- Fujifilm (Trenton, NJ)
- **Position Overview** The Regulatory Compliance Manager ( Corporate ) is a member of the FUJIFILM Holdings America Corporation ("HLUS") Department ... reporting to the Corporate Compliance Director. The Compliance Manager ...Collaborate closely with colleagues in Legal, IT, HR, Finance, Regulatory and other core functions in order to direct… more
- TD Bank (New York, NY)
- …dedicated to setting new industry standards. **The Compliance Business Oversight Manager manages the oversight of various US Corporate Functions and provides ... to their Compliance Management System programs. The Compliance Manager will lead important projects and...by providing the Business areas with objective guidance on regulatory compliance controls, processes, and implementation of… more
- Capital One (New York, NY)
- …with privacy compliance in the financial services industry + Certified Regulatory Compliance Manager (CRCM); Certified Internal Auditor (CIA) or ... Senior Audit Manager , Corporate Compliance (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality… more
- TD Bank (New York, NY)
- …to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for ... Company and supports the development, implementation, and maintenance of a consumer regulatory compliance program through compliance activities across… more
- SMBC (New York, NY)
- …issues until resolved. + Must be well organized with project management skills. + Regulatory compliance experience at a broker dealer and or swap dealer ... Second Lines of Defense regarding a broad range of compliance and regulatory issues and works hand-in-hand...regulatory concerns and other significant matters to their manager . + Communicate policies, procedures and new regulatory… more
- TD Bank (New York, NY)
- …**Job Description:** **Preferred Qualifications:** We are looking for a Vice President, Compliance - US Corporate Investment Banking Compliance Advisory ... capacity. The Vice President will assist in the management of the firms compliance program supporting all corporate investment banking Functions including Debt… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance… more
- TD Bank (New York, NY)
- …Responsibilities:** + Assist in drafting and maintaining comprehensive suite of regulatory Compliance policies and procedures + Coordinate with stakeholders ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair… more
- Mizuho Corporate Bank (New York, NY)
- …Maintain and update dashboards and key performance indicators (KPIs) related to regulatory compliance and testing. + Collaborate with operational resilience ... DORA Program Manager and Integrated Testing - Operational Resilience Americas...with established capability baselines and risk thresholds. + Ensure compliance with regulatory requirements. + Maintain alignment… more
- JPMorgan Chase (New York, NY)
- … developments impacting the Securities Services business and our clients. As the Regulatory Practice Americas Manager for Securities Services, you will lead the ... (securities services, asset management, wealth management, pensions/insurance, banking). + Compliance , regulatory consultancy, and/or business/product control experience… more
- Cardinal Health (Trenton, NJ)
- …transactions. The Manager will be a key member of the Corporate Development team, focusing on M&A deal execution. This includes working extensively with ... of transition services agreements + ** Compliance and Governance** : Ensure compliance with all legal, regulatory and Cardinal Health requirements throughout… more
- Mizuho Corporate Bank (New York, NY)
- …Lead modernization of compliance screening technology platforms like Prime Compliance Manager , FIRCO, and related systems- Architect and execute cloud ... across multiple partner applications and systems- Develop modernization roadmaps ensuring regulatory compliance continuity- Collaborate with Legal, Risk, … more
- US Bank (New York, NY)
- …and discover what you excel at-all from Day One. **Job Description** US Bancorp Corporate Audit Services (CAS) is seeking a strong candidate to join our growing team ... and Operations team. This position will support audit coverage of Corporate and Commercial Banking back-office functions, focusing on commercial loan processing,… more
- Mizuho Corporate Bank (New York, NY)
- …350 personnel in 51 teams and more than 270 enterprise applications.Ensure regulatory compliance by coordinating and tracking responses to requests from ... strategic insights to senior leadership, enabling informed decision-making and maintaining regulatory transparency. These risk reports and compliance updates… more
- Capital One (New York, NY)
- …Administration + Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Anti-Money ... Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on… more
- Mizuho Corporate Bank (New York, NY)
- …experienced Senior Line Manager to lead our Infrastructure Governance, Risk, and Compliance (GRC) team. This role is pivotal in transforming our GRC function to ... Join Mizuho as the Manager of Infrastructure Governance, Risk and Controls! We...tools that streamline audit preparation and execution Governance and Compliance : + Ensure compliance with regulatory… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Mid- Corporate PM Associate in Commercial Banking to work in partnership with small deal teams that provides research,… more
- Mizuho Corporate Bank (New York, NY)
- Join Mizuho as a Jr. Business Manager ! In this role, you will support the Infrastructure Services Business Management Lead in a variety of tasks and projects across ... data analytics, reporting development and management, governance risk and compliance , financial management, operations, and strategy. The ideal candidate will… more
- TD Bank (New York, NY)
- …**Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and ... compliance that will cascade throughout the organization. The Compliance Business Oversight Manager - Commercial Banking...and independent challenge on business activities and initiatives with regulatory impact. + Serve as a compliance … more
- TD Bank (New York, NY)
- …**Job Description:** Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is... requirements and assisting business units to manage their regulatory risk. The Surveillance Quality Assurance Manager … more