- USAA (Charlotte, NC)
- …us so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Senior Analyst to work a hybrid schedule ... with applicable rules, regulations, policies, and procedures. The Enterprise Compliance and Operational Risk Testing (ECORT) Senior Analyst supports the… more
- USAA (Charlotte, NC)
- …us so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Lead-CFO to work a hybrid schedule ... align with applicable rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Lead supports the… more
- USAA (Charlotte, NC)
- …us so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid schedule ... with applicable rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager - Global Markets and Financial Risk Charlotte, North Carolina;Pennington, New Jersey; Newark, Delaware; Plano, Texas ... responsible for executing second line of defense compliance and operational risk oversight for Global Markets ...debate issues. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk… more
- Bank of America (Charlotte, NC)
- …(SPI) and FLU/CF Risk & Control Self-Assessment (RCSA) + Supports the review and challenge of internal and external operational loss events, including ... CFO Compliance and Operational Risk Specialist Charlotte, North Carolina...The candidate will be responsible for developing and executing Risk oversight activities (ie monitoring, testing and… more
- Bank of America (Charlotte, NC)
- EAC Compliance & Operational Risk Specialist- Control Room Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose ... for supporting the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and … more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager - Strategy and Initiatives Charlotte, North Carolina;Dallas, Texas; Atlanta, Georgia; Plano, Texas **Job Description:** ... execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...units for ongoing oversight. + Establish, inspect, and maintain risk owned testing to identify emerging risks.… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist - Credit Risk Charlotte, North Carolina;Dallas, Texas; Newark, Delaware; Plano, Texas **Job Description:** At Bank ... This job is responsible for assisting the Compliance and Operational Risk officer team to execute second...escalate and debate issues. **Skills:** + Monitoring, Surveillance, and Testing + Process Management + Regulatory Compliance + Reporting… more
- Robert Half (Charlotte, NC)
- … Risk Control Self-Assessments for relevant business areas. + Investigating operational risk events, producing concise summaries, and identifying remediation ... Secondary emphasis on Visio and Access. + Professional Certification such as Certified Operational Risk Professional (CORP), Certified in Risk and… more
- US Bank (Charlotte, NC)
- …Capital Management team performs independent review of the regulatory capital, Risk Weighted Asset (RWA) calculation, stress testing and capital planning ... practices. Performs independent review and testing of the capital treatments and approaches, key derivations,...(RCA) professionals, and RCA Managers to create, implement, maintain, review or oversee an effective risk management… more
- US Bank (Charlotte, NC)
- …new skills and discover what you excel at-all from Day One. **Job Description** Credit Risk Review Senior Managers oversee the completion of credit risk ... goals, and continuous improvement. Individuals oversee Managers, Team Leaders, and Credit Risk Review Officers (CRROs) to ensure independent evaluation and… more
- Grant Thornton LLP (Charlotte, NC)
- As a Regulatory Compliance and Operational Risk Senior Associate, you will get the opportunity to grow and contribute to our clients' business needs by providing ... Your day-to-day may include: + Conduct engagement activities including transactional testing , policy, and procedure review , meet preparation, walkthroughs, etc.… more
- US Bank (Charlotte, NC)
- …- Directly supervise the performance of QA Analyst(s) work against program criteria. Review testing documentation to ensure quality and that conclusions reached ... as applicable. - Design testing strategies, lead process inquiries, walkthroughs and procedure review to support development/design of QA testing workpapers.… more
- City National Bank (Charlotte, NC)
- …teamwork, and collaboration with key stakeholder including Second Line (eg Enterprise Risk Management, Operational Risk Management, Third-Party Risk ... + Bachelor's Degree or equivalent + Minimum 8 years of Business Continuity Management, Operational Risk or Resilience assurance and / or oversight, or business… more
- City National Bank (Charlotte, NC)
- …management practices + Understanding of IT Risk Management/ Operational Risk Management and Internal Controls testing methodology + Ability to handle ... guidance, functional expertise, strategic direction, and execution rigor to significant operational risk remediation activities. This role is responsible for… more
- Bank of America (Charlotte, NC)
- …Global Economic Sanctions ("GES") is responsible for dedicated compliance and operational risk management of processes unique to economic sanctions. ... responsibilities in areas such as sanctions advisory, issues management, and monitoring and testing from a sanctions compliance and risk perspective. This role… more
- Truist (Charlotte, NC)
- …for managing Truist's technology risk . Role is accountable for assessing risk types covering technology, operational , compliance and strategic risks within ... functions to influence the industry build of the tech risk functions; 4. Targeted control testing - lead...as appropriate; 7. Independent Challenge of LOD1 assessments - Review and attest to/challenge adequacy of risk … more
- Bank of America (Charlotte, NC)
- …process excellence and provides a unique opportunity to shape how the Bank manages its operational risk . We are seeking candidates with expertise in process and ... to make a difference. Join us! Team Overview Global Risk Analytics (GRA) and Enterprise Independent Testing ...partnering effectively with Front Line Units and Global Compliance Operational Risk (GCOR), as well as various… more
- Wells Fargo (Charlotte, NC)
- …alignment with the risk management framework + Ensure effective and appropriate testing , validation, and documentation of review activities for risk ... oversight and escalation of existing and emerging compliance and operational risk issues + Create a culture...professionals + Lead complex initiatives executing moderate to high risk or complex review activities and engagements… more
- Wells Fargo (Charlotte, NC)
- …alignment with the Risk Management Framework and ensuring effective and appropriate testing , validation, and documentation of review activities for risk ... risk management framework. + Ensure effective and appropriate testing , validation, and documentation of review activities...and risk management (includes compliance, financial crimes, operational risk , internal audit, legal, credit … more