- Wells Fargo (Charlotte, NC)
- …and empowered to grow. Join us! **About this role:** Wells Fargo is seeking a ** Lead Control Management Officer ** within Equities Trade Surveillance. The ... trade surveillance alerts **Required Qualifications:** + 5+ years of Risk Management or Control Management experience, or equivalent demonstrated through one… more
- Bank of America (Charlotte, NC)
- Sr. Information Security Officer - Generative Artificial Intelligence Chicago, Illinois;Jersey City, New Jersey; Charlotte, North Carolina; Denver, Colorado **To ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Chicago/Sr-Information-Security- Officer Generative-Artificial-Intelligence\_25035789) **Job Description:** At Bank of America, we… more
- KeyBank (Charlotte, NC)
- …be a member of the Consumer Deposit Compliance team within Compliance Risk Management . The Compliance Officer will provide subject matter expertise of federal ... of defense oversight to various lines of business. Additionally, the Compliance Officer will conduct compliance monitoring and testing to ensure compliance risks are… more
- Equitable (Charlotte, NC)
- …proactively identify trends and adapt its approach accordingly. As one of the lead contacts for Equitable Advisors' senior management on all compliance matters, ... Equitable Advisors Deputy Chief Compliance Officer ( 250000L7 ) **Primary Location** : UNITED...investment advisor that serves as the main retail wealth management arm of Equitable. With over $100 billion in… more
- USAA (Charlotte, NC)
- …truly makes us special and impactful. **The Opportunity** The **VP, Senior Financial Officer (SFO) for Property & Casualty (P&C)** leads a team of professionals ... or staff agency. In this role, the SFO supervises the direction, control , and coordination for CFO related activities, including financial planning & forecasting,… more
- KeyBank (Charlotte, NC)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 The Senior Compliance Officer will be a member of the Consumer Deposit Compliance team within Compliance Risk ... Management . They will provide subject matter expertise of federal...relate to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct compliance monitoring and testing to ensure… more
- KeyBank (Charlotte, NC)
- …of the Commercial Lending and Deposits Compliance team within Compliance Risk Management . The Commercial Compliance Officer will provide support to business ... review and challenge on various line of business activities. Assist with issues management and resolution. Participate in or lead various projects related to… more
- Huntington National Bank (Charlotte, NC)
- Description The Business Risk Officer Senior within Wealth Management plays a key role in the delivery of risk strategy and execution for the Wealth ... Management Business. This position will be the primary colleague...Risk for the Segment, including the quarterly Risk and Control Self-Assessment (RCSA). + Assess policy compliance of the… more
- Truist (Charlotte, NC)
- …Business Unit or Corporate Group. b. Collaborate and coordinate with Data Quality Lead and team, Data Quality Issues Management Group, and Data Domain ... with enterprise-level Data Quality rules and standards - collaborate with Data Quality COE Lead and team, Data Quality Issues Management Group and Data Domain… more
- TD Bank (Charlotte, NC)
- …mitigating controls, to support enterprise data policy and standards and ensure effective management and control of LOB data + Ensures data-related activities ... mitigation and issue resolution + Works in partnership with control partners (ie, Technology Risk Management , Legal,...Management , Legal, Privacy, Office of the Chief Data Officer (OCDO), LOB First Line of Defense partners, etc.)… more
- Deloitte (Charlotte, NC)
- …+ Certifications: + US Customhouse Broker's License + CUSECO (Certified US Export Control Officer ) + Where applicable, non-US citizen qualifying credentials: + ... level. + Deliver complex projects in a fast-paced, team environment + Lead and assist Customer and Sales Operations pursuits and practice development initiatives… more
- Bank of America (Charlotte, NC)
- …+ Exercises intellectual curiosity and judgment to effectively influence and challenge management to improve the control environment and drive continuous ... knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment **Managerial Responsibilities:**… more
- Bank of America (Charlotte, NC)
- …is responsible for assisting the FX (Foreign Currency) Compliance and Operational Risk officer team to execute second line of defense compliance and operational risk ... oversight for a Front Line Unit, Control Function, and/or Third Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise… more