- SMBC (Jersey City, NJ)
- …treasury futures & options, etc. SMBC is hiring an Associate within the CFTC Trade Reporting team. The team is responsible for ensuring the timeliness, ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...reporting (preferred) + 2+ years of experience with trade input for Rates/FX OTC Products + 2+ years… more
- Citigroup (New York, NY)
- **Job description summary:** We are hiring for the role of 'Head -Regulatory reporting and compliance delivery, Fixed Income Trade Processing Technology'. This ... We are hiring for the role of 'Head -Regulatory reporting and compliance delivery, Fixed Income Trade Processing Technology'. This role is based right in the… more
- Capco, a Wipro Company (New York, NY)
- …Services clients to ensure compliance with regulatory mandates such as CFTC, SEC, Canadian Trade Reporting , and CAT NMS Plan requirements. **What You'll Get to ... a team of consultants, subject matter experts, and analysts to deliver complex trade reporting and regulatory compliance solutions. + Oversee client engagements… more
- JPMorgan Chase (Jersey City, NJ)
- …United States Broker-Dealer regulation, exams, and inquiries; equities compliance, or trade reporting . JPMorganChase, one of the oldest financial institutions, ... in equities trade support, compliance, or operations, supervision of regulatory reporting , building and leading teams. + Proven track record of working with… more
- Scholastic (New York, NY)
- …and month-end closes. The role will also support the Sr. Director across all Trade lines of businesses with all analysis, reporting , cost management, strategic ... + In partnership with Sr. Director, manage day-to-day financial functions of Trade , including budgeting, forecasting, reporting , and cost management + Provide… more
- Newell Brands (Norwalk, CT)
- …knowledge and creativity to provide the analytics needed to administer the trade program and provide management reporting . The ideal candidate will ... and collaborative environment where you can be your best, every day. **SUMMARY** The Trade Expertise Center (TEC) provides Trade related services to the Business… more
- Citigroup (New York, NY)
- …for a Markets business, including trade booking, downstream processing, and trade reporting ; Performing complex and detailed analysis of controls and/or ... and concise activity and progress reports. Deliver first class service to trade booking flow initiatives to support risk and control outcomes. Determine required… more
- Robert Half Finance & Accounting (New York, NY)
- …Metals Our client a gloabl trader of physical energy and metals is adding to their Trade reporting team. This position is on the trading floor and focuses on the ... monthly accounting / reporting of their trading teams. In this role, you...their trading teams. In this role, you will oversee trade accounting, inventory reconciliation, and ensure the accuracy of… more
- Marex (New York, NY)
- …other regulatory organizations. + Excellent understanding of US securities regulations, trade reporting obligations, and trading practices within fixed income. ... as well as providing compliance advisory services regarding various other regulatory reporting requirements, including TRACE and RTRS reporting . The position… more
- Citigroup (Jersey City, NJ)
- …+ Post- trade allocation and trade capture + Reconciliations + Trade break investigation and resolution + Regulatory reporting + Client solutions + ... The futures trade management role is an intermediate level role...behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively… more
- Aston Carter (New York, NY)
- …We are seeking a dedicated and detail-oriented Administrator to oversee compliance and reporting related to Free Trade Zones (FTZ). The role involves operating ... and weekly basis. + Assist with valuation, classification, and reporting issues related to CBP. + Review daily FTZ...especially Excel and PowerPoint. + Comprehensive knowledge of FTZ, trade compliance, and CBP regulations. + Bachelor's degree in… more
- BMO Financial Group (New York, NY)
- …multiple FICC market activities preferred including: Primary Dealer, GSEs, Trade reporting (TRACE), communications, supervision, best execution/order handling, ... maintain current knowledge of regulatory requirements and developments, monitoring risk/ trade surveillance, and identifying and corrects possible gaps and… more
- TD Bank (New York, NY)
- …FINRA, SEC, CFTC, NYSE, and OCC including Securities Act, Reg M, SPAC Rules, Trade Reporting , Etc. + Excellent oral and written communication skills. + Ability ... implementations of new regulatory requirements. + Participating in industry groups and trade association working groups or other forums. + Accountable for the… more
- JPMorgan Chase (New York, NY)
- …SEC, FINRA and MSRB rules relevant to securities trading with focus on regulatory trade reporting , best execution, distribution of issues, and SEC Market Access ... rule + Strong written and oral executive-level communications skills + Excellent analytical skills + Bachelor's degree required + Ability to work both independently and as a core team member Preferred qualifications, capabilities, and skills + JD preferred… more
- Guardian Life (New York, NY)
- …unreconciled activity and best execution + Collaboration with Compliance on regulatory reporting and trade surveillance + Document procedures and recommend ... responsible for the full lifecycle of order entry and trade support across a range of asset classes including...borrowing, margin, lending, SMA, calls, extensions, Regulation T, and trade issue resolution is essential. **You are** + Experienced… more
- TD Bank (New York, NY)
- …regulatory compliance by developing and maintaining a comprehensive Trade Surveillance program, including identifying emerging risks, regulatory developments ... providing relevant training for Surveillance, conducting quality assurance of alert disposition, reporting on the state of Surveillance program to the Board, senior… more
- TD Bank (New York, NY)
- …global client base. They provide operational support and control functions across the trade lifecycle. The team is heavily involved in new product initiatives and ... MBS trading/sales desk directly + Trace Monitoring, Fed Dollar Reporting + Assisting the MBS trading desk with Agency...+ Ad Hoc MBS Trading Desk request + Client trade allocations, trade confirmations, new account requests… more
- Tiffany & Co. (New York, NY)
- **Position Overview:** As the Analyst, Global Trade & Logistics, you will play a key role in supporting, analyzing, and optimizing the movement of goods across ... suppliers, freight forwarders, and customs brokers to ensure compliance with trade regulations, timely delivery, and cost-effective movement of goods. You will… more
- JPMorgan Chase (Jersey City, NJ)
- Elevate your career in the dynamic Trade & Working Capital Business within the Americas Trade Distribution team. In this pivotal role, you will support the ... Trade team by creating and enhancing distribution channels to...of business activity to support the creation of presentations, reporting , and remediation efforts. + Strong networking and communication… more
- ManpowerGroup (Jersey City, NJ)
- …annual departmental reporting . + Check and approve transactions in the trade finance system. + Verify all transactions are processed in accordance with ... leader in the financial services industry, is seeking a Trade Operations Analyst-(Export LOC) to join their team. As...Operations Analyst-(Export LOC) to join their team. As a Trade Operations Analyst, you will be part of the… more