- SMBC (Jersey City, NJ)
- …its employees. **Role Description** SMBC is seeking a Vice President to join the Compliance Governance team of SMBC Americas Division. This role contributes to ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...an Annual Compliance Plan, reviewing and maintaining Compliance charters and Compliance governance … more
- SMBC (New York, NY)
- …updates, find efficiencies, respond to ad-hoc requests and support the implementation of compliance program enhancements with respect to each of the below-listed ... Compliance Program areas: + Policies and Procedures...Crimes Compliance + Regulatory Change Management + Compliance Alerts and other Communications Governance and… more
- SMBC (Jersey City, NJ)
- …within the SMBC Americas Division Compliance Department is looking for a Program Governance Analyst who can leverage their data analytics skills to support ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...Conduct Management Program , Compliance Culture Program and Employee Compliance Program .… more
- SMBC (Jersey City, NJ)
- …skill gaps and training requirements within the organization. + Maintain any relevant program governance documentation, such as process and procedures for the ... participating in the training needs analysis process for the America's Division (AD) Compliance Training Program . This role provides exposure to diverse business… more
- SMBC (New York, NY)
- …control office, helping to oversee effective governance , risk management, and compliance across the organization. + Program Management: Assist with managing ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...Control Office is seeking a highly organized and experienced program manager to join our team. The Program… more
- SMBC (Jersey City, NJ)
- …Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local ... a competitive portfolio of benefits to its employees. **Role Description** The Compliance - Functions Control Officer function plays a critical role in strengthening… more
- HSBC (New York, NY)
- …New York, NY, US, 10001 Work style: Hybrid Worker Date: 25 Oct 2025 In compliance with applicable laws, HSBC is committed to employing only those who are authorized ... line reporting both into Treasury (Finance) and Markets Securities Services ( Corporate & Institutional Banking). The responsibilities of Regional Head of Markets… more
- SMBC (Jersey City, NJ)
- …of results within local and Head Office reporting. + Support the Head of Compliance M&T in leading transformation/ program enhancements initiatives to keep the ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...compliance , internal audit, AML Risk and Control, AML Governance and Oversight, bank regulator). + 10+ years of… more
- TYLin (New York, NY)
- …the alternative delivery space. + Collaborate with global legal, risk, and compliance teams to ensure consistency in contracting practices and enterprise-wide risk ... governance . **Opportunities for Growth** For the right candidate, this...offers: + Broader leadership in the legal function, supporting corporate initiatives related to project delivery, joint ventures, and… more
- SMBC (Jersey City, NJ)
- …Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local ... for planning, development, implementation, and maintenance of an internal audit program covering cybersecurity and technology related areas across the Americas… more
- Principal Financial Group (New York, NY)
- …the Principal AM Technology leadership team. Collaborate with a range of governance and advisory groups, including the 40-Act Mutual Fund Board, committees, ... goals. + You are willing and able to travel regularly, primarily to corporate headquarters in Des Moines, Iowa, with occasional international travel to build… more
- SMBC (Jersey City, NJ)
- …Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local ... supporting the 2nd Line operational resilience and business continuity risk management program across various businesses, group companies and functions of the bank… more
- TD Bank (New York, NY)
- …Legal and across the enterprise. The successful candidate will bring strong knowledge of corporate governance and/or subsidiary governance in a corporate ... they need to do their job **Preferred Qualifications:** + Corporate governance and/or subsidiary governance ... operations of an organization + Experience supporting subsidiary compliance and governance aspects of business development… more
- Mizuho Corporate Bank (New York, NY)
- …policies and standards. + Ensure prioritized business services fully adopt the program 's methodology, governance structures, and outcome measurement practices. + ... and Resilience Operations. The transformation aspect encompasses resilience strategy, program execution, and the development of new capabilities across the… more
- Mizuho Corporate Bank (New York, NY)
- …are seeking a dynamic and experienced Senior Line Manager to lead our Infrastructure Governance , Risk, and Compliance (GRC) team. This role is pivotal in ... processes and tools that streamline audit preparation and execution Governance and Compliance : + Ensure compliance...Other requirements Mizuho has in place a hybrid working program , with varying opportunities for remote work depending on… more
- PSEG (Newark, NJ)
- …IT and OT landscapes. Ensure that Cybersecurity Governance , Risk, and Compliance service delivery aligns with the corporate IT strategy, including ... and to benchmark our program . Partner with professional Cybersecurity Governance , Risk, and Compliance associations, service providers, and to identify… more
- Justworks (New York, NY)
- …development, zero-trust environment, and emerging threat landscapes. + Enhance the Security Compliance Program to ensure regulatory compliance , especially ... Director, Governance Risk & Compliance New York,...business growth and scope changes, and to mature the program in the future to measure internal compliance… more
- TD Bank (New York, NY)
- …requests, and expectations. **JOB DESCRIPTION** The Vice President supports Volcker Program Governance across TD Securities (Globally) ensuring a strategic, ... line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business...as well as other key stakeholders to ensure Volcker Program governance delivery requirements are understood and… more
- TD Bank (New York, NY)
- …requests, and expectations. **JOB DESCRIPTION** The Senior Analyst supports Volcker Program Governance across TD Securities (Globally) ensuring a strategic, ... line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business...and control related support to team management within Volcker Program governance . + Assists in the implementation… more
- TD Bank (New York, NY)
- …comprehensive understanding of existing and emerging regulatory requirements, inherent risks, Compliance Policies and Standards, to ensure program alignment and ... United States of America **Hours:** 37.5 **Line of Business:** Governance & Control **Pay Detail:** $170,000 - $225,000 USD...tracking execution of action plans to resolution + In compliance with Business Change Review (BCR) Program … more
