- KeyBank (Charlotte, NC)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 The Senior Compliance Officer will be a member of the Consumer Deposit Compliance team within ... business, as they relate to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct compliance monitoring and testing to… more
- KeyBank (Charlotte, NC)
- …second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for helping to execute a robust and ... This role is expected to promote an organizational culture that encourages acknowledgement and recognition of compliance risks and places a high priority on risk… more
- Coinbase (Charlotte, NC)
- …be doing (ie. job duties):* * Serve as trusted partner to the Chief Compliance Officer , driving strategic and operational alignment across the Compliance ... digital assets business. Reporting directly to the CCO, this Senior Program Manager will act as a trusted and...amplifying their effectiveness. * Coordinate and drive projects across Compliance verticals (eg, Consumer & Base, Institutional,… more
- Truist (Charlotte, NC)
- …them with the Enterprise Privacy Policy in collaboration with Chief Privacy Officer . Define archiving, retention, and data destruction requirements for CDEs for ... or Corporate functions in collaboration with the CDAO and Chief Privacy Officer . **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a summary of the essential… more
- SMBC (Charlotte, NC)
- …range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees ... Finance and Leasing Co., Ltd. **Role Description** The Director, IT Functional Control Officer (FCO) for Capital Markets/Nikko is a change agent and risk management… more
- Coinbase (Charlotte, NC)
- …to motivate a range of senior stakeholders including Chief Financial Officer , Chief Compliance Officer , Business Operations, Customer Experience, Product ... can launch and scale safely. We are looking for an entrepreneurial, self-motivated Senior Product Manager who thrives in a fast-paced startup environment. You have… more
- Wells Fargo (Charlotte, NC)
- …career" in the US Join us! **About this role:** Wells Fargo is seeking a District Senior Manager for our National Branch Network as part of the Consumer , Small & ... of digital banking options + Experience in identifying and managing regulatory compliance and risk + Relevant military experience including working with military… more
- Synchrony (Charlotte, NC)
- …under the direction of its SVP, CPI leader and the company's SVP and Chief Compliance Officer . **_Our Way of Working_** **_We're proud to offer you choice and ... financial services and/or internal audit experience + 5+ years of experience with compliance and/or risk management in consumer financial services + 5+ years… more
- Wells Fargo (Charlotte, NC)
- …your career" in the US Join us! About this role: Wells Fargo is seeking a Senior Branch Network Management Trainee (SAFE) for National Branch Network as part of the ... Consumer , Small and Business Banking division. This is an...a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008… more
- Coinbase (Charlotte, NC)
- …Attendance is expected and fully supported. Reporting to the Chief Accounting Officer , this role will lead the Company's Financial Reporting function and be ... filings by all relevant parties, including the Disclosure Committee, Audit and Compliance Committee, external auditors, and internal and external legal counsel. *… more
- Compass Group, North America (Charlotte, NC)
- …this individual will be key in aligning North American controls with UK Corporate Reform compliance , as our parent company is located in the UK. This is a second ... with key stakeholders in the Business Units, Chief Technology Officer , Functional Leaders, Internal Audit, and External Auditors. Understand, anticipate,… more