Assist Chief Compliance Officer ... Senior Manager, Compliance Department: Compliance Location: Elmwood Park, NJ START YOUR APPLICATION… more
- ADP (Florham Park, NJ)
- …through the compliance platform by associates. + Obtain approval from the Chief Compliance Officer for associate financial accounts and notify financial ... Inspiring Innovation, Each Person Counts, Results-Driven, & Social Responsibility. The Compliance Administrator plays a critical operational and support role within… more
- TD Bank (New York, NY)
- …monitoring plan meetings. The Deputy supports the US Head of Compliance Programs and Chief Compliance Officer (CCO) in ensuring the Bank's compliance ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?**...Overview:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more… more
- Danaher Corporation (New York, NY)
- …to accelerate your development in a high-integrity environment. This position reports to the Chief Compliance Officer and is part of the Legal and ... Danaher Business System (https://www.danaher.com/how-we-work/danaher-business-system) which makes everything possible. The Compliance Manager is responsible for supporting the execution of… more
