- Robert Half (New York, NY)
- JOB REQUISITION Risk and Compliance Operational Enterprise Risk Manager LOCATION NEW YORK CITY ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here ... a Risk and Compliance Manager to join our growing Operational Enterprise Risk team. Protiviti's Financial Services practice is widely recognized as a… more
- Bank of America (New York, NY)
- …Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise ... relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively… more
- Bank of America (New York, NY)
- …Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise ... relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively… more
- Bank of America (New York, NY)
- … and operational risk team and ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise ... relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively… more
- Bank of America (New York, NY)
- …This job is responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy ... Volcker Enterprise Area of Coverage (EAC) Global Compliance & Operational Risk (GCOR)...* The Enterprise Area of Coverage (EAC) Compliance & Operational Risk (C&OR)… more
- Bank of America (New York, NY)
- …This job is responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy ... relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively… more
- Bank of America (New York, NY)
- …banks. **Swap Dealer EAC** + The Swap Dealer Enterprise Area of Coverage (EAC) Compliance & Operational Risk (C&OR) is made up of subject matter experts ... the implementation and oversight of the Global Compliance -- Enterprise Policy, the Operational Risk Management -- Enterprise Policy (collectively… more
- Bank of America (New York, NY)
- …as needed, including Middle Office, Sales and Trading, Technology, Compliance , Operational Risk , and Enterprise Capital Management to ensure effective ... and monitoring activities to drive revenue growth while maintaining appropriate risk disciplines. GMC also coordinates engagement with key control partners,… more
- Bloomberg (New York, NY)
- Risk Officer - Enterprise Data - Chief Risk Office **New York, NY** Posted Apr 4, 2024 - Requisition No. 124261 The energy of a newsroom, the pace of a ... decision making. The CRO collaborates with other functions, including Legal and Compliance , Finance, Operational Resilience and Internal Audit, to provide… more
- Bank of America (New York, NY)
- …Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise ... relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively… more
- Neuberger Berman (New York, NY)
- … Risk matters and 2) a key person responsible for the execution of the operational / enterprise risk and resilience frameworks in accordance with best ... the evolving needs of our clients. Co-Head of the Operational Risk Group in the New York...across broad functional areas, including Portfolio Managers, Legal & Compliance , Operations, Technology, Relationship Managers, and Client Service as… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance , AML/ATF/sanctions and conduct risk . + Champion ... Manager, First Line Operational Risk and New Initiatives, US...assess screener and new initiatives + Work closely with Enterprise Risk Management to ensure efficient review… more
- Mizuho Corporate Bank (New York, NY)
- …and requirements. The Non-Financial Risk Management (NFRM) Team (formerly Operational Risk Management) has built repeatable / sustainable non-financial ... risk capabilities across the enterprise . We are looking for an experienced AVP to...Banking as well as Capital Markets a plus + Risk management, compliance , or audit experience. +… more
- Microsoft Corporation (New York, NY)
- …and confidentiality. + Partner with key cross-company partners, including Internal Audit, Enterprise Risk Management, and the Board of Directors to ensure ... with a focus on financial services customers and regulators. + Partner with enterprise compliance engineering Corporate, External and Legal Affairs (CELA) teams… more
- TD Bank (New York, NY)
- …Description:** **Preferred Qualifications:** The Director - TDS, Senior AML Financial Crime Risk Oversight Specialist will provide AML compliance support for all ... regulation and requires interaction with members of the business, Financial Crime Risk Management Group, Market Compliance , Operations and Governance and Control… more
- Citigroup (New York, NY)
- …teams to identify, assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic, Reputational, etc), including ... plan in conjunction with the ECDO to bring Data Risk within appetite; + Support compliance activities...and training are in place to support management of Risk profiles + Support operational risk… more
- Citigroup (New York, NY)
- …+ Credit risk management (eg Retail Credit, Wholesale Credit) + Non-Financial risk management (eg Operational , Compliance ) + Experience in project ... One of the groups within In-Business Credit & Franchise Risk Organization is Enterprise Risk ...deviations from LOD model. + Assess and monitor USPB's compliance to OCC Heightened Standards for Front-Line-Unit roles and… more
- Citigroup (New York, NY)
- …standards and procedures that conform to enterprise requirements and support sound operational and compliance risk management. + Apply knowledge of the ... of a process (QA). + Support and contribute to Operational and Compliance Risk in...including material, emerging and concentration risks in accordance with enterprise Policies and the establishment of Key Indicators to… more
- Meta (New York, NY)
- …team 2. End-to-end ownership of non- operational (eg financial, risk , relationship, performance escalations, compliance , vendor driven innovation) management ... **Summary:** Enterprise Engineering (EE), Facebook's internal IT organization is...initiatives. **Required Skills:** Vendor Strategy & Ops. Manager - Enterprise IT Infrastructure Responsibilities: 1. Design and implement vendor… more
- TEKsystems (Hicksville, NY)
- …to include external compliance , internal audit, security, vendor management, operational risk , quality assurance and quality controls for technology and ... will be responsible for delivery of an Information Technology Risk program with clear, defined operational policy,...Management functions for IT meeting the Enterprise Risk Management (ERM) program elements, processes and compliance… more