- Citizens (New York, NY)
- … control testing and monitoring, and training and awareness. + Lastly, the Principal Control Professional is responsible for incident management and ... and research, while intimately focusing on each client's unique circumstances. The Principal Control Analyst is responsible for conducting supervisory reviews of… more
- Wolters Kluwer (Princeton, NJ)
- ** Principal AI Engineer & Applied Researcher** **Job Description** Wolters Kluwer is a global leader in professional information services. Professionals in ... better understand complex legal issues in key areas like securities , tax, and other practices of law. VitalLaw AI...help create better client deliverables. In the role of Principal AI Engineer & Applied Researcher, you will take… more
- JPMorgan Chase (New York, NY)
- …Your role will involve managing credit risk oversight for marketable- securities -backed lending programs, capital markets activities, derivative programs, and ... principal market risk for the Global Private Bank (GPB)...assumptions for Lending Value / Initial Margin for clients' securities / derivatives activity; Partner with firmwide QR and… more
- MUFG (New York, NY)
- …to assess and evaluate the effectiveness of the Bank's governance, risk management and control processes. It reports to either a VP, Audit Lead or a Director, Sr. ... industry best practices, applicable regulations, and internal and external professional practice expectations. + Act as a leader and...choices are rooted in good judgment and support MUFG's Principal of Ethics and Conduct. + Operate with an… more
- Citigroup (New York, NY)
- …financing, we aim to be your comprehensive financial partner. The Investment Counselor Principal is a strategic professional who closely follows latest trends in ... conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 15+ years of...S7, S66 (or 63 & 65) & S31; NOTE: Securities Industry Exam (SIE is a prerequisite to the… more