- TD Bank (Charlotte, NC)
- …for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Manager is accountable for providing specialized in-depth audit ... has an overall responsibility for the completion of the audit + Evaluates internal and external risks for assigned...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (Charlotte, NC)
- …management regarding audit scope, status, and findings + Works at direction of Audit Manager + May perform testing procedures for more critical areas of ... discipline + Works independently but receives assistance/coaching from the audit manager + May be Auditor in...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (Charlotte, NC)
- …details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a team of audit professionals ... leads a large, significant and/or highly complex, and diverse audit team for an area of significant risk, complexity...area of significant risk, complexity or scope + People Manager role that generally manages a team greater than… more
- TD Bank (Charlotte, NC)
- …who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager is accountable for overseeing ... functional corporate areas. The job will also oversee the Audit team performing the audits. **Depth & Scope:** +...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- Capital One (Charlotte, NC)
- Audit Director, Financial Crimes Compliance **Overview:** Capital One's Audit function is a dedicated group of professionals focused on delivering ... Audit team. As a member of the Financial Crimes Compliance (FCC) Audit ...(CIA), Certified Public Accountant (CPA), or Certified Regulatory Compliance Manager (CRCM) + Experience with consumer compliance, privacy and… more
- Bank of America (Charlotte, NC)
- Financial Crimes Manager - Crypto...on challenges and/or issues raised + Engage directly with Audit to provide advice and guidance on FLU Audits and ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Financial - Crimes - Manager Crypto Digital-Assets\_25032650-2) **Job Description:**… more
- Bank of America (Charlotte, NC)
- Global Financial Crimes Manager -...and investigative workflows + Experience engaging with regulators or audit teams on AML risk coverage and red flag ... (CFs) to complete compliance, policy, operational/fraud risk management requirements. The **Global Financial Crimes Manager - Red Flags Management** serves… more
- Capital One (Charlotte, NC)
- Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance Capital One's Audit function is a dedicated group of professionals focused on ... One is seeking an energetic, self-motivated Principal Auditor interested in becoming part of our Financial Crimes Compliance (FCC) Audit team. As a member of… more
- Truist (Charlotte, NC)
- …for leading and managing staff, vision and strategic plan of respective Financial Crimes Investigations (FCI) area(s) under leadership, with an emphasis ... training and work-related experience 2. Nine years of managerial banking or financial industry experience; preferably in a branch, audit , compliance or… more
- City National Bank (Charlotte, NC)
- …quality control, audit or compliance testing is preferred. * Support Financial Crimes Model Risk Management compliance, including model testing, reporting ... * FINANCIAL CRIMES ANALYST SENIOR I* WHAT...* FINANCIAL CRIMES ANALYST SENIOR I* WHAT IS THE OPPORTUNITY?...THE OPPORTUNITY? Under the direction of the Screening Systems Manager , this colleague is responsible for performing model risk… more
- Truist (Charlotte, NC)
- … activity; and when appropriate files suspicious activity reports (SARs) with Financial Crimes Enforcement Network (FinCEN), part of the US Department ... of Treasury and/or refers matters to Truist's Financial Crimes Program Management for review and... industry or related experience; preferably in a branch, audit , compliance or commercial lending related capacity + Strong… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** Support the Financial Intelligence Unit (FIU) in enterprise-wide Bank Secrecy Act/Anti-Money Laundering ... years of compliance experience in BSA/AML Compliance, BSA/AML regulatory, BSA/AML Audit or related experience. 3. Excellent analytical and problem solving skills… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** Support the Financial Intelligence Unit (FIU) in enterprise-wide Bank Secrecy Act/Anti-Money Laundering ... Nine years of compliance experience in BSA/AML Compliance, BSA/AML regulatory, BSA/AML Audit or related experience 3. Excellent analytical and problem solving skills… more
- US Bank (Charlotte, NC)
- …other internal audit subject matter teams (product/service, technology, compliance, financial crimes , etc.) to ensure appropriate and efficient coverage of ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...innovative operational solutions, and client support. The CAS Senior Audit Project Manager is primarily responsible for… more
- US Bank (Charlotte, NC)
- …other internal audit subject matter teams (product/service, technology, compliance, financial crimes , etc.) to ensure appropriate and efficient coverage of ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...and check services, and call center activities. The Corporate Audit Services Senior Audit Project Manager… more
- US Bank (Charlotte, NC)
- …other internal audit subject matter teams (product/service, technology, compliance, financial crimes , etc.) to ensure appropriate and efficient coverage of ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...what you excel at-all from Day One. **Job Description** ** Audit Project Manager - WCIBO** US Bancorp… more
- TD Bank (Charlotte, NC)
- …this team, you will act as the primary liaison between the Financial Crimes Operations business and Internal Audit . You'll coordinate and manage Requests for ... the audit lifecycle. + Working knowledge of Financial Crimes operations (Fraud management, Insider Threat,...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Regions Bank (Charlotte, NC)
- …Bank-wide fraud and BSA/AML subject matter expert, engaging with internal partners in the business, Financial Crimes Unit / Fraud, Financial Crimes Risk ... of the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first, second, or third line of defense risk management… more
- Wells Fargo (Concord, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... looking for more? Find it here. At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed to driving innovation, empowering… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... **Senior Project Manager - Enterprise Change Delivery** **About this role**...adoption. + Engage key stakeholders (eg, BCM, ORBO, Compliance, Audit , Legal) and collaborate with LOB teams to deliver… more