- Robert Half Finance & Accounting (New York, NY)
- Description Senior Manager , SEC Reporting & Technical Accounting Role Overview This leader will drive the integrity of external reporting and guide ... capabilities and support career growth Requirements * Proven experience in SEC financial reporting and compliance, including handling Form 10-K and Form 10-Q… more
- MongoDB (New York, NY)
- **Why This Role Matters** The Senior Manager will ensure accurate and timely SEC filings while providing deep technical accounting expertise for complex ... preferred + 8-10 years of progressive accounting experience, including public company SEC reporting and technical accounting; Big 4 experience preferred +… more
- Robert Half Finance & Accounting (Parsippany, NJ)
- …Great opportunity to gain high exposure in this larger organization working directly for the SEC Financial Reporting Manager . Experience with SAP is a plus ... but not required. This Senior SEC Accountant position is highly visible...exposure in this larger organization working directly for the SEC Financial Reporting Manager . Experience… more
- Deloitte (Morristown, NJ)
- The Senior Manager will play a key role...SPAC, such as: + Assess public company readiness + SEC reporting requirements + Technical accounting matters + ... Work you'll do As a Capital Markets Transactions - Senior Manager , you will oversee day-to-day operations...aerospace and defense industry experience + Experience in financial reporting and SEC requirements of IPOs The… more
- Bloomberg (New York, NY)
- Senior Technical Account Manager - Semi-Liquid Funds Location New York Business Area Data Ref # 10047768 **Description & Requirements** Bloomberg runs on data. ... all the data in between. Whether a fund investor, manager , or advisor, our team provides the data, solutions,...and 506(c)/3(c)(7) vehicles and stay current on regulatory developments ( SEC , FINRA, 1940 Act) + Use business intelligence to… more
- TD Bank (New York, NY)
- …more specific details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Manager leads a team of audit professionals and provides ... and Wealth Compliance, including the regulatory requirements of FINRA, SEC , CFTC, etc. May also act as a specialized...Oversees / leads the ongoing audit communications and/or the reporting process with the stakeholders, senior management… more
- Ankura (New York, NY)
- …Investigation (DEI) and Registrations and Inspections (DRI). In addition, we have former senior officers from the SEC Division of Enforcement, certified public ... Commission (" SEC ") independence matters. In addition, Ankura Directors and Senior Directors provide expertise on matters including an assessment of an audit… more
- Scotiabank (New York, NY)
- Senior Audit Manager , Audit Department - Trade Surveillance **Requisition ID:** 246539 **Salary Range:** 120,900.00 - 231,400.00 _Please note that the Salary ... drive ambition for every future! **Purpose** Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance...in Charge (OIC) and leads the planning, execution and reporting of Global trade surveillance Compliance Audit by assessing… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** The Head of Finance, TDS, US Regulatory Reporting reports to the Chief Financial Officer for TD Securities USA and focuses ... on the reporting of the Broker Dealer. The Head of Finance...Finance at Broker Dealer Board meeting and other key senior management meetings + Acts as key contact for… more
- Capital One (New York, NY)
- …+ Support monthly managerial review processes and prepare surveillance metrics and reporting for senior management. **Data Integrity, Reconciliation & Testing** ... Trade Surveillance Manager (Broker-Dealer & Swap Dealer) **About the Role**...monitoring of trading activity, and ensure ongoing compliance with SEC , FINRA, CFTC, and NFA regulatory requirements. The ideal… more
- TD Bank (New York, NY)
- …initiatives as needed** **Job Summary:** The **Compliance Administration Oversight & Reporting Manager ** ensures regulatory adherence and risk management within ... a member of the US Wealth Compliance Department, the Compliance Business Oversight Manager will:** + **Ensure ongoing compliance with the Investment Company Act of… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- **Job Description Summary** Reporting to the Manager in the Corporate Controller's Group, this Senior Consolidations Accountant is responsible for the ... and preparation of worldwide consolidated financial statements for all reporting cycles including monthly actuals, annual budget, quarterly projections, and… more
- Neuberger Berman (New York, NY)
- Neuberger Berman is looking for a Senior Registration Analyst to join our Legal and Compliance team, focusing on the day-to-day processing of registration ... updating licenses, overseeing terminations, state registrations, and related regulatory reporting . **Key Responsibilities:** + Review and complete pre-hire Workday… more
- Mizuho Corporate Bank (New York, NY)
- Join Mizuho as a Risk Assessment Project Manager ! In this role you will bridge business needs and IT solutions within the compliance field. This role involves ... inherent risk, control effectiveness and calculating residual risk. The Project Manager will drive the implementation of technical capabilities in support of… more
- Marex (New York, NY)
- …www.marex.com (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Operational Risk Manager is responsible for assisting the Firm in identification, ... and related control gaps. + Governance: Contribute in and create reporting materials for governance forums, ensuring comprehensive oversight and identification of… more
- JPMorgan Chase (Jersey City, NJ)
- …of the future state architecture. As a Vice President - Technical Product Manager with the Global Capture Product team within the Enterprise Communication Platforms ... Drives API-first product capabilities for ingestion, entitlements, eDiscovery, supervision, reporting , and admin; establishes standards for versioning, documentation, auth,… more
- Grant Thornton (New York, NY)
- …related license/certification preferred + Strong current knowledge in US GAAP, GAAS, SEC Reporting , transaction advisory services or mergers and acquisitions ... As a Financial Due Diligence Manager , you'll focus on middle-market transactions, serving dynamic...maintain strong client relationships + Team with partners and senior managers on proposals and business development calls +… more
- RELX INC (New York, NY)
- …our Team Intelligize is the leading provider of analytical tools for SEC compliance (external reporting ) and transactional (IPOs, M&A) professionals. Intelligize ... firms, corporations, and other organizations stay compliant with the external reporting regulations, build stronger deals and agreements, and deliver value to… more
- SMBC (New York, NY)
- … Reporting : The Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior Management, Risk ... to broker-dealer-applicable regulatory engagements, support function coordination, governance and reporting . Regulatory Engagements: The Regulatory Governance Team supports SMBC's… more
- TD Bank (New York, NY)
- …issues and help implement controls to prevent recurrence, and enhance reporting mechanisms for senior management. + Stakeholder Engagement: Collaborate ... regulatory requirements as it relates to surveillance data (eg, SEC , CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns...data quality issues. Support the Data Quality Director in reporting on data quality issues. The Senior … more