- American Express (New York, NY)
- …The Corporate Functions Control Management team is looking for a ** Manager of Governance , Exam and Audit Management** , focused on ensuring control ... - audit closures, and overall driving effective and efficient exam and audit management. **In addition, the Manager will:** + Advise on execution plans… more
- American Express (New York, NY)
- …technologies. **About the Role:** Our Internal Audit group is seeking an Audit Manager to assess compliance, operational, data, and technology risks, ensure ... and let's lead the way together. **About the Internal Audit Group at American Express** Our Internal Audit...on the effectiveness of risk management, internal controls, and governance processes, while also building relationships across the 1st… more
- American Express (New York, NY)
- …enterprise Operational Risk Management programs and reporting. GMNS is looking for a Manager of Governance focused on ensuring control management is embedded in ... multiple partners across numerous business units, functional areas, and geographies. **The Manager , GMNS Control Management Governance will:** + Advise on… more
- American Express (New York, NY)
- …programs and reporting. Corporate Functions Control Management is looking for a ** Manager of Governance , Regulatory Change Management** , focused on ensuring ... cascaded, prioritized and implemented for the Corporate Functions. **In addition, the Manager of Governance , Regulatory Change Management will:** + Facilitate… more
- Synchrony (New York, NY)
- … focus areas and work with teams to prepare for reviews + Conduct regulatory exam and internal audit readiness assessments, identify areas of risks to be ... Job Description: **Role Summary/Purpose:** The VP, Tech & Ops Governance Engagement Leader is responsible for leading efforts to...Tech&Ops senior leadership team regular updates on Regulatory and Audit topics, risk trends, and themes + Leading a… more
- American Express (New York, NY)
- … Governance , and other stakeholders to perform the review and ensure robust governance . **The responsibilities of the QA Manager include, but are not limited ... impact in this role? The Quality Assurance and Regulatory Governance team is responsible for ensuring governance ...wide projects, initiatives, reviews, and audits eg, Federal Reserve Exam , Internal Audit Group review and others.… more
- City National Bank (New York, NY)
- …peer network and tap the industry to identify leading practices * Support and facilitate audit and exam activities * Develop expertise in relevant Royal Bank of ... *OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER * WHAT IS THE OPPORTUNITY? Operational Risk Management...result in reporting, challenge, and escalation to management and governance committees * Define, implement, and continuously improve an… more
- Huntington National Bank (New York, NY)
- …Design & Effectiveness Regulatory Compliance + OCC, FRB, FDIC Compliance + Regulatory Exam Readiness + Internal Audit / Credit Review Coordination + Policy & ... Description Summary Strategic and results-driven Senior Risk Manager with over 10 years of experience in the financial services industry, specifically Payments,… more
- TD Bank (New York, NY)
- …Portfolio Management and key stakeholders: assist with leading surveillance oversight / governance committees for Communications Surveillance; report on the status of ... outages) are appropriately managed, addressed, tracked and reported on in governance . + Surveillance Portfolio Management: Work with the Head of Surveillance… more
- S&P Global (New York, NY)
- …controls mapping and reporting to maintain transparency and accountability. + Coordinate audit and regulatory exam processes to ensure seamless operations + ... the Role:** **Grade Level (for internal use):** 12 **S&P Global Corporate** ** Manager , First Line Technology Controls Testing** **The Team:** Digital Solutions (DS)… more
- TD Bank (New York, NY)
- …with discretion **Preferred Qualifications:** + Product management / project management / audit & regulatory exam management + Credit card industry or ... for this role. **Line of Business:** Product Management **Job Description:** The Product Manager will support TD's US Bankcard credit card business in uplifting its … more
- City National Bank (New York, NY)
- …ORM framework, tools, policies, procedures, and reporting metrics. * Provides 2LOD audit and regulatory exam support * Executes additional departmental ... *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I* WHAT IS THE OPPORTUNITY? Operational Risk...processes, procedures, and controls to adhere to operational risk governance requirements * Credibly challenge 1LOD risk monitoring and… more
- Scotiabank (New York, NY)
- …efficient testing and reporting experience. **What You'll Bring** + 5-7 years of compliance, audit or regulatory exam support, at least 3 of which should involve ... Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:**...strategies across the Global platform by improving testing methodology, governance documentation and procedures across the Global platform including… more
- TD Bank (New York, NY)
- …monitoring project implementation efforts, reviewing risk assessments, vendor engagements, reviewing audit findings and regulatory issues to support exam ... Business Oversight Manger - Marketing and Data Regulations is the primary compliance manager for the Marketing US line of business, leading review of brand and… more
- TD Bank (New York, NY)
- …TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager to assist with building a global Surveillance Quality Assurance program. ... The Surveillance Quality Assurance Manager will help lead a specialized function responsible for evaluating the effectiveness of the firm's surveillance framework… more
- TD Bank (New York, NY)
- …The individual will work closely key stakeholders to drive effective governance and ongoing maintenance of transaction monitoring policies and procedures. **Job ... management in delivery of initiatives related to risk assessment, internal/external exam support, etc. **Depth & Scope:** + Highly seasoned professional role… more
- TD Bank (New York, NY)
- …Control Room and Compliance broadly to respond to regulatory inquires and internal audit requests, including, requests for data, and exam inquiries as they ... **Reporting:** With the Global Head and key stakeholders: assist with leading oversight / governance committees for the Global Control Room; track and report on the… more
- Citigroup (New York, NY)
- Serves as a Senior Regulatory Engagement Manager for Citi's Services businesses, responsible for the promotion, support, monitoring, reporting and leadership on ... control, and monitor regulatory communication. + Leading and mentoring team members through exam and interaction process by providing expertise on how to best engage… more