- SMBC (Jersey City, NJ)
- …other resources as new emergent risks are identified. This role will include conducting compliance risk assessments of certain US legal entities in the role of ... outside of the CRA team in their conduct of compliance risk assessments for the legal entities...related to the CRA program. + Assist Head of Risk and Control Assessment and CRA Program… more
- TD Bank (New York, NY)
- …risk governance routines. **Key Responsibilities:** + **Lead portions of the enterprise compliance risk assessment , including risk identification, ... seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk Assessment team. This role is ideal for a… more
- TD Bank (New York, NY)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... on loan performance and servicing. This role involves managing compliance programs related to risk assessment...role involves managing compliance programs related to risk assessment , exam management, monitoring, reporting, and… more
- TD Bank (New York, NY)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... a mission to build a more resilient and scalable compliance risk management function. As part of...(monitoring, risk assessment etc.) are completed and communicated in a continuous… more
- Terumo Medical Corporation (Somerset, NJ)
- …with key levels of divisional business functions to conduct and expand the Healthcare Compliance risk assessment . + Manages the Federal and State Reporting ... expert in areas such as: transparency, monitoring & testing, risk assessment , remediation, and data analytics. **Job... compliance program, processes, and/or systems based on risk assessment findings, monitoring and testing remediation… more
- American Express (New York, NY)
- …+ Knowledge of Compliance risk management processes including compliance risk assessment , testing and monitoring, training, reporting, complaints ... professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data analytics,… more
- SMBC (Jersey City, NJ)
- …IT, and escalating delays and other challenges to senior management. + Analyzing the Compliance Risk Assessment ("CRA") results to identify key control gaps ... Controls Inventory lead to ensure control gaps identified in the annual Compliance Risk Assessment are adequately remediated, including ensuring controls are… more
- American Express (New York, NY)
- …customer remediation for timely closure of gaps where required. + Participating in the Compliance Risk Assessment process to ensure that the appropriate ... Financial Crimes Compliance , and Privacy Office. + Evaluating third-party compliance risk of vendors contracted to perform services on behalf of American… more
- Amazon (New York, NY)
- …relationships with internal TRC and transportation business teams to support cross-functional risk assessment and compliance initiatives - Deliver regulatory ... life - Apply DOT knowledge and risk assessment methodologies to business planning, escalations, and compliance...program - Build and maintain risk and compliance metrics, providing written risk assessment… more
- Barnes & Noble (New York, NY)
- …determined by Director. * Generate and review product, import, vendor and similar reports for compliance risk assessment daily or weekly at the direction of ... and analysis of product data and documentation with a proactive approach to assessing risk . The Compliance Analyst will document and maintain compliance … more
- City National Bank (New York, NY)
- …for new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer, and Risk Assessment team with the evaluation of ... business issues relevant to various conflict of interest functions * Review/challenge compliance risk assessments, analyze the Bank's compliance risk ;… more
- JPMorgan Chase (New York, NY)
- …the management and oversight over compliance risks + Participate in the risk assessment process and provide challenge to the identification of risks on ... box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the JPM Wealth Management team and the … more
- TD Bank (New York, NY)
- …partner closely with other senior managers who lead functional verticals (eg, compliance training, issues management, risk assessment , third-party oversight) ... a mission to build a more resilient and scalable compliance risk management function. As part of...of compliance program pillars (training, issues management, risk assessment , third-party risk , etc.)**… more
- Scotiabank (New York, NY)
- …of regulatory policies and strategies and emerging risks impacting the sanctions compliance programme. + Risk Assessment , Identification & Remediation ... Cross-functional Collaboration and Communication - Work closely with various departments, including compliance , risk management, and business units, to ensure a… more
- American Express (New York, NY)
- …improve outcomes including financial, compliance and customer experience + Conduct Risk Assessment of existing processes and procedures to identify and close ... external stakeholders including business, technology, product management, operations management, legal, compliance , risk , audit, and technology to ideate and… more
- Project Renewal, Inc. (New York, NY)
- …high-quality healthcare and human services. The role requires a proactive approach to risk assessment , compliance training, and policy enforcement across all ... Title: Senior Manager, Compliance Program: Legal, Varick Headquarters Salary Range: $90,000...outpatient), and other human service programs. This role supports risk management initiatives, promotes ethical practices, and works closely… more
- US Tech Solutions (New York, NY)
- …the implementation and maintenance of the overall Global Banking Americas', front office Compliance Risk and Control Assessment Program in accordance with ... risk profile of Global Banking Americas and lead to Risk and Control Assessment Program updates. + Produce reporting materials and present material as… more
- BMO Financial Group (New York, NY)
- …of the Fixed Income compliance program. Coordinate and performs risk assessment , monitoring, testing and surveillance activities to ensure program ... recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with regulatory… more
- JPMorgan Chase (Jersey City, NJ)
- …(QORA), Compliance and Operational Risk Summaries (CORS), Regulatory Topic assessment , Compliance Risk Assessments (CRA), etc.) + Ensure key controls ... you will oversee the establishment and management of standardized processes, including risk assessment and control evaluation. Collaborating closely with Control… more
- Guardian Life (New York, NY)
- …security and their relationship to corporate governance activities such as operational risk assessment and organizational impact + Clear understanding of ... This role will be responsible for ensuring delivery and compliance of vendor assessments as part of the Vendor...aging items, and present ad hoc reporting to Vendor Assessment leadership. + Perform periodic third-party risk … more