- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** SMBC Capital Markets, Inc. (CM) is seeking a Market Risk Governance Associate within its Risk ... on centralizing efforts to enhance the efficiency of our risk organization in the US. The Associate ...compliance with CFTC/NFA and SEC/FINRA regulations and uphold the market risk governance framework across… more
- Broadridge Financial Solutions (New York, NY)
- …to work remote. Responsibilities + Lead the governance of all market data operations, ensuring effective risk management, compliance, and audit readiness ... others along the way, come join the Broadridge team. Summary As Senior Director, Market Data Governance & Vendor Relations, you will serve as the strategic… more
- JPMorgan Chase (Jersey City, NJ)
- …maintenance, and improvement, in addition to production lifecycle methodologies and risk guidelines. The Portfolio Investment Governance tooling team manage ... As a Senior Application Support Associate you will be entrusted with supporting Chief...that is focused on enabling processes such as Investment Governance , Financial Management, Execution & Delivery, and managing strategy… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** SMBC is seeking an Associate to join the Compliance Governance team of SMBC Americas Division. ... the current compensation paid in their geography and the market for similar roles at the time of hire....This role will report into the Director of Compliance Governance . **Role Objectives** + Support development of the Annual… more
- SMBC (New York, NY)
- …to its employees. **Role Description** SMBC Capital Markets, Inc. is seeking a highly skilled Associate for Market Risk to join our esteemed Market ... is both comprehensive and forward-thinking. **Role Responsibilities** As an Associate for Market Risk , you...to uphold our high standards of compliance. - Enhance governance frameworks, contributing to the continuous improvement of our… more
- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** **The** ** Associate - Risk Data Management role will be within the Risk ... the current compensation paid in their geography and the market for similar roles at the time of hire....Risk Data Management.** **Role Objectives** + Execute data governance , improve operational data quality, and implement BCBS 239… more
- SMBC (White Plains, NY)
- …Officer Vice President (VP), Director of Operational Risk , and Head of Non-Financial Risk , the Associate supports the Second Line of Defense Risk ... operational risk framework independent of the businesses' risk appetite statements. The Associate is responsible...and KRIs including alignment to taxonomies (ie, process, control, risk , etc.) + Handle the governance and… more
- BlackRock (New York, NY)
- …as an individual contributing to the design and development of our private market risk models, ranging from private equity, real estate equity, infrastructure ... Modeling team to drive the development of portfolio risk models for private market investments. This...onto state-of-art production systems + Build and maintain model governance controls, including (but not limited to) model performance… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** SMBC is seeking a Credit Risk Model Owner Associate to serve as local model owner to monitor ... the current compensation paid in their geography and the market for similar roles at the time of hire....and manage credit risk related models for the SMBC Americas Division portfolio.… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), ... **About this role:** Wells Fargo is seeking an associate to join our Municipal Products Group (MPG)....risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- Wells Fargo (Armonk, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), ... **About this role:** Wells Fargo is seeking an Associate Bank Financial Advisor (LO) in Wealth and...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- Scotiabank (New York, NY)
- …Professional risk related accreditation desirable (CA/CPA/CFA/MBA) + Specific bank lending/adjudication, market risk and credit risk experience + Solid ... Associate Director, Chief of Staff US Corporate Banking...our clients an important bridge to this key global market for trade and investment flows across the Americas… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), ... Investment Banking (CIB) Markets COO division is seeking an Associate to join the CIB Markets Business Aligned Supervisory...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), ... and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk… more
- TD Bank (New York, NY)
- …decisions; develop and maintain contacts with market participants + Demonstrates governance , control, and risk management behaviors in alignment with TD ... TD Cowen, a division of TD Securities, is looking for an Equity Research Associate to join its Healthcare, Biotechnology team in New York. Equity Research Analysts… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), ... role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), ... this role:** Wells Fargo is seeking an Equity Research Associate in the Utilities sector. Learn more about the...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), ... role:** Wells Fargo is seeking an Investment Banking Program Associate to join our Consumer & Retail Investment Banking...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- SMBC (Jersey City, NJ)
- …experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible ... portfolio of benefits to its employees. **Role Description** SMBC Group is seeking an Associate to join the Compliance Controls Inventory team, which is a part of… more
- SMBC (New York, NY)
- …experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible ... IT asset management, and security architecture, helping to ensure insights and risk indicators are leveraged to enhance overall cyber defense and resiliency… more