- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... US Compliance Monitoring ...businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units ... compliance initiatives to help manage regulatory risk. Compliance Monitoring and Testing + Assist with...assessments **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Banco Popular Puerto Rico (New York, NY)
- Date: May 16, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior CRA Compliance Officer - US CRA US CRA We are looking for ... a Senior CRA Compliance Officer to...a Senior CRA Compliance Officer to join our ...as needed; + Support the Bank's CRA Program, including monitoring of the Bank's CRA performance in accordance with… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to join the CIB Fixed Income Business Aligned Compliance Team. This role ... Trading Compliance Team is a Business Aligned Compliance Officer (BACO) who will serve as...role is responsible for establishing policy requirements, training, and monitoring activities, as well and providing advice and credible… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) focused on the **Prime Brokerage ... a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance … more
- BMO Financial Group (New York, NY)
- …training needs and helps develop training based on gaps identified through the compliance monitoring and testing. + Identify enhancements to business group ... assist in the implementation, maintenance and administration of the Fixed Income compliance program. Coordinate and performs risk assessment, monitoring , testing… more
- Arena Investors LP (New York, NY)
- In this role, you will be directly reporting to the Chief Risk Officer , who is responsible for overseeing and managing the organization's risk management framework. ... This position requires close collaboration with the Chief Risk Officer , where you will provide vital insights and contribute to strategic decision-making processes… more
- AIG (New York, NY)
- Job Purpose The purpose of the Enterprise Resiliency Senior Program Officer role is to drive and maintain an effective program that safeguards AIG's assets and ... to AIG partnership with the highest priority third parties (incident monitoring / detection / triage, business RTOs, communication workflow, testing requirements… more
- Arc Mercer (Ewing Township, NJ)
- …Salary | 120000-130000 per year | Full Time Position: Program Integrity and Compliance Officer Compensation: $120,000 - $130,000 based upon experience Status: ... seeking a highly motivated and experienced Program Integrity and Compliance Officer to ensure our organization adheres...of new regulations and impacts on the agency. + Compliance Monitoring and Risk: Regularly review operations… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... the compliance program at an asset management firm in Manhattan,...manuals, policies, and procedures. + Engage with and advise senior management and staff on all issues concerning US… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... by 2040. Learn more at nyu.edu/nyugreen. Share this job (https://uscareers-nyu.icims.com/jobs/14670/chief-global- compliance - officer /job?mode=apply&apply=yes&in\_iframe=1&hashed=-336115631) Need help finding the right job?… more
- City of New York (New York, NY)
- …include, but are not limited to: - Assisting the Senior Program Officer in liaising with nonprofit service providers, monitoring operations and service ... predatory practices and strives to create a culture of compliance . Through its community outreach and the work of...improve their financial health and economic mobility. The Program Officer will report to the Senior Program… more
- MTA (New York, NY)
- Cybersecurity Officer - Manager Cloud Security Job ID: 9705 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular ... IT CISO Date Posted: Mar 11, 2025 Description JOB TITLE: Cybersecurity Officer - Manager Cloud Security SALARY RANGE: $144,450.00 - $191,000.00 HAY POINTS: 805… more
- CUNY (New York, NY)
- Chief Diversity Officer **POSITION DETAILS** **ABOUT JOHN JAY COLLEGE** John Jay College of Criminal Justice, an internationally recognized leader in educating for ... justice, is a senior college of the City University of New York...access and excellence in higher education. **POSITION OVERVIEW** + Monitoring recruitment, appointment, and retention processes for all faculty… more
- Bank of America (New York, NY)
- GCIB Business Controls Officer , Communications Review & Enterprise Programs Associate / VP New York, New York **Job Description:** Global Corporate & Investment ... controls for electronic communication and other enterprise programs. **RESPONSIBILITIES** **Communication Monitoring ** + Serve as an escalation point for review team… more
- Bank of America (New York, NY)
- …+ Active Listening + Data and Trend Analysis + Issue Management + Monitoring , Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift (United ... Vice President - Credit Risk Officer , Global Markets Credit New York, New York...Responsible for analysis to aid in the underwriting and monitoring of Asset Backed Securitization warehouse lines. Additional responsibilities… more
- Wells Fargo (New York, NY)
- …Controls and COO teams as well as other support functions (eg, Compliance , Testing, Audit, Risk, Operations, Technology, Legal, and Human Resources). Their goal ... a sound supervisory framework in supervision coverage, and the program is in compliance with applicable rules, regulations, and industry best practices. This is a… more
- Bloomberg (New York, NY)
- …on risk industry and educational/development opportunities + UseGovernance Risk and Compliance (GRC) tools to evidence risk management, monitoring , measurement, ... making. The CRO collaborates with other functions, including Legal and Compliance , Finance, Operational Resilience and Internal Audit, to provide centralized risk… more
- MTA (New York, NY)
- Senior Director, Equal Employment Opportunity and Compliance Job ID: 10945 Business Unit: MTA Headquarters Location: New York, NY, United States ... Date Posted: May 13, 2025 Description JOB TITLE : Senior Director, Equal Employment Opportunity and Compliance ...opportunity Reporting to the Deputy Chief Diversity and Inclusion Officer , Programming & Operations (DCDIO PO), the Senior… more
- City of New York (New York, NY)
- …requested, and under supervision or independently, assist with special projects of senior management or oversight agencies for budget/fiscal monitoring , program ... budget proposals and financial data to ensure accuracy, completeness, and compliance with regulations. Monitor expenditures to ensure adherence to approved budgets.… more