- NYL - Matthews (Charlotte, NC)
- …and gain expertise in different areas, such as by becoming a financial advisor with Eagle Strategies LLC, our investment advisory division, to offer wealth ... FINRA general securities, agent state law, investment advisory licenses, compliance history, production standards, and required training. Requirements are subject… more
- USAA (Charlotte, NC)
- …makes us special and impactful. **The Opportunity** We are seeking a Risk and Compliance Advisor I - Data and Innovation Technology with expertise in ... second line of defense (SLOD) risk and compliance concerning AI and GenAI...Microsoft Copilot). With a minimum of two years in data risk , the professional will possess knowledge… more
- USAA (Charlotte, NC)
- …what truly makes us special and impactful. **The Opportunity** As a dedicated Technical Risk & Compliance Advisor , you will provided independent second-line ... USAA's policies and procedures. The advisor is responsible for delivering comprehensive compliance and risk management support to a line of business or staff… more
- USAA (Charlotte, NC)
- …**The Opportunity** Take the next step in your cybersecurity career and join us as a ** Risk and Compliance Advisor I** ! In this role, you'll help protect ... with a focus on identifying and assessing operational and compliance risk across cybersecurity fields. + Critical...risk across cybersecurity fields. + Critical thinking and data analysis skills, with the ability to interpret … more
- First Horizon Bank (Charlotte, NC)
- …the connections across risk programs and influence stakeholders to leverage risk data in business decision-making processes. * Proficiency at assessing ... location listed in job posting. **Summary** : The Business Risk and Controls Advisor sits in the...reporting that provides a holistic view of business unit compliance with risk programs, identification of top… more
- Raymond James Financial, Inc. (Charlotte, NC)
- …learning, apprenticeship and training at the firm's international headquarters, the Advisor Mastery Program (AMP) offers a comprehensive education for the next ... a Mentor, Branch Manager, and/or a team of Financial Advisors, the Financial Advisor Trainee will learn to build an individual practice. The Trainee will balance… more
- Sedgwick (Charlotte, NC)
- …Work(R) Fortune Best Workplaces in Financial Services & Insurance Sr IT Security Advisor **PRIMARY PURPOSE OF THE ROLE:** To manage the implementation of security ... measures to protect company data , networks, and computer systems. To focus on executing...in interpreting vulnerability findings, prioritizing remediation efforts using Real Risk Score and Threat Intelligence. + Ability to create… more
- USAA (Charlotte, NC)
- …activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:** + ... truly makes us special and impactful. **The Opportunity** As a dedicated **Benefits Advisor (Mid-Level)** , specializing in Health & Wellness, you will play a vital… more
- USAA (Charlotte, NC)
- …Assessment Advisor Lead (director level individual contributor) to enable data -driven talent decisions. This role will primarily focus on building, deploying, ... activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:** +… more
- ALBEMARLE (Charlotte, NC)
- …majeure, business continuity, ESG, and data privacy). + Support audits and compliance reviews to confirm alignment with corporate risk standards and external ... is responsible for designing, implementing, and maintaining enterprise-wide procurement risk management processes that enhance supply continuity, compliance ,… more
- City National Bank (Charlotte, NC)
- *AI RISK GOVERNANCE LEAD* WHAT IS THE OPPORTUNITY? In...oversight of AI strategy. * Act as a trusted advisor and an effective challenger to business leaders on ... of becoming an Artificial Intelligence (AI) enabled bank, this role provides AI risk governance expertise that enables efficient and effective execution of AI … more
- USAA (Charlotte, NC)
- …banking, or financial services.** + 10+ years experience focused on **Information Security, Data , Risk Management** , evaluating the design and development of ... us special and impactful. **The Opportunity** USAA is seeking an **IT/Info Security Risk Management & Governance Executive** who needs to have expertise in ** Risk… more
- Truist (Charlotte, NC)
- …of technology risk domains (eg Cyber, Service Delivery and Operations, Data Management, etc) and adequacy of controls pertaining to domains in meeting agreed ... following job description:** Leader within the Truist second-line-of-defense (LOD2) Technology Risk team responsible for independent risk oversight of technology… more
- City National Bank (Charlotte, NC)
- …of experience in the financial services industry * Minimum 5 years of experience in risk management, technology risk management, compliance , or IT audit * ... *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Technology* WHAT...throughout the Issue Management Lifecycle, which may include issue data details; root cause analysis; action plan; material issue… more
- Truist (Charlotte, NC)
- …statements, and reviewing all additional documentation to determine accuracy and compliance with portfolio and investor, FHA, VA, and USDA guidelines. Ensure ... stated by the appraiser was supported with the comparable data provided, review for completeness, health and safety issues,...are suspicious in nature that may result in unnecessary risk and fines to Truist and recalculate liabilities. +… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... Compliance function that effectively manages and oversees regulatory compliance risk and conduct risk ...Risk Specialist (CFIRS) or Certified Trust and Fiduciary Advisor (CTFA).** + **Familiarity with Office of the Comptroller… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... and initiatives with regulatory impact. + Serve as a compliance advisor to business partners through regular... Compliance Team procedures + Facilitates the periodic Compliance risk and self-assessment activities for designated… more
- Grant Thornton (Charlotte, NC)
- …guiding them through the implementation of Microsoft Purview's compliance , data loss prevention (DLP), insider risk , and information governance capabilities. ... Labels + Data Loss Prevention (DLP) + Insider Risk Management + eDiscovery and Compliance Manager + Data Lifecycle Management and Records Management… more
- Deloitte (Charlotte, NC)
- …data risk program design, including alignment to cybersecurity and compliance programs. + Experience working with data protection and information security ... + Serve as a subject matter expert and trusted advisor to our clients, assisting them to evaluate strategic...secure enclaves, envelop encryption) and industry trends around cyber risk , data protection and cryptography practices. +… more
- Deloitte (Charlotte, NC)
- …to build, deploy, and operate integrated/verticalized sector solutions in software, data , AI, network, and hybrid cloud infrastructure. These solutions are powered ... the latest advancements by transforming engineering teams and modernizing technology & data platforms. Our delivery models are tailored to meet each client's unique… more
