• embecta (Parsippany, NJ)
    …the company's operations, with a focus on financial integrity, operational efficiency, regulatory compliance , and enterprise risk management . As a senior ... priorities and regulatory expectations. Responsibilities include: + **Enterprise Risk & Audit Strategy** + Lead the...& Operational Insight** + Broad understanding of **finance, operations, compliance , and risk management ** ,… more
    DirectEmployers Association (08/31/25)
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  • Principal Financial Group (New York, NY)
    …stakeholders, including compliance , internal audit, fund administration, and enterprise risk management . + Partner with client-facing teams and sales ... + Support mindset shifts within the business toward proactive risk ownership-helping teams move from compliance -driven activities...in or lead special projects that strengthen risk management capabilities across Principal Asset … more
    DirectEmployers Association (11/13/25)
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  • RGP (New York, NY)
    …and forward thinking. + Lead and manage client engagements focused on risk management , regulatory compliance , and audit remediation across banking, ... Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead teams...a strategy consulting firm (required). + Extensive experience in risk management , regulatory compliance , and… more
    DirectEmployers Association (08/28/25)
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  • SMBC (New York, NY)
    …team. This role will support CCAR and credit stress testing, and will play a lead role in project management across these workstreams. The ideal candidate will ... high-quality results in a fast-paced environment. Responsibilities **Role Responsibilities** Project Management - Lead and coordinate credit stress testing… more
    DirectEmployers Association (11/14/25)
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  • Unity Technologies (New York, NY)
    …external audit partners and drive a proactive, risk -based approach to technology compliance . **What you'll be doing** + Lead and evolve Unity's technology ... aligning technology controls, policies, and procedures with business objectives and risk tolerance. + Embed compliance into technology operations, partnering… more
    DirectEmployers Association (11/11/25)
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  • Capco, a Wipro Company (New York, NY)
    …front and middle office operations . Implement and enhance ETRM systems to support trading, risk management , and compliance activities . Work closely with ... **MP level ETRM Project Lead ** Capco is a global management ...Power Markets, Trade Flow, and ETRM (Energy Trading and Risk Management ) systems. The ideal candidate will… more
    DirectEmployers Association (11/08/25)
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  • SMBC (New York, NY)
    Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee ... management reporting for senior business leadership, CPAD Senior Management , Risk Management , and other...compliance matters. + Assist the Regulatory Governance Team Lead in coordinating the intake and responses to regulatory… more
    DirectEmployers Association (10/09/25)
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  • Capco, a Wipro Company (New York, NY)
    …areas such as lending, deposits, account servicing, anti-financial crime, online banking, risk identification & management , and payments. The team offers clients ... FDPA, and MLA + Demonstrated experience working with business and compliance stakeholders + Demonstrated project management / prioritization abilities… more
    DirectEmployers Association (10/23/25)
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  • Organon & Co. (Jersey City, NJ)
    …Intelligence workflow and document management system in alignment with the associated compliance processes and lead the initiative to embed these systems in ... technology teams to integrate approved data sources and ensure compliance with enterprise data management and privacy...Lead the maintenance of the Primary Market Research " Compliance Action Memo" tool within project workflows in core… more
    DirectEmployers Association (11/05/25)
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  • Capco, a Wipro Company (New York, NY)
    …and functional knowledge across all areas of the front office, operations, technology, risk , finance and compliance . Our clients include the largest investment ... capability building within the payments advisory team. + Work closely with technology, risk , and compliance teams to deliver integrated solutions. + Partner with… more
    DirectEmployers Association (10/30/25)
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  • Neuberger Berman (New York, NY)
    …are seeking a technically strong, self-directed Product Manager with deep investment management experience to lead solutions across NB's investment platforms ... construction, compliance ). + Familiarity with investment guideline oversight, investment risk , and operational risk frameworks. + Technical proficiency: SQL… more
    DirectEmployers Association (10/14/25)
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  • Terumo Medical Corporation (Somerset, NJ)
    …new processes with very little information provided. - Familiarity with relevant regulations, compliance standards, and risk management practices. - Ability ... chain by leading site-specific and regional supplier negotiations and managing projects that lead to cost reductions/avoidances, mitigation of risk , lead more
    DirectEmployers Association (11/11/25)
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  • SMBC (New York, NY)
    …collaborating with Back Office and Middle Office teams (including Operations, Finance, Risk , Compliance , HR, and Procurement) to gather data, understand current ... awareness of overarching program objectives + Align with program management teams in other regions or business verticals to...relevant experience - 5 to 7 years + Project Management experience in a financial firm + Project … more
    DirectEmployers Association (11/13/25)
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  • Principal Financial Group (New York, NY)
    …Financial Group is seeking a Director, Middle Office Accounting Operations - Asset Management ! The Director will lead the day-to-day operations of one or ... more investment operations functions within Principal Asset Management . Partner with leadership to develop, implement, and manage strategies, policies, and… more
    DirectEmployers Association (11/11/25)
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  • Terumo Medical Corporation (Somerset, NJ)
    …study lifecycle. **Job Details/Responsibilities** Leading the development and execution of Clinical Risk Management Plans and Clinical Quality Plans for studies ... 13485 / 14971, 21 CFR 50/56/812, ICH-GCP, and FDA regulations - Strong auditing and risk management skills. Prior experience with auditing and risk more
    DirectEmployers Association (10/22/25)
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  • Terumo Medical Corporation (Somerset, NJ)
    …laws and regulations. Will be responsible for protecting Terumo against legal and compliance risks related to privacy and data management . Additionally, the ... Counsel and Chief Privacy Officer is responsible for managing the privacy, data management , and security program at Terumo Americas Holding, Inc. and certain of its… more
    DirectEmployers Association (08/26/25)
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  • Terumo Medical Corporation (Somerset, NJ)
    …the integrity of the SAP and Cloud Security Design and uphold the compliance and regulations setup in the application, database and infrastructure layer. This role ... etc). This role will conduct regular security audits and risk assessments such as Segregation of Duties and Critical...Segregation of Duties and Critical Access risks to ensure compliance and mitigate security risks. This individual will design… more
    DirectEmployers Association (10/08/25)
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  • SMBC (New York, NY)
    …in a global, matrixed environment. + Deep understanding of payment systems, liquidity management , and regulatory requirements. + Strong risk and controls acumen, ... **Overview** We are seeking an experienced and strategic **Executive Director** to lead the **Payables and Receivables** product portfolio within our business. This… more
    DirectEmployers Association (10/08/25)
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  • Neuberger Berman (New York, NY)
    …updates, partnering closely with Middle Office, Custodians, Brokers, Technology, Compliance , and Risk . Responsibilities Include: + Provide dedicated ... issues; translate requirements into Aladdin configurations and controls. + Lead incident management (triage, RCA, remediation, stakeholder communication)… more
    DirectEmployers Association (11/15/25)
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  • HSBC (New York, NY)
    …clients + Support and oversight of the end-to-end derivatives process eg Operations, Legal, Compliance , Risk , etc + Lead , mentor, and develop a ... Work style: Hybrid Worker Date: 8 Nov 2025 In compliance with applicable laws, HSBC is committed to employing...policies and regulatory guidelines + Establish and maintain robust risk management practices to identify, assess, and… more
    DirectEmployers Association (11/09/25)
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