- Jackson National Life Insurance Company (Chicago, IL)
- …one or more processes and may manage cross-functional projects as requested by JNAM's Chief Compliance Officer and Compliance team. + Updates compliance ... by JNAM's parent company, Jackson Financial Inc. **Essential Responsibilities** + Supports management in the implementation of the JNAM Compliance Program. +… more
- Principal Financial Group (Chicago, IL)
- …and regulatory environments is highly valued. + Experience working with regulatory officials and compliance professionals + Proven ability to operate ... **What You'll Do** The AVP - Global Head of Investment Management Technology will be accountable for shaping and driving a forward-looking global technology… more
- CIBC (Chicago, IL)
- …visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** The Regulatory Compliance Management (RCM) Officer will assist in the ... implementation and management of CIBC's Regulatory Compliance Management Program (RCM...compliance risk in the US Region. The RCM Officer will support the US RCM Program Manager to… more
- BMO Financial Group (Chicago, IL)
- …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with ... + Performs and/or effectively challenges monitoring and testing activities to ensure regulatory compliance controls are operating and aligned to regulatory… more
- KeyBank (Chicago, IL)
- …second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for helping to execute a ... and monitoring processes (including analytics), and applicable techniques for implementation of regulatory compliance requirements and compliance processes +… more
- KeyBank (Chicago, IL)
- …Commercial Lending and Deposits Compliance team within Compliance Risk Management . The Commercial Compliance Officer will provide support to business ... 4910 Tiedeman Road - Brooklyn, Ohio 44144 The Commercial Compliance Officer will be a member of...perform impact and gap analyses as applicable. Assist with regulatory compliance exams. Assist with corporate policy… more
- Byline Bank (Chicago, IL)
- …Byline Bank is the place for you. **Objective of Position** : The Compliance Officer helps oversee the Compliance Management System of Byline Bank. The ... Compliance Officer will function as an independent and objective person...time._ **Qualifications** : + Bachelor's Degree, required. + Certified Regulatory Compliance Manager (CRCM), preferred. + 5+… more
- KeyBank (Chicago, IL)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 The Senior Compliance Officer will be a member of the Consumer Deposit Compliance team within ... lines of business, as they relate to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct compliance monitoring and testing to… more
- Huntington National Bank (Chicago, IL)
- …Trading activities. + Oversight and Governance of OCC Rules specific to the Wealth Management Compliance Program with a focus on Regulation 9 and RNDIP Programs. ... the Enterprise Framework and stated Risk Appetite. + Facilitate regulatory change management for covered business lines...+ Bachelor's degree + Experience as broker dealer Chief Compliance Officer or lead compliance … more
- BMO Financial Group (Chicago, IL)
- …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with ... compliance requirements into these initiatives. + Influences to achieve effective regulatory compliance controls that enable business objectives. + Identifies… more
- US Bank (Chicago, IL)
- …Day One. **Job Description** This position within RSS will serve as the Chief Compliance Officer (CCO) for one of our multiple series trusts (MST) containing ... thereviewandadministrationofcompliance policiesandproceduresandthecreationofnewpoliciesandproceduresinresponsetonewly issued regulatory guidance +… more
- ManpowerGroup (Park Ridge, IL)
- … issues and complaints. + Prepare and submit compliance reports to senior management and regulatory bodies. + Stay up-to-date with changes in laws and ... assessments and compliance audits. + Monitor and report on compliance with regulatory requirements. + Provide guidance and training to business units on … more
- Citigroup (Schaumburg, IL)
- …** Regulatory & Compliance Knowledge:** + Strong knowledge of regulatory requirements related to credit risk, data management , and customer-facing ... The Credit Portfolio Officer is a senior-level position responsible for the...production systems evolve to meet them efficiently and effectively. ** Regulatory & Compliance Monitoring:** + Ensure all… more
- Cengage Group (Chicago, IL)
- …linking security investments to business outcomes including revenue protection, regulatory compliance , and competitive differentiation. + Champion security ... data confidentiality, and technology infrastructure from cyber threats while ensuring compliance with regulatory requirements. This leader defines and delivers… more
- JPMorgan Chase (Chicago, IL)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... real-world challenges that impact our company, customers, and communities. As a Credit Officer in the Credit Risk team, you will be conducting the essential credit… more
- Zurich NA (Chicago, IL)
- Commercial Surety Underwriting Officer (Account Executive or AVP Level) 120687 Zurich North America is looking for a Commercial Surety Underwriting Officer ... position you will be responsible for the overall account management , business development and analysis of a highly complex...Knowledge of line/s of business and the legal and regulatory guidelines + Knowledge of time restraints for quotes… more
- JPMorgan Chase (Chicago, IL)
- Bring your expertise to JPMorganChase. As part of Risk Management and Compliance , you are at the center of keeping JPMorganChase strong and resilient. You help ... our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking...and respond to questions regarding clients during internal and regulatory audits of the portfolio. + Ensure compliance… more
- BMO Financial Group (Chicago, IL)
- …conducted in compliance with internal controls and adherence to audit, regulatory , and compliance policies. Supports EMM Relationship Managers (and other ... Market and clients with $10 to $50 million revenues. Specialty Finance Officer will create an effective internal and external network for successful Commercial… more
- HUB International (Chicago, IL)
- …including revenue recognition for commission and fee income, acquisition accounting, and regulatory compliance . **Key Responsibilities:** + Lead and direct all ... insurance, employee benefits, risk services, personal insurance, retirement, and private wealth management products and services. With over $5 billion in revenue and… more
- Bank of America (Chicago, IL)
- …decisioning. * Support asset quality forecasting and reporting efforts. * Ensure compliance with internal credit policies and applicable regulatory requirements. ... SAG Corp/Comm Sr Port Officer Chicago, Illinois;New York, New York; Boston, Massachusetts;...stakeholders. * Monitor borrower performance, financial condition, and covenant compliance to ensure timely risk rating adjustments and proactive… more
