- US Bank (Charlotte, NC)
- …new skills and discover what you excel at-all from Day One. **Job Description** Operational Risk Review Quality Assurance Lead - Technology conducts Quality ... Assurance (QA) reviews of the Operational Risk Review (ORR) function...operations. + Deep understanding of and working experience with testing and quality assurance principles and methodologies. + Basic… more
- US Bank (Charlotte, NC)
- …on the CDP "A" List for climate change action. **THE ROLE:** The Senior Manager, Operational Risk Review Technology partners with Senior to Executive Leaders ... + In-depth knowledge of and experience in technology risks and controls testing + Thorough knowledge of Risk /Compliance/Audit competencies + Strong leadership… more
- Regions Bank (Charlotte, NC)
- …logging into the careers section of the system. **Job Description:** At Regions, the Enterprise Risk Testing Manager is a second line of defense risk ... risk . This position reports to the Enterprise Risk Testing Group Manager. **Primary Responsibilities** +...complex organizational and process issues to isolate regulatory or operational risk exposure. + Ability to build… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager- Control Room Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a ... is responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and … more
- Regions Bank (Charlotte, NC)
- …logging into the careers section of the system. **Job Description:** At Regions, the Operational Risk Analyst is responsible for advanced operational risk ... Schedule for a minimum of three years. You may review , modify, or update your information by visiting and...of defense on implementation, execution and monitoring of the operational risk management framework. This position may… more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** Operational Risk Governance and Transformation Officer is primarily responsible for ... support of corporate governance processes through results reported to Operational Risk Management Committee, Enterprise Risk... risk execution activities. Focus will be on risk program elements (RCSA, Control Testing , Third… more
- Bank of America (Charlotte, NC)
- Audit Manager - Compliance and Operational Risk Charlotte, North Carolina;Stamford, Connecticut; East Hartford, Connecticut; Dallas, Texas; Providence, Rhode ... members. **Responsibilities** + Subject matter expertise of compliance and operational risk frameworks and a solid business...performing in the role of auditor-in-charge + Internal Audit Review + Issue Management + Risk Management… more
- Robert Half (Charlotte, NC)
- … Risk Control Self-Assessments for relevant business areas. + Investigating operational risk events, producing concise summaries, and identifying remediation ... Secondary emphasis on Visio and Access. + Professional Certification such as Certified Operational Risk Professional (CORP), Certified in Risk and… more
- Citigroup (Charlotte, NC)
- Citibank, NA seeks an Operational Risk Officer for its Charlotte, NC location. DUTIES: Support accessibility tools for Technology Quality Engineering Teams and ... ID # 24723865. EO Employer. Wage Range: $138,200.00 to $138,200.00 Job Family Group: Risk Management Job Family: Operational Risk **Job Family Group:** **Job… more
- USAA (Charlotte, NC)
- …for high risk and highly complex models. Executes the model audit review process compliant with the written risk and compliance policies and procedures ... models. Utilizes expert business and technical model and model risk knowledge to conduct highly specialized model review...testing plans for models that require expert model risk knowledge and skills. + Develops plans, reviews peers'… more
- Bank of America (Charlotte, NC)
- …Inventory and FLU/CF Risk & Control Self-Assessment (RCSA) + Supports the review and challenge of internal and external operational loss events, including ... for supporting the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and … more
- Grant Thornton LLP (Charlotte, NC)
- As a Regulatory Compliance and Operational Risk Senior Associate, you will get the opportunity to grow and contribute to our clients' business needs by providing ... Your day-to-day may include: + Conduct engagement activities including transactional testing , policy, and procedure review , meet preparation, walkthroughs, etc.… more
- Bank of America (Charlotte, NC)
- …process excellence and provides a unique opportunity to shape how the Bank manages its operational risk . We are seeking candidates with expertise in process and ... also assist in developing and updating routines, strategies and operational guidelines for overall use by Independent Testing...partnering effectively with Front Line Units and Global Compliance Operational Risk (GCOR), as well as various… more
- City National Bank (Charlotte, NC)
- **MANAGER INTERNAL CONTROL TESTING ** **WHAT IS THE OPPORTUNITY?** Operational Risk Management (ORM) is responsible for providing independent and objective ... issues and control gaps to appropriate stakeholders + Demonstrate understanding of operational risk , control testing methodologies, and related regulatory… more
- Wells Fargo (Charlotte, NC)
- …+ Ensure effective and appropriate testing , validation, and documentation of review activities for risk programs and controls according to standards and ... oversight and escalation of existing and emerging compliance and operational risk issues. + Create a culture...+ Contribute to large scale planning related to Independent Testing deliverables + Review and research moderately… more
- USAA (Charlotte, NC)
- …+ Leads team audit activities and provides feedback on planning and scoping, and review of risk assessment and testing that demonstrates critical thinking ... special! **The Opportunity** As a dedicated **Audit Manager - Operational Risk Management/Fraud Risk ** ,...from multiple sources to ensure valid conclusions from audit testing are drawn. + Identifies control weaknesses and opportunities… more
- USAA (Charlotte, NC)
- …makes us so special! **The Opportunity** As a dedicated **Senior Audit Manager -** ** Operational Risk Management/Fraud Risk ** **,** you will manage audit ... with competing priorities. **What sets you apart:** + Internal Audit experience. + Operational Risk Management framework and/or Fraud Risk Management… more
- Grant Thornton LLP (Charlotte, NC)
- As a Regulatory Compliance and Operational Risk Manager, you will get the opportunity to grow and contribute to our clients' business needs by providing in-depth ... forth by regulators. + Manage development of, and completion of, engagement and testing activities + Manage and minimize engagement risk by proactively… more
- Bank of America (Charlotte, NC)
- …escalates defects identified during testing , working closely with Compliance and Operational Risk officers and/or Front Line Unit process owners to validate ... preliminary reporting and analysis of results, and collaborating with Compliance and Operational Risk officers and/or Front Line Unit (FLU) process owners… more
- Truist (Charlotte, NC)
- …1. Execute first line of defense activities related to compliance with operational risk guidelines. This includes proactively identifying changes in personnel, ... review the following job description:** Responsible for implementation of Truist's risk programs to include effectiveness testing , risk monitoring,… more