- Mizuho Corporate Bank (New York, NY)
- …challenges, and has excellent communication skills. Core Responsibilities + Develop and mature the regulatory reporting issues management process + Drive ... primarily function of the role is to support effective management of regulatory reporting issues . This includes maturing the regulatory issue … more
- Mizuho Corporate Bank (New York, NY)
- …ensure activities are coordinated. + Work with other leadership in IADA Regulatory Reporting management to identify control issues and emerging risks and ... a sound understanding of the financial services industry, including audit, financial, regulatory reporting , risk management , or technology functions.… more
- Mizuho Corporate Bank (New York, NY)
- …risk monitoring activities across the Data Management and Regulatory Reporting domains using metrics, KRIs, issues , incidents, and trend analysis to ... (Operational Risk Management ) We are seeking an experienced Data Management & Regulatory Reporting Subject Matter Expert (SME) at the VP/Director level… more
- Mizuho Corporate Bank (New York, NY)
- …requirements and 5+ years of business analysis and relevant experiences in the Regulatory Reporting , Finance, Risk Management or related business functions. ... quality validation rules, prioritization and remediation of data quality issues and findings, and maintaining and updating the Business...5 years of experience in financial reporting , regulatory reporting , risk management , or… more
- Mizuho Corporate Bank (New York, NY)
- …of one of the largest-and growing-banks in the world. About the Team Operations Regulatory Reporting is a newly created team within Operations that is ... The team's daily operations ensure the bank meets its regulatory reporting obligations and that data is...with data and using it to proactively identify potential reporting issues + Strong written and oral… more
- Bank of America (New York, NY)
- … routines ensuring the Global team is adherent to multiple Enterprise policies eg, Regulatory Reporting and Enterprise Data Management Standards * Effective ... Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring...complex operational issues + Responsible for expense management , reporting and forecasting for operations areas… more
- TD Bank (New York, NY)
- …with and solving highly sensitive, confidential and/or multifaceted and complex financial management issues + Primary interface and high level resource to ... + Effectively communicates relevant/meaningful recommendations on a range of finance management issues or related operational processes to all levels… more
- Scotiabank (New York, NY)
- Data Specialist, Functional Lead ( Regulatory Reporting ) **Requisition ID:** 214671 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range ... Bank relationships, systems and knowledge. + Design and develop Regulatory reporting for Finance/US FBO Team +...reporting for Finance/US FBO Team + Support production issues from a data quality standpoint during both Finance… more
- TD Bank (New York, NY)
- …and contribute to internal reporting and tracking related to examinations and regulatory findings. + Execute issues management process for tracking ... skills, attention to detail, solid judgment, and the ability to evaluate complex regulatory business issues . + Project management skills and ability… more
- Citigroup (New York, NY)
- … management , and Board. This includes leadership on significant regulatory correspondence; Consent Order Quarterly Progress Reporting ; agenda-setting and ... The Data Regulatory Advisory & Management team within...content development for data-related regulatory reporting and meetings (both routine and rapid response); content… more
- Citigroup (New York, NY)
- … management lifecycle. + Monitoring the full lifecycle of identified regulatory issues ensuring that concerns are communicated, assigned responsibility, and ... mitigating facts and circumstances (as applicable) to respond to potential issues identified during regulatory engagement, including the various stages… more
- Daiichi Sankyo Inc. (Basking Ridge, NJ)
- …study data protection, operational metrics, and clinical trial quality and risk management reporting requirements that adhere to programming standards and ... study data protection, operational metrics, and clinical trial quality and risk management reporting requirements. Oversees the execution of external data --… more
- Citigroup (New York, NY)
- The Regulatory Reporting role is a senior management position within the Controllers Organization that will report up through the Global Head of ... will support and execute remediation of critical gaps in regulatory reporting and bolster the team's ability...the organization with opportunities to work directly with Executive Management and will interact very closely with other Finance… more
- Citigroup (New York, NY)
- The Regulatory Reporting role is a senior management position within the Controllers Organization that will report up through the Global Head of ... decision making in the remediation of critical gaps in regulatory reporting and bolster the team's ability...Reporting . + Assess the direct implications of new issues , determine their impact and required remediation. + Support… more
- TD Bank (New York, NY)
- …maintains the US regulatory inventory. This role ensures compliance with regulatory requirements and effective change management . Key responsibilities of the ... to maintain and document updates. + Conduct data quality reviews. + Report on regulatory inventory status, metrics, and issues . Please review the desired skills… more
- TD Bank (New York, NY)
- …Office (CRCO) supports TD business lines in identifying, assessing, and implementing regulatory change. The Governance and Reporting Team supports the other ... throughout the Bank. + Provide routine and ad hoc regulatory change and inventory reporting (inclusive of...and development of procedures, awareness and specialized training, monitoring, reporting and information, escalation of issues and… more
- Wabtec Corporation (New York, NY)
- …Department to manage and resolve disputes with third parties relating to product regulatory issues , including potential claims against the company or claims by ... attorneys in the Legal Department. Areas covered include: ESG disclosure and reporting , product regulatory , stewardship and chemical compliance matters, and EHS… more
- TD Bank (New York, NY)
- …risk assessment, reporting and other activities;** + **Internal Audit, regulatory exam, and ongoing supervision management , finding tracking, and remediation ... **Job Summary:** The **Compliance Administration Oversight & Reporting Manager** ensures regulatory adherence and risk management within our bank. This role… more
- Citigroup (New York, NY)
- …and escalates any off track issues to the Chief Auditor for Regulatory Management + Builds and maintains relationships with regulatory examiners ... Regulatory and Exam Manager for Internal Audit's Regulatory Management team responsible for the promotion,...stakeholders, meeting with them regularly to track validation of regulatory issues ; develops an ability to "tell… more
- Mizuho Corporate Bank (New York, NY)
- …also assist in the oversight of regulatory remediation program and associated reporting to senior management and regulators. The AVP will liaise and ... and other regulatory -related matters. Additionally, the department oversees regulatory change management , which involves monitoring and analyzing new… more