- City National Bank (Wilmington, DE)
- * SENIOR FIDUCIARY BUSINESS CONTROLS ANALYST* WHAT IS THE OPPORTUNITY? This position will work directly with the City National Bank's ("CNB") Business ... practical impacts/implications to the business line. * Provide guidance on Control Standards to ensure compliance-related controls are documented in line… more
- Wells Fargo (Philadelphia, PA)
- …Individual Retirement Accounts (IRA). **About this role:** Wells Fargo is seeking a Senior Trust Officer ( Senior Fiduciary Specialist) on the Personal ... BL&T further provides guidance on a variety of banking and fiduciary topics including investment management, general trust administration, specialty trusts, custody,… more
- M&T Bank (Wilmington, DE)
- …skills Strong organizational skills Strong customer focus Thorough knowledge of fiduciary business including decisioning experience in complex fiduciary ... the phone or in person with clients, advisors, and business partners. + Serve as fiduciary resource...to the Company's risk and regulatory standards, policies, and controls in accordance with the Company's Risk Appetite. Identify… more
- M&T Bank (Bear, DE)
- …and insurance from high net worth customer segment, primarily Retail and Business Banking. Works with Investment Advisors, Fiduciary Advisors, Community ... products and services catered to the needs of the individual client to meet fiduciary standards. + Increase assets under management by meeting with high net worth… more
- PNC (Philadelphia, PA)
- …and have an opportunity to contribute to the company's success. As a Senior Investment Risk Leader within PNC's Asset Management Group organization, you will be ... portfolio investment risk management projects * Monitor and analyze fiduciary investment risks and exposures on a short and...program execution. Typically manages manager(s) and serves as a senior risk advocate for the risk management program. +… more
- TD Bank (Philadelphia, PA)
- …overall regional and group objectives, policies and procedures covering income tax business plans, financial policies, quality control processes and marketing ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
- M&T Bank (Wilmington, DE)
- …and deposits) or introduce additional value-add solutions, including credit, planning, fiduciary , family office services, etc. + Participate in Wealth Advisor-led ... and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk Appetite. Identify risk-related issues needing… more
- PNC (Philadelphia, PA)
- …success. We are looking to hire a Compliance Program Specialist Senior within PNC's Independent Risk Management's Compliance organization supporting the Asset ... Management Group (AMG) line of business . This position can be based in one of...*Prior working experience in Compliance or Audit *Knowledge of fiduciary activities specific to 12 CFR 9 and/or ERISA… more
- Truist (Philadelphia, PA)
- …* The role requires significant leadership, sales and relationship management, business development, presentation and sales skills that establish the leader and ... net worth clients * The ability to develop and implement a team business plan (eg financial, budget, staffing, marketing, calling plan.) that meets the corporation's… more
- PNC (Philadelphia, PA)
- …applicable regulations. Communicates and socializes compliance program objectives to senior business partners. Independently challenges analyses and formulates ... * Previous experience within the Wealth Management industry or working with Fiduciary accounts. *Expertise in securities movement and control , including security… more
- Truist (Philadelphia, PA)
- …growth, profitability and client retention goals by acquiring new clients through business development and expanding services and marketing new products to existing ... clients * Self-acquires new business by being active and well connected in the...development efforts (eg credit, mortgage, planning, investment, trust and fiduciary services, and insurance services) in a manner that… more