- Citigroup (Queens, NY)
- …Finance, Accounting, Master's degree preferred. **Job Family Group:** Finance **Job Family:** Financial & Regulatory Rules Interpretations **Time Type:** ... of Business, Risk, Legal, and Treasury. **Responsibilities:** + Prepares comprehensive regulatory capital technical interpretation memos and discusses with… more
- Bank of America (New York, NY)
- Global Markets Non- Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non- Financial - Regulatory -Reporting--GM-NFRR--Operational-Monitoring\_25044238) **Job Description:** At Bank of America,… more
- Bank of America (New York, NY)
- …with key stakeholders, including upstream process owners, data providers, and Non- Financial Regulatory Reporting Interpretation and Technology teams ... Job Description: This role is responsible for preparation of non- financial regulatory reporting (NFRR), including submitting, under...of regulatory reports * Partner with NFRR Regulatory Interpretation and Technology teams to review… more
- Raymond James Financial, Inc. (New York, NY)
- …) plays a key role in supporting the firm's compliance with non- financial regulatory reporting requirements. Leveraging advanced knowledge and experience, this ... : + Responsible for the production, validation and submission of non- financial regulatory reports (eg, Consolidated Audit Trail (CAT) Electronic… more
- JPMorgan Chase (Brooklyn, NY)
- …(CRP) group, you will have the opportunity to provide independent policy interpretation , escalate regulatory capital issues, and ensure compliance with Basel ... through independent (2nd Line of Defense - 2LOD) research, interpretation , and application of relevant regulatory guidance...and policy interpretations to maintain compliance with publicly issued regulatory capital rules in a dynamic and… more
- TD Bank (New York, NY)
- …on issue resolution based on strong understanding of data attributes, accounting standards, regulatory rules , and production steps. + Having a technology savvy ... a key role in the USA providing support in financial , management, liquidity, and regulatory reporting. In...and achievement of financial objectives. Reports on financial results, providing interpretation through in-depth understanding… more
- BMO Financial Group (New York, NY)
- …execution/order handling, and Market Access. + Strong knowledge of applicable regulatory /compliance requirements, securities laws, rules and regulations with the ... the anticipated low and high end of the BMO Financial Group's salary range for this position. Actual salaries...+ Provide input to the business on emerging risks, regulatory developments and interpretation of regulations. +… more
- American Express (New York, NY)
- …if applicable. **Key Competencies:** + Strong business acumen and judgment + Regulatory interpretation and control design expertise + Excellent interpersonal and ... + Coordinate with compliance, legal, risk, and audit teams to ensure consistent interpretation and application of rules and policies. + Provide guidance on… more
- City National Bank (New York, NY)
- …ADV and CFTC reporting. * Provide guidance and coaching to colleagues on interpretation and application of regulatory requirements to business processes. * ... the compliance program including monitoring business area compliance with applicable laws, rules , and regulations, and ensuring effective controls are in place to… more
- TD Bank (New York, NY)
- …Unfair and Deceptive Acts and Practices ("UDAAP"), and consumer compliance laws, rules , or regulations. The ideal candidate will have a strong understanding of ... (FHA, Reg. Z, V/FCRA, B/ECOA, E, SCRA, MLA, etc.), ability to assess regulatory risks associated with business line processes and can work independently in a… more
- TD Bank (New York, NY)
- …business-friendly manner + Participates in client meetings and calls to provide regulatory advisory and rule interpretation , leveraging understanding of global ... obligations are met + Participates in TD Securities-wide regulatory implementation efforts for new rules and...colleagues to help them and their families achieve their financial , physical and mental well-being goals. Total Rewards at… more
- WSP USA (New York, NY)
- …infrastructure, and transportation channels to determine conformance with applicable rules , standards, and construction or operating permits. + Develop construction ... work conforms with specifications, permit applications, compliance documentation, and regulatory and technical analysis memos. + Verify the characteristics of… more
- WSP USA (New York, NY)
- …protection and suppression, and fluid flow systems to conform with applicable rules , standards, and construction or operating permits. + Develop construction and ... conforms with specifications, permit applications, schematics, compliance documentation, and regulatory and technical analysis memos. + Prepare data and… more
- JPMorgan Chase (Brooklyn, NY)
- …and impacts to balance sheet **Job responsibilities** + Read, understand and support interpretation of regulatory liquidity (LCR, NSFR) and capital policies and ... Access **Preferred qualifications, capabilities and skills** + Working knowledge of financial analysis, liquidity risk, balance sheet analysis, regulatory … more
- Wells Fargo (New York, NY)
- …work experience, training, military experience, education + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- WSP USA (New York, NY)
- …and suppression, and fluid flow systems to determine conform with applicable rules , standards, and construction or operating permits. + Participate in incorporating ... conforms with specifications, permit applications, schematics, compliance documentation, and regulatory and technical analysis memos. + Prepare data and… more
- Molina Healthcare (New York, NY)
- …who serves as a key strategic partner in driving health plan financial performance. This role focuses on identifying and executing operational initiatives tied ... resolving complex business challenges that impact cost containment and regulatory compliance. The position requires strong business judgment, cross-functional… more
- CUNY (New York, NY)
- …include but are not limited to the following: + Oversees regulatory compliance across multiple domains, including the Human Subjects Research Program ... assurance, internal audits, and stakeholder training initiatives. + Provides expert-level regulatory and ethical guidance to researchers, students, and staff; serves… more
- TD Bank (New York, NY)
- …lead the implementation of data governance of enterprise data standards, ownership rules , and stewardship processes** + **Prior project management experience is a ... of tools like JIRA** **Customer Accountabilities:** + Leads on the interpretation of complex business issues, generates multifaceted insights and identifies… more
- WSP USA (New York, NY)
- …usage, and mechanical systems to determine conformance with applicable rules , standards, and construction or operating permits. + Develop construction ... technical calculations, permit applications, schematics, construction, compliance documentation, and regulatory and technical analysis memos. + Coordinate, review and… more