- Bank OZK (Charlotte, NC)
- …the Bank's risk mitigation strategies and procedures. Collaborates with members of Operational Risk Management ("ORM") as a liaison between ORM and the ... management team of Trust and Wealth ("T&W") in collecting and documenting operational risk data, control gaps, and control execution failures related to T&W… more
- Home Depot (Matthews, NC)
- Job Description **Position Purpose:** The Asset Protection Specialist is primarily responsible for preventing financial loss caused by theft and fraud and supporting ... in criminal and civil court actions. The Asset Protection Specialist must report any hazardous or unsafe condition to...out job responsibilities in a manner that minimizes the risk of injury to themselves, other associates, vendors, customers,… more
- Bank of America (Charlotte, NC)
- Compliance & Operational Risk Specialist - Trade Surveillance Charlotte, North Carolina **To proceed with your application, you must be at least 18 years of ... be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Compliance Operational - Risk - Specialist Trade-Surveillance\_25040545-2) **Job Description:** At… more
- Wells Fargo (Charlotte, NC)
- …to oversee change management and mitigate technology-related risks + Contribute to operational risk activities such as RCSA, scenario analysis, and event ... role:** Wells Fargo is seeking a Lead Business Accountability Specialist (Vice President) for our ETRM team. We are...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational ,… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** The Business Unit Risk Specialist engages with Business Unit stakeholders, primarily within ... equivalent education, training and experience. 3. Experience in compliance and operational risk mitigation and remediation. 4. Strong communication,… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** JOB SUMMARY The AI Risk Specialist will be responsible for maintaining and monitoring adherence to ... the effective identification, mitigation, monitoring and reporting of transverse AI risk (eg, technology, data, operational , compliance) within Enterprise… more
- Bank of America (Charlotte, NC)
- …of substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include assisting Global Financial ... operational risks in alignment with the Compliance and Operational Risk Management (CORM) Program, the Financial...management of processes unique to economic sanctions. The Sanctions Risk Specialist is a function within GES… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... **About this role:** Wells Fargo seeks a **Senior Institutional Investment Operations Specialist ** for **The Structured Products Group (SPG)** Team in **Corporate &… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... role:** Wells Fargo is seeking a Senior Supervisory Control Specialist to join our Client Relationship Group (CRG) within...resolutions for them and their clients, all while mitigating risk . You must act with integrity and a high… more
- Wells Fargo (Charlotte, NC)
- …actions and middle office to ensure straight through tax processing and mitigate operational risk **Required Qualifications, US:** + 4+ years of Institutional ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- Wells Fargo (Charlotte, NC)
- …risk , improve straight-through processing, and strengthen controls and operational efficiency + Perform additional responsibilities as assigned **Required ... Fargo is seeking a Senior Capital Markets Middle Office Specialist in our FCM Clearing Operations Team as part...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational ,… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist to work on the Shared Services Output Management team as part of… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... this role:** Wells Fargo is seeking a Lead Equipment Finance Sales Specialist for our Transportation group covering North Carolina, South Carolina, Georgia, Florida… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... a CIB Quantitative Strategist - Vice President (Lead Securities Quantitative Analytics Specialist ) in Corporate & Investment Banking. Learn more about the career… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... role:** Wells Fargo is seeking a Senior Lead Credit Vendor Program Sales Specialist to support Equpment Finance and Vendor Finance new program development efforts… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our Annuities and Insurance Supervision Unit...group + Review and analyze controls to manage high risk investment strategies and complex products + Evaluate resources… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our Client Relationship Group within the...Brokerage + Review and analyze controls to manage high risk investment strategies and complex products + Evaluate resources… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... Wells Fargo is seeking a Trust Officer - Fiduciary Specialist focused on estate services within the Banking, Lending,...to deliver a high-touch client experience within a strong risk management framework. + Build and maintain a strong… more
- Bank of America (Charlotte, NC)
- …for remediation. **Responsibilities:** + Oversees the design and effectiveness of the risk and control environment to support Client Operational Services and ... AML Refresh Operations - Senior Business Control Specialist Charlotte, North Carolina;Jacksonville, Florida **To proceed with...for driving and executing on internal control discipline and operational excellence within a Line of Business (LOB) or… more
- Duke Energy (Charlotte, NC)
- …and drive transformational or strategic company initiatives. The Senior Sourcing Specialist will lead the assessment of the opportunity, internal supply chain, ... to deliver results. A strong understanding of business operations, legal concepts, and risk evaluation will enable this individual to lead the total cost of… more
