- Bank of America (New York, NY)
- Prime Brokerage Risk Sr . Manager New...Traded products with deep knowledge of Repo product + Senior risk manager able to apply risk ... Brokerage Risk Executive, the Prime Brokerage Risk Sr...appropriate + Developing strong relationships with key stakeholders across senior business management, origination and the various risk… more
- Citigroup (New York, NY)
- …for counterparty and platform risk management of Citi's cash and synthetic Prime Brokerage and Equity Delta One business lines: + Solutions-oriented client ... management. **Job Background / Context:** + Global platform includes Prime Brokerage and Swap offerings across US...management and ongoing business initiatives. + Senior -level risk sign-off responsibility within the NAM-based Prime … more
- Citigroup (Jersey City, NJ)
- …consistently a dominant top 3 player in the market, Equity (Cash, Derivatives, Prime Brokerage , Futures, Listed Derivatives, Clearing and Foreign Exchange ... Prime Brokerage ) where Citi has a significant growth program to...adopt a proactive approach to identifying opportunities to reduce risk through the continuous evaluation of our controls; to… more
- Citigroup (New York, NY)
- …products including subscription call facilities, Fund Financing, FX Hedging, Derivatives, Prime Brokerage , and structured lending. Candidate should also have ... Director, Senior Underwriter/Credit Risk Officer - Private Equity/Hedge Funds The Credit Risk Manager will lead the underwriting, spanning various… more
- JPMorgan Chase (New York, NY)
- …understanding of product knowledge and how it impacts liquidity risks (eg deposits, prime brokerage , secured funding, derivatives etc) is a strong plus ... risk management. + Articulate key evolving risks to senior management in easy to understand manner. + Be...the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions. We also offer… more
- Marex (New York, NY)
- …Organizations. + Strong understanding of US securities regulations that may include Prime Brokerage , Clearing Services, Stock Loan/Fully Paid Lending, Portfolio ... visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide compliance… more
- TD Bank (New York, NY)
- …As a member of the margin team the candidate will monitor and maintain prime brokerage and equity swap portfolios and work cooperatively with all Operations ... teams to implement the firm Margin policy, provide metrics and trend analysis on Prime brokerage and equity swap client portfolios. + Opportunities to work on… more
- Citigroup (Jersey City, NJ)
- …consistently a dominant top 3 player in the market, Equity (Cash, Derivatives, Prime Brokerage , Futures, Listed Derivatives, Clearing and Foreign Exchange ... Prime Brokerage ) where Citi has a significant growth program to...Act as a key liaison between trading desks, treasury, risk , operations, and senior management. * Present… more
- Citigroup (Jersey City, NJ)
- …consistently a dominant top 3 player in the market, Equity (Cash, Derivatives, Prime Brokerage , Futures, Listed Derivatives, Clearing and Foreign Exchange ... Prime Brokerage ) where Citi has a significant growth program to...adopt a proactive approach to identifying opportunities to reduce risk through the continuous evaluation of our controls; to… more
- Bank of America (Jersey City, NJ)
- …Units & Customers/Clients + Knowledge of FICC or Equity products and services and/or Prime Brokerage + Law enforcement background + Excellent written and verbal ... regulators and/or law enforcement + Reports facts of the investigation to senior stakeholders, assisting in identifying potential operational or compliance risks and… more
- Citigroup (New York, NY)
- …is consistently a dominant top 3 player in the market, Equity (Cash, Derivatives, Prime Brokerage , Futures, Listed Derivs, FXPB) where Citi has a significant ... to create, explore and be adventurous whilst taking measured risk , adopting safe practices to protect the firm. Data...Continued engagement and face off with a range of senior Business, Technology and Operations partners + Supports and… more
- Citigroup (New York, NY)
- …across Global Markets, including: High Touch Cash Sales Trading, Program Trading , Prime Brokerage , Advisory and Derivatives Sales in order to grow Citi's ... The Electronic Sales role is a senior -level position responsible for covering both existing and prospective accounts trading Cash Equity products. This is an… more