- Capital One (Jericho, NY)
- Dealer Success Manager ** Dealer Success Manager (DSM)** **As a Dealer Success Manager , you operate as a Strategic Consultant and ... number of hours to be regularly worked. Jericho, NY: $131,800 - $150,500 for Dealer Success Manager Candidates hired to work in other locations will be… more
- JPMorgan Chase (New York, NY)
- …with Sales, Marketing, Investments, Product, Legal and Operations to drive revenue and client success + Strategize with key broker- dealer firms on 529 plan goals ... goals in the way that's best for them. As a 529 Relationship Manager and Investment Specialist within JP Morgan Asset Management's Global Strategic Relationship… more
- Deloitte (Jericho, NY)
- Manager - Capital Markets Operations and Technology Our Enterprise Operations & Risk offering enables clients to achieve profitable growth and competitive advantage ... experience which candidates bring will be critical to the success of our clients as the development of the...with and add value to our clients. As a Manager , you will have opportunities to: + Lead project… more
- TD Bank (New York, NY)
- …new industry standards. **The US Compliance - Regulatory Issue Management Manager is responsible for:** + Managing the identification, assessment, control, and ... this opportunity._** **Job Profile Summary:** The Compliance Governance & Operations Manager leads the development and implementation (or lead support) of enterprise… more
- Bloomberg (New York, NY)
- Product Manager - Interest Rate Swaps Location New York Business Area Product Ref # 10047856 **Description & Requirements** Bloomberg Electronic Trading Systems ... of Interest Rate Swaps. As an IRS E-Trading Product Manager , you will help drive the overall strategy and...responsible for increasing our footprint in the IRS E-Trading Dealer -to-Client market, with a focus on the US market.… more
- Deloitte (Jericho, NY)
- …The industry knowledge and experience which candidates bring will be critical to the success of our clients as the development of the team from an early stage, ... opportunities to build credibility with and add value to our clients. As a Manager , you will have opportunities to: + Lead project teams and junior practitioners in… more
- Wells Fargo (New York, NY)
- …Fargo. **About this role:** Wells Fargo is seeking a **Markets Innovation/Equities Product Manager , Vice President** (Lead Securities Product Manager ) in CIB to ... disqualification are not eligible to be associated with a FINRA-registered broker- dealer . Successful candidates must also meet and comply with ongoing regulatory… more
- TD Bank (New York, NY)
- …this role. **Line of Business:** TD Wealth **Job Description:** The Financial Advisor Manager (FAM) is responsible for the direct management of a team of Financial ... meet the needs of territory; support and measure Store success ; realign coverage as necessary. + Develops strong relationships...This position is with a FINRA member, broker and/or dealer and is subject to the requirements of FINRA… more
- JPMorgan Chase (New York, NY)
- The Business Development Consultant Manager - Team Lead leads a team of 14 Business Development Implementation Specialists responsible for the successful rollout and ... offered through JP Morgan Securities LLC (JPMS), a registered broker- dealer and investment advisor, member of FINRA and SIPC....to our global workforce are directly linked to our success . We are an equal opportunity employer and place… more
- JPMorgan Chase (New York, NY)
- …low-latency client solutions tailored for our systematic trading and broker- dealer clients. This involves engaging with clients, exchanges, and alternative ... the diverse talents they bring to our global workforce are directly linked to our success . We are an equal opportunity employer and place a high value on diversity… more
- JPMorgan Chase (New York, NY)
- …for JP Morgan Asset Management (JPMAM). As a leading Alternatives institutional manager (over $200B AUM globally across real estate, infrastructure and real assets, ... credit and hedge funds) - and a leading asset manager for US financial intermediaries (($458B) AUM in mutual...position our real estate solutions through RIA's and our broker- dealer partners. + Develop and implement a comprehensive sales… more
- Wells Fargo (New York, NY)
- …to low-to-medium risk tasks and deliverables + Receive direction from a manager and exercise independent judgment while developing understanding of compliance and ... disqualification are not eligible to be associated with a FINRA-registered broker- dealer . Successful candidates must also meet and comply with ongoing regulatory… more
- JPMorgan Chase (New York, NY)
- …exchanges, private placements and direct purchases, such as bond purchase agreements, dealer manager agreements and private placement engagement letters. + ... the diverse talents they bring to our global workforce are directly linked to our success . We are an equal opportunity employer and place a high value on diversity… more
- JPMorgan Chase (New York, NY)
- …exchanges, private placements and direct purchases, such as bond purchase agreements, dealer manager agreements and private placement engagement letters. + ... the diverse talents they bring to our global workforce are directly linked to our success . We are an equal opportunity employer and place a high value on diversity… more
- City National Bank (New York, NY)
- …business functions and processes to identify key risks and demonstrated success with implementing control improvement recommendations. * Ability to interact with ... regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). * For Wealth Management Compliance roles, experience with a… more