- US Bank (Charlotte, NC)
- …from Day One. **Job Description** Responsible for leading first line credit products governance and controls functions for Business Banking and Small ... The role will have dotted line accountability into the Product organization. **Essential Responsibilities:** + Oversee first line modeling...+ Deep knowledge of credit , regulatory process, controls , credit policy governance , and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Supervisory Control Specialist to join our Client Relationship Group (CRG) within Wealth and Investment ... with regulatory, compliance and legal requirements. The Senior Supervisory Control Specialist understands the complexity, partnership needs and customer service… more
- Wells Fargo (Charlotte, NC)
- … across Structured Products Group, Rates, Equities, Foreign Exchange, Municipal Products Group, Credit Sales & Trading. **About this role:** Wells Fargo ... and initiatives that may include risk mitigation, policy implementation, issue management, control execution and efficiency supporting CIB Model Governance . +… more
- Capital One (Charlotte, NC)
- …teammate:** + You are a critical thinker who seeks to understand the business, credit risk management, and associated control environment. + You believe insight ... Principal Auditor- Credit Risk Management (Hybrid) Capital One's Audit function...assurance on the effectiveness and efficiency of Capital One's governance , risk management, and internal control processes.… more
- Bank of America (Charlotte, NC)
- …Market Executive (ME) and Treasury Solutions Manager (TSM). The CCM focuses on product and policy expertise while managing a credit underwriting team responsible ... Credit Manager II (Covered) Charlotte, North Carolina;Washington, District...and success. + Risk Manager: Inspects and challenges risk controls , governance and culture to ensure the… more
- Wells Fargo (Charlotte, NC)
- …environment + Understanding of banking and lending operations to include credit products , loan lifecycle management, underwriting, and servicing processes ... in Wealth and Investment Management (WIM) Operations, Credit Solutions Leadership, Credit Risk, Compliance, Finance, Legal and Control . This person will… more
- Wells Fargo (Charlotte, NC)
- …Suite + Strong understanding of banking and lending operations to include credit products , loan lifecycle management, underwriting, and servicing processes + ... Management (WIM) Operations, Credit Solutions Leadership, Client Relationship Group, Credit Risk, Compliance, Finance, Legal and Control . This person will… more
- Wells Fargo (Charlotte, NC)
- …Surveillance Product Management to enhance and build effective surveillance controls + Provide subject matter expertise with comprehensive knowledge of business ... Join us! **About this role:** Wells Fargo is seeking a **Lead Control Management Officer** within Equities Trade Surveillance. The Corporate & Investment Banking… more
- Bank of America (Charlotte, NC)
- …+ 10+ years' experience preferably in a similar role, covering fundamental equity, credit , capital markets or similar products . + Practical knowledge and ... Compliance & Operational Risk Manager - Americas Control Room Manager New York, New York;Charlotte, North...and procedures to ensure consistent application of information barrier controls . + Oversee daily operational controls , including… more
- Wells Fargo (Charlotte, NC)
- …position in Debit Card and Digital Payments by providing strategic thinking, product leadership and initiative execution for individual products and features ... testing, and drive implementation. + Promote and adhere to risk management processes, controls , and procedures throughout the product lifecycle. + Stay ahead of… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our Annuities and Insurance Supervision Unit within Wealth & Investment ... where appropriate + Participate and consult regarding policies and procedures, controls , tools and training + Identify opportunities for additional synergies and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our Client Relationship Group within the Branch Infrastructure and Operations ... role, you will:** + Participate and consult regarding policies and procedures, controls , tools and training + Identify opportunities for additional synergies and to… more
- Wells Fargo (Charlotte, NC)
- …**Senior Lead Digital Product Manager** to support modernization efforts across our Credit Card business. In this role you will act as the Business Authority at ... across products and journeys. + Maintain continuous communication with product managers and delivery teams to manage dependencies and resolve sequencing… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo Advisors (WFA) is seeking a Supervisory Control Associate responsible for direct support of branches and their responsibilities for ... **In this role, you will:** + Provide support to WFA Supervisory Control Specialists as needed + Provide remote sales supervision and support for… more
- Wells Fargo (Charlotte, NC)
- **About this role:** **Wells Fargo is seeking a Senior Lead Digital Product Manager to support Unsecured Personal Loans Product Team within Consumer Lending. You ... refine, and maintain features, coordinate with engineering, legal, compliance, risk and control teams to manage a backlog aligned with business objectives and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Product Manager** to support the Securities-Based Lending (SBL) business within Wealth & Investment Management. This ... role will focus on pricing strategy, analytics, and product enhancements that drive growth, manage risk, and improve...deep-dive reviews to identify outliers + Partner with compliance, credit policy, and operations, sales team and field leadership… more
- Bank of America (Charlotte, NC)
- …experience driving the design and development of data solutions, data management & governance products as well as data and reporting platforms. + Expertise ... use of data within risk systems. Recommend remediation of control gaps and implements effective risk controls ...delegating team work. **Skills:** + Critical Thinking + Data Governance + Negotiation + Risk Management + Stakeholder Management… more
- Wells Fargo (Charlotte, NC)
- … across Structured Products Group, Rates, Equities, Foreign Exchange, Municipal Products Group, Credit Sales & Trading. **The Electronic Trading Risk ... thresholds, processes, and procedures + Lead enhancements to the electronic trading control framework and associated governance programs + Monitor real-time… more
- TD Bank (Charlotte, NC)
- …experience within compliance or audit, legal and regulatory environment, enterprise governance framework, products and services, policies, standards, systems, ... assesses potential impacts + Coordinates with other Compliance partners and business governance and control partners to promote consistency in the application… more
- TD Bank (Charlotte, NC)
- … controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional/enterprise/initiatives as a subject ... are not considered models. The role will support the governance of Non-Model/EUC risk to the bank by executing...Non-Model/EUC risk to the bank by executing compliance and control testing to validate that Non-Models/EUC risks are managed… more