- SMBC (Charlotte, NC)
- …enterprise governance standards, regulatory requirements, and financial controls. + Support audit and compliance activities related to portfolio delivery. People ... range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees… more
- City National Bank (Charlotte, NC)
- * AUDIT MANAGER I- CONSUMER COMPLIANCE * WHAT IS THE OPPORTUNITY? The Audit Manager I- Consumer Compliance position is a key role ... to test compliance with regulatory requirements. The Audit Manager will analyze audit ...to junior auditors, providing constructive feedback and guidance on consumer compliance audit procedures and… more
- Capital One (Charlotte, NC)
- Senior Audit Manager - Consumer Lending...and will work closely with members of the technology, compliance , and analytics audit teams who support ... professional opportunity. Capital One is seeking an energetic, self-motivated Audit Senior Manager who will assist in...will assist in the development and execution of the audit plans for assurance coverage related to consumer… more
- US Bank (Charlotte, NC)
- …within the Digital, Technology and Operations team. This position will support audit coverage of the Consumer , Business and Treasury Operations (CBTO) ... payments, print, cash and check services, and call center activities. The CAS Audit Project Manager is primarily responsible for supervising staff in the… more
- Capital One (Charlotte, NC)
- Audit Director- Consumer Lending **Overview:** Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance ... services to the organization's Audit Committee. Audit professionals are experienced, well-trained...ensure the quality of risk management is effective across Consumer Lending.. The Director will provide input into the… more
- Capital One (Charlotte, NC)
- Senior Audit Manager , Corporate Compliance (Hybrid)...years of experience in one or more areas of compliance , such as consumer compliance or ... In this role as a member of the Corporate Compliance Audit Team, the candidate will have... in the financial services industry + Certified Regulatory Compliance Manager (CRCM); Certified Internal Auditor (CIA)… more
- Capital One (Charlotte, NC)
- Audit Manager : Corporate Compliance Audit (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... professional opportunity. Capital One is seeking an energetic, self-motivated Audit Manager interested in becoming part of...of experience in auditing one of the following areas: consumer compliance , banking or financial services industry,… more
- First Horizon Bank (Charlotte, NC)
- …responsible for completing audit engagement assignments with minimal supervision. The Audit Project Manager is expected to: + understand and identify the ... full range of risks related to processes, regulatory compliance , organization, policy, and technology, + evaluate control design adequacy in complex business… more
- Capital One (Charlotte, NC)
- Senior Audit Manager , Enterprise Risk Management (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... opportunity. Capital One is seeking an energetic, self-motivated Sr. Audit Manager interested in becoming part of...or a combination of the following areas: risk management, consumer compliance , banking or financial services. +… more
- US Bank (Charlotte, NC)
- …risk profile, innovative operational solutions, and client support. The CAS Senior Audit Project Manager is primarily responsible for supervising staff in ... managers, however there are no direct reports. The Senior Audit Project Manager is a subject matter...Coordinating audit activities by integrating other internal audit subject matter teams (product/service, technology, compliance ,… more
- US Bank (Charlotte, NC)
- …payments, print, cash and check services, and call center activities. The Corporate Audit Services Senior Audit Project Manager is primarily responsible ... managers, however there are no direct reports. The Senior Audit Project Manager is a subject matter...Coordinating audit activities by integrating other internal audit subject matter teams (product/service, technology, compliance ,… more
- US Bank (Charlotte, NC)
- … audit professionals within our Technology and Operations Services Team as a Senior Audit Project Manager . This role will align to the Technology Services ... of risk mitigation -Partner with their assigned Line of Business, other Risk/ Compliance / Audit (RCA) professionals, and RCA Managers to, depending on their… more
- TD Bank (Charlotte, NC)
- …degree required + 10+ years of relevant experience **Preferred Qualifications:** + Consumer compliance experience, regulatory knowledge, audit experience + ... more specific details for this role. **Line of Business:** Audit **Job Description:** **Depth & Scope:** + Provides people...area of significant risk, complexity or scope + People Manager role that generally manages a team greater than… more
- Coinbase (Charlotte, NC)
- …purpose and mission of Internal Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. ... performance standards, ensure high-quality deliverables, and drive timely execution of audit and compliance activities. * *Continuous Improvement & Innovation:*… more
- US Bank (Charlotte, NC)
- …risk management and internal control concepts. + Thorough knowledge of Risk/ Compliance / Audit competencies + Effective presentation, interpersonal, written, and ... gap assessments and CAS Intake Channel submissions; monitoring and escalating Next Audit Files and continuous monitoring regulatory reporting tasks. + Leading CAS… more
- Regions Bank (Charlotte, NC)
- …a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + Strong ... the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first,...+ Bachelor's degree and eight (8) years experience in compliance , quality assurance/control, audit or other related… more
- TD Bank (Charlotte, NC)
- …experience below + 10+ years related experience required + Certified Regulatory Compliance Manager (CRCM), law degree, regulatory, or risk management experience ... **Line of Business:** Compliance **Job Description:** The Compliance Director Business Oversight, Consumer Deposits, Digital...Office of Supervision of Financial Institutions (OSFI) and internal audit to ensure compliance + Aids in… more
- TD Bank (Charlotte, NC)
- …experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer , commercial, and corporate US ... compliance and governance perspective.** **In this Position:** ** Compliance Risk and Reporting Manager will provide...bank regulations** + **Knowledge and experience within bank compliance or bank audit , legal and regulatory… more
- TD Bank (Charlotte, NC)
- …depending on availability and individual circumstances. **Job Description Summary** The Compliance Business Oversight Manager provides advice, support and ... can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank… more
- Huntington National Bank (Charlotte, NC)
- Description Compliance Group Manager - FRB - Program / Advisory Job Description: The Compliance Group Manager assists the Enterprise Compliance Risk ... Director of Fair and Responsible Banking (Director) with providing regulatory compliance guidance and oversight in Fair Lending, Responsible Banking and UDAAP (fair… more
