- TD Bank (New York, NY)
- …in the general description below. **Job Description Summary:** The Compliance Governance & Operations Manager leads the development and implementation ... operations and in the design of a future-focused compliance program. This not just about implementing a new...colleagues dedicated to setting new industry standards The US Compliance Regulatory Inventory Governance (RIG) Office identifies… more
- TD Bank (New York, NY)
- …is outlined in the general description below. **Job Summary:** The Compliance Governance & Operations Manager leads the development and implementation ... operations and in the design of a future-focused compliance program. This not just about implementing a new...internal groups + Leads development of team procedures and governance processes and advises the Compliance stakeholders… more
- BMO Financial Group (New York, NY)
- …SEC 15c3 experience, possessing a strong understanding of broker dealer operations and SEC/FINRA regulations. This individual should have dealt with trading ... a comprehensive grasp of the industry. Develops or maintains an effective financial governance and controls framework that defines the ways and methods governance… more
- Amazon (New York, NY)
- …(DOT) Oversight and Governance team is seeking a high-performing Senior Risk Manager to conduct DOT compliance risk assessments and develop compliance ... regulated transportation operations . This role will work closely with compliance leads and business partners to identify risks, develop mechanisms and program… more
- American Express (New York, NY)
- …and reporting. The Corporate Functions Control Management team is looking for a ** Manager of Governance , Exam and Audit Management** , focused on ensuring ... AENB COO Office's Strategic Planning, Control Management, Program Management and Governance functions. Colleagues across American Express' key business units (known… more
- NBC Universal (New York, NY)
- …entertainment content. The spin-off is expected to be completed during 2025. The corporate governance manager will support all corporate governance and board ... of a newly formed Media company. The corporate governance manager will be responsible for providing...matters, including matters associated with the company's public company compliance and corporate governance + Work as… more
- American Express (New York, NY)
- …enterprise Operational Risk Management programs and reporting. GMNS is looking for a Manager of Governance focused on ensuring control management is embedded in ... the day-to-day operations of our organization. It will involve extensive collaboration...across numerous business units, functional areas, and geographies. **The Manager , GMNS Control Management Governance will:** +… more
- American Express (New York, NY)
- …programs and reporting. Corporate Functions Control Management is looking for a ** Manager of Governance , Regulatory Change Management** , focused on ensuring ... cascaded, prioritized and implemented for the Corporate Functions. **In addition, the Manager of Governance , Regulatory Change Management will:** + Facilitate… more
- City National Bank (New York, NY)
- *GRC REGULATORY AFFAIRS AND GOVERNANCE MANAGER * WHAT IS THE OPPORTUNITY? Position reports to the Head of Regulatory Affairs & Governance in the GRC Office ... discuss, and address emerging regulatory trends that may impact their relevant business operations from a compliance perspective; actively monitor and report on… more
- American Express (New York, NY)
- …with defining and implementing changes to technology risk committees and other forums. The Manager will report to the Technology Risk Governance Director and be ... an impact in this role?** The Global Risk & Compliance Organization ("GRC") is an independent risk management function,...CTRRO & Vendor Risk Oversight. CTRRO is hiring a Manager who will assist in the establishment of new… more
- TD Bank (New York, NY)
- …for this role. **Line of Business:** Risk Management **Job Description:** The **Senior Manager US Insider Risk Management Governance and Assurance** plays a key ... role in providing independent oversight, governance and assurance on the effectiveness of the insider...controls related to insider risk management within the US operations of the organization. This role ensures alignment with… more
- TD Bank (New York, NY)
- …this role. **Line of Business:** Finance **Job Description:** **Department Overview:** This Finance Manager - Governance & Control role is embedded with the US ... team and will lead the team's build out of Governance & Control infrastructure. This role will take a...and privacy; escalates issues where appropriate + Ensures business operations are in compliance with applicable internal… more
- Citigroup (New York, NY)
- The Legal Support Lead Officer for North America Legal Entity Governance is a senior level, non-attorney role, responsible for providing legal support to the Citi ... team, including through drafting and maintaining documents related to the governance of certain US. legal entities. **Responsibilities:** + Support the… more
- TD Bank (New York, NY)
- …this role. **Line of Business:** Finance **Job Description:** The Senior Group Manager Finance oversees a team of Business Finance professional roles that provide ... function within the AMCB Finance division, designed to strengthen AMCB's governance and control environment over financial reporting and operational processes. It… more
- BMO Financial Group (New York, NY)
- …as needed **Qualifications:** + Proven experience in governance , risk management, compliance , business management, operations , or a related field. + Strong ... standards. + Recommend best practices and identify efficiency opportunities related to governance and management operations . **Risk Management:** + Develop risk … more
- Synchrony (New York, NY)
- …track record for providing consultancy and assurance services for Technology, Operations strategy, policies and governance **Desired Characteristics:** + Strong ... Job Description: **Role Summary/Purpose:** The VP, Tech & Ops Governance Engagement Leader is responsible for leading efforts to maintain Technology & Operations … more
- Broadridge Financial Solutions (New York, NY)
- …remote. Responsibilities + Lead the governance of all market data operations , ensuring effective risk management, compliance , and audit readiness across the ... of Broadridges market data program. You will direct the governance , compliance , and optimization of market data...leadership, product vision, and advanced knowledge of market data operations . We are made up of high performing teams… more
- TD Bank (New York, NY)
- …Business:** Risk Management **Job Description:** The **Group Risk Specialist, Enterprise Risk Governance ** will support the Senior Manager in evolving the ... all matters of confidentiality; escalates issues where appropriate + Ensures business operations are in compliance with applicable internal and external… more
- SMBC (New York, NY)
- …expectations. + Drive discussions with Analytics, Model Validation, IT, Front Office, Operations , Risk, Legal, Compliance , and other key stakeholders to ... CCR function and build a comprehensive CCR framework in compliance with SR 11-10 and BCBS CCR guidelines. The...CCR team in CCAR activities - ensure IHC CCAR compliance by conducting comprehensive gap analysis against SR 15-18,… more
- Dow Jones (New York, NY)
- …division of News Corp (Nasdaq: NWS, NWSA; ASX: NWS, NWSLV). About the Role: The Product Manager , Ad Operations and Privacy Compliance , will support the ad ... Product Manager , Ad Ops and Privacy Compliance ...operations , legal, privacy and data governance teams in accurate and timely execution of digital… more