- Raymond James Financial, Inc. (New York, NY)
- …and procedures, and manages key projects from inception to completion. + Provides day-to-day compliance support for Fixed Income business areas, and serves as a ... resource on compliance issues to business unit. + Develops and implements...business units to recommend policy and process changes to Senior Management. + May drive regulatory change initiatives. +… more
- BlackRock (New York, NY)
- …for unique tax, values-alignment, or investment exposures across direct indexing, fixed income, active equity, and multi-asset. We deliver world-class service to ... architecture & requirements: lean on various SMEs to connect investment, trading, compliance , and operations workflows to product and technical epics; define feature… more
- Bank of America (New York, NY)
- GFX Sr . Business Financial Control Product Associate (CFO) New York, New York **To proceed with your application, you must be at least 18 years of age.** Acknowledge ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/GFX- Sr -Business-Financial-Control-Product-Associate--CFO-\_25041091-2) **Job Description:** At Bank of America, we are… more
- Neuberger Berman (New York, NY)
- …Account (SMA) Product Manager to support the firm's taxable and tax-exempt fixed income SMA products. This function acts as the "hub" for informing and ... analytical support for client needs. The individual also acts as a business manager for their strategies, liaising with legal, compliance , marketing and other… more
- General Motors (New York, NY)
- …collaboration across Controllers, IT, Enterprise Risk Management, Legal, and Compliance departments, and coordination with external investment managers, trustees, ... administrators. **Responsibilities** + Provide operational support to investment teams overseeing fixed income, equities, real estate, private equity, and hedge fund… more
- Cengage Group (New York, NY)
- **Associate Portfolio Manager (APM) - Key Markets** **We believe in the power and joy of learning** At Cengage Group, our employees have a direct impact in helping ... . **What You'll Do Here** As an Associate Portfolio Manager (APM) on the Key Markets Team, you will...Advanced Career Training (ACT) catalogs. This includes supporting two Sr . Product Managers in being responsible for course portfolios… more
- TD Bank (New York, NY)
- …not limited to Fixed Income, Structured Products, ETF, Equity, and Options. The Senior Product Manager will oversee and be responsible for the risk and ... quality management of TD's transactional platform(s) and solutions. The Senior Product Manager , US Wealth oversees the end-to-end management of assigned… more
- Wellington (New York, NY)
- …our perspectives with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments ... to candidates in Boston, New York and Chicago. The Senior Compliance Analyst will be a member...a plus + Experience working at a large investment manager with diverse business lines or in a capacity… more
- Bloomberg (New York, NY)
- Senior Product Manager , Markets Location New York Business Area News and Media Ref # 10046004 **Description & Requirements** Smarter, Faster, and as always - ... experience helps millions track what's moving-and why-across equities, indices, FX, commodities, and fixed income. We're hiring a Senior PM to lead our consumer… more
- The Metropolitan Museum of Art (New York, NY)
- …efficiency to effectively manage risk. GENERAL STATEMENT OF RESPONCIBILITES & DUTIES As the Senior Category Manager & Head of Sourcing Operations, you will serve ... as both a senior leader and category manager , partnering closely...Ensure adherence to sourcing policies, risk management practices, and compliance with institutional standards. + Liaise with Comptroller's office… more
- HSBC (New York, NY)
- VP, Senior Sales Manager - Consumer Brand:...Work style: Hybrid Worker Date: 25 Oct 2025 In compliance with applicable laws, HSBC is committed to employing ... (TMT), and Diversified Industrials (DIG). As our Vice President, Senior Sales Manager you will: + Work...banking relationship management and/or corporate product sales The final fixed pay offer will depend on the candidate and… more
- HSBC (New York, NY)
- Senior Sales Manager Brand: HSBC Area...Work style: Hybrid Worker Date: 16 Oct 2025 In compliance with applicable laws, HSBC is committed to employing ... by the industry's most prominent publications as the best global cash manager for corporates and financial institutions in consecutive years. For our largest… more
- Neuberger Berman (New York, NY)
- We are seeking a technically strong, self-directed Product Manager with deep investment management experience to lead solutions across NB's investment platforms (eg, ... delivery commitments. + Facilitate cross-functional governance; communicate plans and progress to senior stakeholders. + People leadership + Manage a team of 3-5… more
- Neuberger Berman (New York, NY)
- …Investment Technology team is seeking a technically strong, self-directed Technical Product Manager to build and scale products that serve portfolio managers and ... generation, research management, PM workflows, portfolio construction, performance/attribution, risk, compliance ) and how data flows across them. + Experience with… more
- TD Bank (New York, NY)
- …+ Build and maintain business intelligence dashboards. + Communicate effectively with senior compliance stakeholders to share findings and methodologies. + ... monitoring and oversight activities, reporting on the state of compliance to the Board, UDP and senior ...+ Knowledge of financial products, including Equities, Options, Commodities, Fixed Income, and FX. **General Job Description** The VP… more
- Aflac (New York, NY)
- VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 8034 About ... of experience in Insurance Industry or Asset Management Investments Compliance ( Fixed Income a plus) + MBA,...a plus Skills/Knowledge: + Minimum 2 years as a manager in Investment Compliance + Good working… more
- Neuberger Berman (New York, NY)
- The Associate/ Senior Associate role will join Neuberger Berman's Investment Risk group in our New York office, supporting independent risk oversight for the firm's ... Equity, Fixed Income, Alternatives, and Multi-Asset Class strategies. This role...+ Prepare presentation materials for reviews with portfolio managers, senior management and the firm's Investment Risk Committee +… more
- MTA (Long Island City, NY)
- …Routinely inspects fixed equipment sites in the MTA Police Service area for compliance with MTA Police requirements. + Provides senior level support in the ... MTAPD Senior Communications Specialist (Radio Communications Engineer) Job ID:...Specialist SALARY RANGE: $ 87,045.00 DEPT/DIV: MTA Police SUPERVISOR: Manager of Public Safety Communications Systems LOCATION: 33-01 Northern… more
- Neuberger Berman (New York, NY)
- …looking for a Senior Registration Analyst to join our Legal and Compliance team, focusing on the day-to-day processing of registration information to ensure ... compliance with US regulatory requirements. This role involves supporting...1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm… more
- Scotiabank (New York, NY)
- Senior Analyst, Credit Risk - Corporates - US Risk Management **Requisition ID:** 237849 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range ... & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious &… more