- SMBC (Jersey City, NJ)
- … resilience and business continuity management. - Coordinates with 1st Line risk /resilience domains of operational risk , business continuity ... oversight of the 1st Line resilience programs - Operational Resilience, Business Continuity Management, Technology Resilience,...on a combination of technology risk management, business continuity management, and operational risk… more
- HSBC (New York, NY)
- …and external audit and regulatory expectations + Anticipate, identify and mitigate operational risk in an appropriate, cost-effective manner + Ensure that ... challenging the adequacy of existing controls + Work with Risk Owners and other Business and Function...activities and processes are embedded into the SOX and operational risk frameworks + Continually drive standardization… more
- Tradeweb (Jersey City, NJ)
- …be responsible for performing vendor risk assessments and ongoing vendor risk monitoring and providing operational support.This role is key in supporting ... implement tools and automation that support effective management and oversight of vendor risk + Support vendor...relevant degree + 3-5 years' experience in vendor/third party risk management or operational supplier management, preferably… more
- Neuberger Berman (New York, NY)
- …of a strong, efficient control environment. This individual will ensure operational processes, governance structures, and risk management practices support ... address root causes and ensure timely resolution + Establish and manage business -wide governance routines, ensuring ongoing oversight and escalation of control… more
- embecta (Parsippany, NJ)
- …and improve the company's operations, with a focus on financial integrity, operational efficiency, regulatory compliance, and enterprise risk management. As a ... will oversee the development and execution of a global, risk -based internal audit strategy that aligns with the company's...requiring nuanced analysis, sound judgment, and strategic thinking. + ** Business Acumen & Operational Insight** + Broad… more
- SMBC (Jersey City, NJ)
- …8-10 years of BSA/AML/Sanctions compliance experience (eg, compliance, internal audit, AML Risk and Control, AML Governance and Oversight , bank regulator). + ... well as applicable laws and regulations applicable to these risk areas. The Head of FCC M&T will have... areas. The Head of FCC M&T will have oversight of a team of compliance professionals to support… more
- SMBC (New York, NY)
- …Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior Management, Risk Management, and other ... regulators. + Support the production of management reporting for business leadership, CPAD, Risk and other governance...in achieving industry best practices and in minimizing regulatory risk . + Seek operational efficiencies and automation… more
- Port Authority of New York and New Jersey (Newark, NJ)
- …Authority policy, this position permits employees to work remotely a maximum of one day per week, subject to operational and business needs. REQNUMBER: 63715 ... selected candidate will be responsible for the overall leadership and oversight of the planning, environmental review, procurement, and all other pre-construction… more
- Capco, a Wipro Company (New York, NY)
- …rapid modernization and change. Whether our clients are seeking enhanced operational performance, reduced risk , accelerated change, or transformed customer ... **About the Team:** Capco is a global business and technology consultancy, focused on the financial...as lending, deposits, account servicing, anti-financial crime, online banking, risk identification & management, and payments. The team offers… more
- Port Authority of New York and New Jersey (New York, NY)
- …Authority policy, this position permits employees to work remotely a maximum of one day per week, subject to operational and business needs. REQNUMBER: 63729 ... operations. This includes managing and participating in the development and oversight of environmental, health and safety, operating improvements, maintenance trades… more
- Neuberger Berman (New York, NY)
- …construction, compliance). + Familiarity with investment guideline oversight , investment risk , and operational risk frameworks. + Technical proficiency: ... design, documentation, and delivery-partnering closely with portfolio managers, traders, risk , operations, engineering, and strategic vendors to build high-quality,… more
- SMBC (New York, NY)
- …updated Master Service Agreements (MSAs) to maintain alignment with organizational requirements. Risk & Compliance Oversight + Identify and mitigate third-party ... organizational objectives and meet established standards for performance, compliance, and risk management. A key responsibility of this position is leading strategic… more
- Capco, a Wipro Company (New York, NY)
- …but many Chief Marketing Officers in financial services firms cite operational inefficiency, technology limitations, data access, and hesitation adoption of ... areas to help Capco's clients achieve revenue growth, cost control, operational efficiency, and regulatory compliance within their marketing function: Marketing… more
- Neuberger Berman (New York, NY)
- …Managers. + Work closely with fund administrators to provide support and oversight for derivative valuations. + Perform various daily and monthly reconciliations ... rates. + Assist management with system automation projects (STP), efficiency initiatives, and risk mitigation. + Serve as a central point of contact for internal… more
- City National Bank (New York, NY)
- * OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Technology* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for ... National Bank's business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) team is responsible for… more
- City National Bank (New York, NY)
- * OPERATIONAL RISK FRAUD OVERSIGHT MANAGER...the ongoing review and monitoring of operational risk programs executed by assigned 1LOD business or ... Management (ORM) is responsible for providing independent and objective oversight of the management of risks arising from City...business processes, procedures, and controls to adhere to operational risk governance requirements * Review and… more
- TD Bank (New York, NY)
- …for this role. **Line of Business :** Risk Management **Job Description:** The Operational Risk Manager I provides a broad range of risk analysis, ... policies, and/or processes that identify, report on and mitigate major operational risk exposures within the business , including responses to regulatory… more
- TD Bank (New York, NY)
- …on-going analysis and reporting on operational risk and/or other major risk categories as applicable to own business or functional area, and reviews ... Senior Manager will provide oversight , challenge, and risk intelligence to influence business outcomes and...core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business Continuity Management,… more
- TD Bank (New York, NY)
- …+ Proficiency with Microsoft Word, Excel and PowerPoint. The Financial Crime Risk Oversight Specialist acts as key business oversight lead and provides ... specific details for this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist, Global Transaction Banking **Reports to:**… more
- American Express (New York, NY)
- …third-party fraud risks across business processes and products, including independent oversight on non-model tools used in fraud risk management. + Conduct ... at American Express. We are seeking Manager, External Fraud Risk Oversight (2nd LOD), to join our...Qualifications** + 5 years of experience in fraud or operational risk management in the Banking or… more
