- SMBC (Charlotte, NC)
- …expected performance. Using existing risk models and guidelines, work with business unit to establish operational procedures, monitor compliance. ... positions, compare to thresholds, and ensure compliance. Work with business unit to optimize risk ...Ensure business partners are aware of their risk responsibilities ( operational , market, credit, etc.) and… more
- Regions Bank (Charlotte, NC)
- …and logging into the careers section of the system. **Job Description:** At Regions, the Business Unit Operational Risk Analyst works within a given ... ensure the effective execution of the Operational Risk Framework across the assigned business line....Operational Risk Framework across the assigned business line. **Primary Responsibilities** + Conducts compliance reviews and… more
- Truist (Charlotte, NC)
- …Shift:** 1st shift (United States of America) **Please review the following job description:** The Business Unit Risk Specialist engages with Business ... Events, KRIs, etc.) for high complexity areas within the Business Unit . Provide risk advice...education, training and experience. 3. Experience in compliance and operational risk mitigation and remediation. 4. Strong… more
- Truist (Charlotte, NC)
- …Shift:** 1st shift (United States of America) **Please review the following job description:** The Business Unit Risk Advisor I engages with Business ... Program requirements (eg, RCSA, KRIs, etc.) within the Business Unit and BURM. Provide risk...education, training and experience. 3. Experience in compliance and operational risk mitigation and remediation. 4. Strong… more
- Truist (Charlotte, NC)
- … risk decisions and escalate unacceptable or key emerging risks to BU CRO and/or Business Unit Risk Committee. + Guide risk -taking behavior. Provide ... education, training and experience. + Experience in compliance and operational risk mitigation and remediation. + Strong...Demonstrated experience in formal risk roles (eg, Business Unit Risk Management, Technology… more
- Truist (Charlotte, NC)
- …shift (United States of America) **Please review the following job description:** The Business Unit Risk Advisor engages with Structured Credit Originations ... management and remediation of issues, and serving as a risk advisor to business unit ...education, training and experience. 3. Experience in compliance and operational risk mitigation and remediation. 4. Strong… more
- City National Bank (Charlotte, NC)
- * OPERATIONAL RISK BUSINESS OVERSIGHT...which align with assigned business or corporate unit (s) to ensure operation within risk appetite ... City National Bank's business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) team is responsible for… more
- City National Bank (Charlotte, NC)
- …Manager II will contribute to the ongoing review and monitoring of operational risk programs executed by assigned 1LOD business or corporate unit (s), ... Work collaboratively with assigned business or corporate unit (s) to embed an understanding of the risk...business processes, procedures, and controls to adhere to operational risk governance requirements * Review and… more
- Bank of America (Charlotte, NC)
- …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. ... Compliance & Operational Risk Manager - Americas Control...business -critical role to mitigate legal, compliance and reputational risk within the firm and is responsible for managing… more
- Bank of America (Charlotte, NC)
- … officer team to execute second line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. Key ... order to provide independent compliance and operational risk oversight of Front Line Unit or...and Guidelines Management + Active Listening + Advisory + Business Process Analysis + Written Communications **Required Qualifications:** +… more
- First Horizon Bank (Charlotte, NC)
- …regular risk reports to management and governance committees, detailing the business unit 's risk profile, emerging risks, and control effectiveness. ... to resolve complex issues. + Experience managing enterprise and operational risk programs at a large financial...including preparing for exams, presenting materials, and articulating the business unit 's risk management roadmap.… more
- Wells Fargo (Charlotte, NC)
- …identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance ... + Write and publish portfolio/customer review reports with bolstered observations and risk dispositions that help business partners better understand customer's… more
- Truist (Charlotte, NC)
- … risk decisions and escalate unacceptable or key emerging risks to BU CRO and/or Business Unit Risk Committee. + Guide risk -taking behavior. Provide ... (eg, RCSA, KRIs, etc.) within the Business Unit and BURM. Provide strategic insight, risk ...education, training and experience. + Experience in compliance and operational risk mitigation and remediation + Strong… more
- Truist (Charlotte, NC)
- …A first line of defense risk professional leading a team within the Wholesale Business Unit Risk Team, serving as a subject matter expert responsible for ... capabilities to serve as a proxy for the Wholesale Business Unit Risk Team with...knowledge with an emphasis on: Credit, Market, Liquidity, Compliance, Operational , Reputation and Strategic Risks. 6. Strong leadership and… more
- TD Bank (Charlotte, NC)
- …of expertise in own area and participates in knowledge transfer within the team and business unit + Grows team expertise to align with FCRM / enterprise demand ... who can provide you more specific details for this role. **Line of Business :** Financial Crime Risk Management **Job Description:** The Senior Manager, Financial… more
- Truist (Charlotte, NC)
- …for management and/or board level committees to demonstrate program effectiveness. 4. Coordinates with Business Unit Risk Managers (BURMs), Business ... meetings with key internal stakeholders (eg Business Unit Leadership, BURM Leadership, BUCRO Leadership, Risk ...operational , and organizational challenges in the context of business objectives and priorities. 10. Ability to lead and… more
- TD Bank (Charlotte, NC)
- …on-going analysis and reporting on operational risk and/or other major risk categories as applicable to own business or functional area, and reviews ... core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business Continuity Management,...and participates in knowledge transfer within the team and business unit + Keeps current on emerging… more
- Truist (Charlotte, NC)
- …+ Coordinating mitigation or remediation activities where appropriate. + Partner with TD&O Business Unit Risk Leadership in the aggregation, escalation, and ... unit segments assigned in the execution of enterprise risk and operational risk programs....and risk -based monitoring and remediation for assigned business unit (s) as delegated including all tasks… more
- Huntington National Bank (Charlotte, NC)
- …of controls and execution of risk and control self-assessments for a business unit , maintain process documentation, and help implement regulatory guidance to ... Commercial Business Experience Preferred Qualifications: + Knowledge of operational risk in commercial business . + Corporate specialty government… more
- Truist (Charlotte, NC)
- …party continuity, and/or business intelligence & tools. Supports enterprise and business unit compliance with all federal regulations (FFIEC) for BC/DR ... data analytics to exercise judgment and identify innovative solutions. 9. Interact with business unit leadership and functional partners on a daily basis. Works… more
