- TD Bank (New York, NY)
- …and counsel to all TD business segments and corporate functions. In this Senior Counsel role, you will join a dynamic and collegial team of professionals ... regulations is strongly recommended. + Experience in the investment banking and broker - dealer services sector, including engaging with relevant regulators, an… more
- City National Bank (Jersey City, NJ)
- * SENIOR COUNSEL - LEGAL & WEALTH MANGEMENT* WHAT IS THE OPPORTUNITY? Senior Counsel will provide general regulatory and transactional support to the Bank ... to the Bank and its registered investment adviser, broker - dealer , and registered investment fund subsidiaries and...respect to wealth management products and services. * Support senior counsel in advising the Bank's wealth… more
- Wells Fargo (New York, NY)
- …1933 and the Securities Exchange Act of 1934 + Familiarity with FINRA rules and broker - dealer compliance + Experience working with or advising ECM/DCM desks at a ... attorney to join our Legal Department as Assistant General Counsel supporting the Equity Capital Markets (ECM) and Debt...unprecedented factors + Serve as a trusted advisor to senior business leaders and contribute to strategic decision-making. +… more