- HSBC (New York, NY)
- …with and provide real-time, compliance advisory support to Trading and Sales teams across Fixed Income and Foreign Exchange markets as they seek to achieve their ... Assistant Vice President ( AVP ) in Markets & Securities Services (MSS) Compliance...field + Experience in a bank or broker-dealer, covering fixed income and/or foreign exchange markets, or… more
- MUFG (New York, NY)
- …and dividends processing for both domestic and international securities in Equity and Fixed Income markets. Provide Front Office Desks with notification and ... + Handle all Internal Inquiries from Traders/Sales, Finance, Product Control, Operations , Risk, Legal, and Compliance **Systems:** + Bloomberg + Broadridge NEWDIV… more
- Wells Fargo (New York, NY)
- …ISDA documentation including relevant ISDA Definitions (eg, Credit Derivatives) + Legal fixed income transactional and related regulatory experience in a ... loan sales and trading business, including sales, trading, credit, compliance, and operations functions + Review and analyze moderately complex challenges for the… more
- Mizuho Corporate Bank (New York, NY)
- …and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. ... Liaise with internal groups such as Legal, Compliance, Sanctions, Regulatory, Tax and Operations to coordinate the efforts of all teams and ensure that accounts are… more
- Citigroup (Jersey City, NJ)
- …practices. + Knowledge of various investment instruments, including Equity securities, Fixed Income , and Asset-Backed securities. + Strong analytical, ... The Asset Services Assistant Vice President ( AVP ) is a key leadership role responsible for...+ 5-7 years of relevant experience in financial services operations , with experience in asset servicing and corporate actions.… more
- Mizuho Corporate Bank (New York, NY)
- …and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. ... Summary We are seeking a dynamic and experienced AVP /VP of Accounts Payable to lead and optimize...years of progressive experience in Accounts Payable or Finance Operations , ideally within banking or financial services. + Proven… more