- PNC (Charlotte, NC)
- …respected, valued and have an opportunity to contribute to the company's success. As a(n) Issues Management Advisor - Retail Lending within PNC's ... Issues Management - Retail Lending organization, you will be based in Pittsburgh,...will have the following Key Skills & Qualifications: *Project Management Expertise Demonstrated ability to lead cross-functional initiatives by… more
- Comerica (Charlotte, NC)
- …strategically aligned into three major business segments; the Commercial Bank, the Retail Bank, and Wealth Management . Comerica's colleagues focus on ... Job Description Senior Wealth Advisor As a Senior Wealth Advisor ...strong banking acumen and peer relationships, negotiate, have innovative management , are customer focused, and drive for results.Position Responsibilities:… more
- First Horizon Bank (Charlotte, NC)
- …risk programs at a large financial institution, including RCSA, KRI, operational losses, issues management , new and modified product risk assessment, and third ... monitoring and testing, identify gaps and drive remediation of control deficiencies. * Escalate issues and gaps to line of business management and Risk. * Engage… more
- First Horizon Bank (Charlotte, NC)
- …offer commercial, private banking, consumer, small business, wealth and trust management , retail brokerage, capital markets, fixed income, and mortgage ... audit engagement assignments with minimal supervision. The Audit Sr. Advisor is expected to: + understand and identify the...with a deep understanding of banking and financial risk management ; + provide critical assurance and advisory services on… more
- TD Bank (Charlotte, NC)
- …more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** FCRMBO - Retail coordinates with other FCRM ... groups such as Sanctions, Control groups, and various Retail banking business groups. Act as trusted advisor , Identify Business Segment FCRM product, customer,… more
- Equitable (Charlotte, NC)
- …is a broker/dealer and registered investment advisor that serves as the main retail wealth management arm of Equitable. With over $100 billion in assets ... deep understanding of the investment advisory business and the retail financial services business more broadly. This team member...Serve as a resource for compliance counsel and field management regarding compliance issues . + Provide close… more
- Equitable (Charlotte, NC)
- …Advisors, 3rd Party Advisors, consultants & Equitable wholesalers selling 1290 Funds retail mutual funds. This team may also initiate direct proactive contact with ... the internal wholesalers as it relates to Equitable Investment Management 's products and services, competitor knowledge, portfolio assessment, presentation skills… more
- Acosta Group (Charlotte, NC)
- …while engaging with cross-functional teams to provide a complete category management solution. + Build **compelling sales presentations** using **syndicated** , ... that provide in-depth **analysis** and **solutions** that address current business issues . + Understand the **client's** **KPIs** that **drive profit** & **sales**… more
- Deloitte (Charlotte, NC)
- …energy, retail , and financial services that frequently involve asset management , venture capital, and international outbound joint ventures. Come join the team! ... of engagement staff, providing leadership, counseling, career guidance, and guidance on issues related to work/life fit. + Implement strategic tax structures and… more
- Truist (Charlotte, NC)
- …Perform supervisory functions that are routinely associated with those of a retail broker/dealer. **Essential Duties and Responsibilities** Following is a summary of ... and escalate complex matters to Team Lead and/or Divisional Sales Management . + Review of Electronic Correspondence/Social Media Review to ensure compliance… more
- First Horizon Bank (Mount Holly, NC)
- …offer commercial, private banking, consumer, small business, wealth and trust management , retail brokerage, capital markets, fixed income, and mortgage ... through Friday 9:00AM to 5:00PM, The Relationship Banker is a trusted advisor who engages clients in meaningful, consultative conversations to understand their… more
- Deloitte (Charlotte, NC)
- …energy, retail , and financial services that frequently involve asset management , venture capital, and international outbound joint ventures. Come join the team! ... clients, with emphasis on identification and communication of technical tax and service issues . + Determine and solve complexities with the US federal income tax… more