- City National Bank (Charlotte, NC)
- * OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Technology* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for ... National Bank's business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) team is responsible for… more
- City National Bank (Charlotte, NC)
- * OPERATIONAL RISK FRAUD OVERSIGHT MANAGER...the ongoing review and monitoring of operational risk programs executed by assigned 1LOD business or ... Management (ORM) is responsible for providing independent and objective oversight of the management of risks arising from City...business processes, procedures, and controls to adhere to operational risk governance requirements * Review and… more
- TD Bank (Charlotte, NC)
- …targeted risk reviews of products/services, customers, and operations. The Financial Crime Risk Business Oversight Specialist acts as key business ... you more specific details for this role. **Line of Business :** Financial Crime Risk Management **Job Description:**... business groups. Act as trusted advisor, Identify Business Segment FCRM product, customer, geographic, operational ,… more
- USAA (Charlotte, NC)
- …line of business . Provide risk management and governance leadership, operational direction and operational oversight of Information Security, ... with senior business leaders across the enterprise to sustain oversight of the **second line risk role.** Actively engages line of business leaders to… more
- TIAA (Charlotte, NC)
- **Actuarial Risk Oversight & Financial Risk Modeling** This job leads the second-line risk management function providing independent oversight of ... and financial risk modeling. This role manages the team responsible for risk oversight of asset-liability management, interest rate risk , product… more
- Principal Financial Group (Charlotte, NC)
- …investment trusts (CITs). This hands-on role is responsible for developing and leading operational risk oversight activities for fund operations, shareholder ... to ensure alignment and consistency across global operations. **Funds Operational Risk Oversight ** + Lead...Governance** + Lead the design and execution of the business unit's operational risk framework… more
- TD Bank (Charlotte, NC)
- … risk and conduct risk ;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and advice to assigned ... Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described in the US… more
- TD Bank (Charlotte, NC)
- …of a regulatory compliance program and provides independent compliance risk oversight over a broad range of business and corporate functions including, ... continuous enhancement of programs designed to provide effective, independent regulatory compliance risk management and oversight of business line(s)… more
- Bank of America (Charlotte, NC)
- …the firm. This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, ... business -critical role to mitigate legal, compliance and reputational risk within the firm and is responsible for managing...+ Engages in activities to provide independent compliance and operational risk oversight of FLU… more
- Bank of America (Charlotte, NC)
- … Risk officer team to execute second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or ... teams in order to provide independent compliance and operational risk oversight of Front...and Guidelines Management + Active Listening + Advisory + Business Process Analysis + Written Communications **Required Qualifications:** +… more
- First Horizon Bank (Charlotte, NC)
- **Description** **Location:** On site in Memphis, TN or Charlotte, NC. **Summary:** The Business Risk and Controls Manager supports the Marketing and Product ... execution of risk activities including assessment of risk , development and oversight of controls, identification...to resolve complex issues. + Experience managing enterprise and operational risk programs at a large financial… more
- TD Bank (Charlotte, NC)
- …on-going analysis and reporting on operational risk and/or other major risk categories as applicable to own business or functional area, and reviews ... relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor… more
- TD Bank (Charlotte, NC)
- …enterprise knowledge, recognizing and anticipating emerging trends and; identifying operational efficiencies and opportunities with other business ... effectiveness + Provides mentorship to direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code of… more
- City National Bank (Charlotte, NC)
- …risk profile is at or near risk appetite. As part of enterprise Operational Risk Management, this position is responsible for providing oversight for ... WHAT IS THE OPPORTUNITY? The Enterprise Fraud & Payments Risk Manager is responsible for the oversight ... Risk and Fraud teams, the 2nd Line Operational Risk Management team, and the RBC… more
- Truist (Charlotte, NC)
- …Key Risk Indicators (KRIs). 5. Provide risk management support and oversight for change activities (both business and regulatory change). 6. Provide ... first line of defense risk professional leading a team within the Wholesale Business Unit Risk Team, serving as a subject matter expert responsible for… more
- Truist (Charlotte, NC)
- … risk tiering, ensuring compliance with regulatory frameworks and providing independent risk oversight to one or more domains. This role involves ... may change from time to time. 1. Provide independent risk oversight (ie LOD2) for Truist Technology...oversight (ie LOD2) for Truist Technology and Truist Business Units through the effective identification, mitigation, monitoring and… more
- Huntington National Bank (Charlotte, NC)
- …and Operational risk governance across the Bank, including partnership and oversight of front-line business and risk units, in alignment with the ... program + Management of processes to ensure credible challenge, oversight , and validation of AI and Data risk...Operational risks + Assisting with determining the AI Risk Program's strategy and areas of focus + Participation… more
- Huntington National Bank (Charlotte, NC)
- …considered + Commercial Business Experience Preferred Qualifications: + Knowledge of operational risk in commercial business . + Corporate specialty ... and operational excellence. You'll work closely with business leaders to foster a culture of risk...business segment with sufficient information to ensure proper oversight . + Help to communicate shared vision of the… more
- City National Bank (Charlotte, NC)
- …execution of AI risk strategy and initiatives while maintaining RBC's desired risk profile through robust risk oversight . This role also supports ... Qualifications* * Prior experience with developing or enhancing AI/GenAI and/or technology/ operational risk programs, and executing on regulatory remediation… more
- US Bank (Charlotte, NC)
- …what you excel at-all from Day One. **Job Description** This role supports risk oversight across multiple domains including systems, AI/ML, cloud, and ... cybersecurity within Digital and Systems Risk Oversight (DSRO). It works closely with...technical depth, prioritizes effectively, and influences stakeholders to mature oversight capabilities. They are curious, business -focused, and… more