- SMBC (New York, NY)
- …Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance Alerts and other ... of changes in response to new regulations and regulatory developments through the Regulatory Change Management process. + Provide regulatory advice… more
- HSBC (New York, NY)
- US Chief Risk Officer , Asset Management and Wealth Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY, US, 10001 Work style: Hybrid Worker ... the planet we all share The US Chief Risk Officer , Asset Management (AM) and Wealth (CRO)...operational risk, financial crime risk, liquidity risk, traded risk, financial/ regulatory reporting risk, tax risk, model risk, conduct risk,… more
- SMBC (Jersey City, NJ)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Change Management Officer works with the ... matters related to overseeing timely implementation for SMBC. **Role Objectives** The Regulatory Change Management Officer role works with departments… more
- ManpowerGroup (New York, NY)
- Our client, the financial services industry, is seeking a Regulatory Change Management Officer to join their team. As a Regulatory Change ... communication abilities, which will align successfully in the organization. **Job Title:** Regulatory Change Management Officer **Location: New York, New… more
- Raymond James Financial, Inc. (New York, NY)
- …accuracy and effectiveness of risk information. . Ensures the business risk management practices comply with regulatory requirements and industry best practices. ... . Establishes and oversees the implementation of a risk management framework for the business unit, to include defining...needs of a growing organization. . Acts as a change agent within a transforming environment, setting strategic direction… more
- City National Bank (New York, NY)
- …and ensuring effective controls are in place to mitigate compliance risk. Maintaining regulatory change management , policies and procedures, training, and ... *COMPLIANCE OFFICER SENIOR-INVESTMENT ADVISORY* *WHAT IS THE OPPORTUNITY?* The...* Provide credible challenge at committee meetings. * Manage regulatory change management and participate… more
- City National Bank (New York, NY)
- …and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management , policies and procedures, training, and ... *COMPLIANCE OFFICER SENIOR* WHAT IS THE OPPORTUNITY? The Compliance...with regulatory and business standards. * Manage regulatory change management and participate… more
- City National Bank (New York, NY)
- … within the Wealth Management Division to balance prudent risk management , regulatory oversight, business development, and client relationship management ... . The position requires a deep understanding of fiduciary law, risk management , regulatory compliance, and investment oversight. *WHAT WILL YOU DO?* * … more
- Atlantic Health System (Hackettstown, NJ)
- …through completion of formal and continuing education in Nursing, health policy, regulatory compliance, process redesign and management are essential. + Nursing ... through completion of formal and continuing education in Nursing, health policy, regulatory compliance, process redesign and management are essential. + Nursing… more
- HUB International (New York, NY)
- …insurance, employee benefits, risk services, personal insurance, retirement, and private wealth management products and services. With over $5 billion in revenue and ... investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior leadership position, reporting directly… more
- MTA (New York, NY)
- Agency Chief Equal Opportunity Officer (ACEOO) - (HQ) & (C&D) Job ID: 13485 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: ... CDO Date Posted: Nov 12, 2025 Description JOB TITLE: Agency Chief Equal Opportunity Officer (ACEOO) - (HQ) & (C&D) DEPT/DIV: Department of Diversity and Civil Rights… more
- Bloomberg (New York, NY)
- …risk assurance, controls testing, and associated control remediation + Understanding of regulatory and operational risk management , internal controls, and root ... Risk Assurance & Controls Testing Officer - Chief Risk Office Location New York...Bloomberg's non-regulated products and services. We work to address regulatory issues, ensure compliance with current and developing rules… more
- JPMorgan Chase (Jersey City, NJ)
- …effective risk management . + Manage governance responsibilities, including legal and regulatory change management and performance scorecards. + Oversee ... striving to be best-in-class. As an Employee Conduct Senior Officer supporting the Global Anti-Corruption Compliance (GACC) and Government...+ Participate in working groups on document governance and regulatory change management . + Lead… more
- Zurich NA (New York, NY)
- VP Liability Underwriting Officer 128865 Zurich North America is currently looking for an experienced VP Liability Underwriting Officer . This position reports to ... the VP Casualty Lines, Underwriting Officer and our preference is for the individual to...disciplined underwriting practices and drives portfolio strategy and performance management . This leader will apply deep liability expertise to… more
- Fairleigh Dickinson University (Teaneck, NJ)
- …with how anticipated outcomes contribute to the university's priorities. 5. Embrace change management best practices to engage end-users and impact success ... direction of the Senior Vice President and Chief Financial Officer , the Vice President and Chief Information Officer...security protocols, inclusive of HIPAA , FERPA and other regulatory frameworks and risk management practices. Budgeting… more
- SMBC (Jersey City, NJ)
- …regulations (eg, Federal Reserve Bank, NYDFS, FDIC, OCC) + Experienced in change management and continuous process improvement practices + Strong communication ... its employees. **Role Description** The Compliance - Functions Control Officer function plays a critical role in strengthening the...of risk assessment, issue management and incident management + Deep understanding of the regulatory … more
- Research Foundation CUNY (New York, NY)
- …privacy, cybersecurity, and compliance in academic settings. + Background in project or change management methodologies (eg, PMP, Prosci). + Ability to engage ... Job Title: Academic Affairs AI Executive Officer PVN ID: VP-2510-007064 Category: Managerial and Professional...this overarching Office of Academic Affairs (OAA), leads system-wide change initiatives focused on leveraging new and emerging academic… more
- Atlantic Health System (Morristown, NJ)
- The Executive Vice President and Chief Medical Officer (EVP & CMO) of Atlantic Health is a pivotal member of the senior leadership team, reporting directly to the ... President and Chief Executive Officer . This role serves as the principal clinical strategist and champion of quality, safety, and innovation across the enterprise,… more
- Sprinklr (New York, NY)
- …accounting, financial reporting, technical accounting, IT automation, tax, regulatory compliance, treasury/cash management , revenue accounting, quote-to-cash, ... is the definitive, AI-native platform for Unified Customer Experience Management (Unified-CXM), empowering brands to deliver extraordinary experiences at scale… more
- S&P Global (New York, NY)
- …the Role:** **Grade Level (for internal use):** 13 **Director - Review Officer , Corporates & Infrastructure - S&P Global Ratings** **The Team:** The Analytical ... Infrastructure (including Project Finance) sectors, supporting analytical excellence and regulatory requirements + Evaluate analytical work including the application… more
