- City National Bank (Charlotte, NC)
- * CONTROL TESTING / REPORTING LEAD 1LOD* WHAT IS THE OPPORTUNITY? The 1LOD Control Testing / Reporting Lead is a key strategic and integral ... This role is responsible for (i) with the guidance of Manager Control Testing / Reporting , responsible for building sustainable processes with appropriate risk… more
- Bank of America (Charlotte, NC)
- Data Quality Testing Lead (Transaction & Conformance & Controls) Charlotte, North Carolina;Atlanta, Georgia; Phoenix, Arizona **To proceed with your application, ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Data-Quality- Testing - Lead --Transaction Conformance Controls-\_24046075-2) **Job Description:** At Bank… more
- Truist (Charlotte, NC)
- …data testing program conducted by the 1LOD and/or enterprise data control testing utility. 2. Aggregate, analyze and determine the effectiveness of ... to appropriate Leadership and Executives. 3. Oversee the 1LOD or Enterprise Testing Control Utility Program/Plan, including the methodology, and drive… more
- Truist (Charlotte, NC)
- …Strong understand of complex data system and End User Computing Tools 11. Adept with control testing tools including of control inventory such as Archer. 12. ... leader to the Truist second line-of-defense (LoD2) Enterprise Data Risk Oversight (EDRO) testing team reporting to the Head of Enterprise Independent Testing… more
- Truist (Charlotte, NC)
- … Reporting , Deputy Corporate Controller and other senior leaders on regulatory reporting matters. * Lead the development of implementation strategies for ... the Federal Reserve Board (FRB). * Maintain a strong control environment and provide timely and information to various...developments both internal and external that may impact regulatory reporting * Lead ad hoc projects across… more
- Truist (Charlotte, NC)
- …**Preferred Qualifications:** 1. Relevant Professional Certification - eg CPA, CISA 2. Control testing experience in a public accounting firm 3. Financial ... implementation and monitoring of governance programs related to Truist's regulatory reporting function. Such programs include effectiveness testing , risk… more
- Truist (Charlotte, NC)
- …management, production teams and data providers on process, risks, controls, and control testing . 14. Assist production teams in defining and documenting ... in alignment with second line of defense risk programs. Lead a team of professionals in the first line...business process inventory, including process maps with control points documented. Manage Regulatory Reporting Governance… more
- Bank of America (Charlotte, NC)
- …trend and analytical reporting related to computations + Works with internal control functions + Serves as lead with local regulator and other regulatory ... expertise for data quality improvement and sourcing automation projects by communicating reporting requirements, performing UAT testing , and other activities as… more
- TD Bank (Charlotte, NC)
- …to meet business governance and control objectives. May provide complex reporting , analysis, testing and assessments at the functional or enterprise level ... details for this role. **Line of Business:** Governance & Control **Job Description:** The Senior Governance & Control...and is generally a lead or SME for a given area/function. **Department Overview:**… more
- American Express (Charlotte, NC)
- …reviews and update assessment criteria to align with regulatory updates) + Support control monitoring (supplemental to BU process owners testing ) and compile key ... **Description** You Lead the Way. We've Got Your Back. At...focus), including conducting independent quality assurance and vertical process testing + Support thematic risk reporting (levels,… more
- Bank of America (Charlotte, NC)
- …transactions, research publications, and market activities. + Identify process enhancements and lead regional initiatives to improve control room efficiency and ... Compliance & Operational Risk Manager - Americas Control Room Manager New York, New York;Charlotte, North...monitoring systems. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting +… more
- Bank of America (Charlotte, NC)
- Global Financial Crimes Manager - Enterprise Monitoring & Testing Program New York, New York;Dallas, Texas; Charlotte, North Carolina; Atlanta, Georgia **To proceed ... at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Financial-Crimes-Manager Enterprise-Monitoring Testing -Program\_25020659) **Job Description:** At Bank of America, we are… more
- Truist (Charlotte, NC)
- …guidelines and best practices for the Bank regarding design and structure of control frameworks. 2. Develop data testing procedures and templates for various ... will influence senior management to improve data management and reporting . Review, analyze and assess the quality and accuracy...as a member of a team. 7. Ability to lead and direct team members in completion of complex… more
- Truist (Charlotte, NC)
- …guidelines and best practices for the Bank regarding design and structure of control frameworks. + Develop data testing procedures and templates for various ... management. + Subject matter expert on accounting and regulatory reporting requirements, and reporting processes for assigned...as a member of a team. + Ability to lead and direct team members in completion of complex… more
- TD Bank (Charlotte, NC)
- …of Currency (OCC). You will leverage your CRA background to produce accurate reporting of findings identified in data integrity reviews which are provided to Senior ... **Depth & Scope:** + Works autonomously and accountable for acting as a lead within a specialized business management function and may provide work direction to… more
- City National Bank (Charlotte, NC)
- …activities *Additional Qualifications* * Minimum 3 years of operational risk management control design, testing , and/or auditing in a financial institution. * ... *BUSINESS CONTROLS LEAD * WHAT IS THE OPPORTUNITY? 1LOD operational risk...responsibility for this role is identifying, assessing, monitoring, and reporting all key risks. Assists operations managers with monitoring… more
- Wells Fargo (Charlotte, NC)
- …+ Oversee front-office execution controls, including thresholds, processes, and procedures + Lead enhancements to the electronic trading control framework and ... and support functions to guide automated trading strategies, implement robust control solutions, and ensure compliance with regulatory and venue rules. **About… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Business Execution Consultant to join the Shared Services Operations Strategy & Transformation (SSO S&T) - ... role, you will:** Specifically, the SSO S&T - Critical Solutions & Initiatives Senior Lead will be responsible for: + Designing and executing a strategy to drive… more
- WSP USA (Charlotte, NC)
- **This Opportunity** WSP is currently initiating a search for a Full-Time ** Lead Environmental Engineer** , for our **Charlotte, North Carolina office** , to be a ... remediation activities, based on applicable regulations and client objectives. + Lead multi-media investigations that may include subsurface boring and trenching… more
- Resideo (Charlotte, NC)
- …** + Establish and enforce program governance structures, performance metrics, and reporting cadences. + Lead executive updates, steering committee meetings, and ... We are seeking a highly motivated and experienced Strategy Lead to join our Corporate Developments & Strategy team working on business transformation, with a dual… more