- TD Bank (New York, NY)
- …supports TD business lines in identifying, assessing, and implementing regulatory change . The Regulatory Implementation Team within CRCO supports ... business line regulatory change implementations including overseeing business changes to policies, procedures,...systems, and/or controls via action plans or projects. The Regulatory Implementation Team supports a broad range… more
- TD Bank (New York, NY)
- …Qualifications: Reporting to the Manager, TDS G&C, the primary role of the Senior Analyst, TDS G&C Regulatory Compliance Management (RCM), is to support ... elements of the TDS RCM program, including update, development, communication, and implementation of TDS RCM procedures to align with new enterprise RCM Standards.… more
- Prime Therapeutics (Trenton, NJ)
- …our passion and drives every decision we make. **Job Posting Title** Senior Functional Business Consultant/ Regulatory Compliance exp required- REMOTE **Job ... regard to business system knowledge on internal and client projects, regulatory requirements, process improvement, advanced research, root cause analysis, complex… more
- City National Bank (New York, NY)
- …responsible for the planning, execution and delivery of one or more major regulatory workstreams within the GRC Implementation Office. Position is responsible ... expertise into the program approach, and reporting status to senior leadership. Liaises with Legal, HR, Regulatory ...planning, execution and delivery of one or more major regulatory workstreams within the within the GRC Implementation… more
- TD Bank (New York, NY)
- …on regulatory requirements + Advises the business with respect to the implementation of new and amended regulatory requirements + Independently reviews and ... individual for this role with compliance oversight responsibilities associated with regulatory compliance within loan servicing, auto originations and the TDs FCRA… more
- Citigroup (New York, NY)
- The Regulatory Reporting role is a senior management position within the Controllers Organization that will report up through the Global Head of Regulatory ... process improvements to enhance the accuracy, efficiency, and transparency of the regulatory reporting process. + **Partner** with senior stakeholders across the… more
- Mizuho Corporate Bank (New York, NY)
- …of Regulatory Reporting Working Group and Governance Committee meetings, Change Management and Issue Management Forums, and handling communication with internal ... About the Team: Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible for the preparation of regulatory filings for multiple entities… more
- Bank of America (Pennington, NJ)
- GT Risk and Regulatory Portfolio Executive - Business Control Executive Charlotte, North Carolina;Atlanta, Georgia; Richmond, Virginia; Plano, Texas; Jacksonville, ... the day-to-day execution of the Operational Risk Management Framework, including the implementation of LOB and ECF specific processes and tools to drive adherence… more
- Wells Fargo (New York, NY)
- …and mitigating compliance risk and establish processes to ensure effective and timely implementation of regulatory change requirements applicable to the ... **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the...business on developing corrective action plans and effectively managing regulatory change . + Develop, oversee, and provide… more
- TD Bank (New York, NY)
- …setting new industry standards. **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described ... risk assessment, reporting and other activities;** + **Internal Audit, regulatory exam, and ongoing supervision management, finding tracking, and remediation… more
- TD Bank (New York, NY)
- …setting new industry standards. US Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described in ... monitoring, risk assessment, reporting and other activities; Internal Audit, regulatory exam, and ongoing supervision management, finding tracking, and remediation… more
- Citigroup (New York, NY)
- **Role:** Citi is seeking an experienced risk professional to join as a Regulatory Product Developer within the Spread Product (SP) business. The role sits directly ... Risk and Control, audit and others to facilitate, prioritize and deliver regulatory related requirements within SP, including a broad spectrum of strategic and… more
- American Express (New York, NY)
- …across groups, geographies and with varying backgrounds + Experience driving transformational change across the enterprise + Knowledge of regulatory changes and ... in a safe, sound, and fully compliant manner with all applicable regulatory expectations. GRC creates and maintains the overall risk management framework, performs… more
- Capco, a Wipro Company (New York, NY)
- …team that prides itself on our industry-leading expertise from strategy through implementation within risk management and regulatory advisory. Our team combines ... delivering projects, ranging from short-term strategic assessments to large scale change initiatives, for leading clients across financial services. Capco FRC is… more
- Deloitte (New York, NY)
- Sustainability, Climate & Equity - EHS Transformation Specialist Senior Are you passionate about the opportunity to work with clients to improve their environmental ... measuring and reporting on operational, physical, and climate risks, modeling climate change , and providing leading strategies for data and controls required for… more
- MTA (New York, NY)
- Senior Director, Equal Employment Opportunity and Compliance Job ID: 10945 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: ... and Equal Opp Date Posted: Mar 17, 2025 Description JOB TITLE : Senior Director, Equal Employment Opportunity and Compliance SALARY RANGE : $145,000- $155,000 HAY… more
- Lilly (Branchburg, NJ)
- …determined to make life better for people around the world. **Responsibilities** The Senior Director, Global Process Owner for Deviations & CAPAs, as a leader within ... processes, including Global Quality System standards, practices, business processes, implementation tools and associated IT systems. Additionally, the Global Process… more
- Citigroup (New York, NY)
- …through strategic transformation, and / or digital tools, as well as to enable implementation of new regulatory requirements. + Ability to challenge the business ... Global Market Risk Management team for a Director Level Senior Risk Manager to cover XVA Trading. In addition...of Management Information as well as to meet new regulatory standards, eg for SA-CVA, and improve Risk &… more
- American Express (New York, NY)
- …in finance on #TeamAmex. How will you make an impact in this role? ** Senior Manager- Data Governance & Management** As part of the Financial Reporting Quality ... future roadmap for data governance within Finance. This FDG Senior Manager is focused on ensuring that Finance data...and appropriate controls and documentation exists to stand a regulatory or internal examination or audit. She/He will be… more
- Otsuka America Pharmaceutical Inc. (Trenton, NJ)
- …to post commercialization; with emphasis on the large global clinical trials and regulatory filing activities. The Senior Director, GCD is responsible for all ... in support of domestic and international clinical development initiatives. The Senior Director, GCD works in a multidisciplinary matrix environment and supports… more