- TD Bank Group (New York, NY)
- …in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment bank/systemically important financial ... advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and ... processes including compliance risk assessment, testing and monitoring, training, reporting , complaints management, governance, and regulatory change management.… more
- PJT Partners, Inc. (New York, NY)
- …of Know Your Customer (CYD)/Customer Due Diligence (CDD) operations and select non -client processes Suspicious Activity Reporting and 314(a) Searches Develop, ... In addition, qualified candidates will possess the following: 7-10+ years' experience in financial crime compliance, legal or regulatory advisory roles within … more
- TD Bank Group (New York, NY)
- …complexity with high-risk/ financial impact Identifies and investigates non -standard operational/ reporting / process issues Provides recommendations or ... clients around the world, focusing selectively and strategically on the key financial centers: Toronto, New York, London, Singapore and Tokyo. www.td.com Department… more
- Delta Capita (New York, NY)
- … services value chain providing technology based mutualised services for financial institutions for non -differentiating services. Our 3 offerings are: ... $100k to $200k Experience Required : 5+ years in structured products and financial services Overview We are looking for an experienced Business Development and Sales… more
- Syntricate Technologies (New York, NY)
- …analyze the root cause and ensure the implementation of corrective actions. Regulatory Compliance & Reporting : Ensure compliance with all relevant cybersecurity, ... the banking or financial services industry. Strong knowledge of financial systems, regulatory compliance, and risk assessment methodologies. Proficient in… more
- Schwarzman Animal Medical Center (New York, NY)
- …department. The Director is responsible for process improvement activities and reporting of key performance indicators. List duties and responsibilities: Responsible ... for the clinical, operational and financial management of the surgery operating rooms, prep, &...career ladders ensure meeting of national standards and state regulatory requirements and give input to strategic decisions related… more
- Frink Hamlett Legal Solutions, Inc. (New York, NY)
- …Corporate Compliance Analyst will support the global legal and compliance operations. Reporting directly to the Deputy General Counsel for Compliance, this role ... sanctions compliance program, ensuring alignment with US and global regulatory requirements. Maintain and improve the company's third-party sanctions screening… more
- HSBC (New York, NY)
- …third line of defence areas like Wholesale Credit, Capital Allocation Committees, Financial and Regulatory compliance. As our Senior Vice President/Director, ... Ability to multitask and prioritize a range of requests/actions Experience with Non -Bank Financial Institutions as Investors in Trade Finance Assets Deliver… more
- Bank of America (New York, NY)
- Global Markets Non - Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets- Non - Financial - Regulatory - Reporting --GM-NFRR--Operational-Monitoring\_25004657) **Job Description:**… more
- Mizuho Corporate Bank (New York, NY)
- …Finance concentration preferred + 4+ years of work experience preferred at a large financial institution, knowledge of regulatory reporting and controls + ... largest-and growing-banks in the world. About the Team Operations Regulatory Reporting is a newly created team...part of the recruitment process . Company Overview Mizuho Financial Group, Inc. is the 15th largest bank in… more
- MUFG (New York, NY)
- …Assist with system configuration, setup, and testing + Collaborate with relevant regulatory bodies to understand the application process, reporting requirements, ... gathering the requirements, will be responsible for the FR2004 reporting , will support the Fed's FOMC Operations, and will...or financial institution + Thorough understanding of financial markets, and regulatory requirements + Excellent… more
- New York State Civil Service (New York, NY)
- …HELP No Agency Financial Services, Department of Title Assistant Chief Regulatory Unit (Director Financial Services Programs 2, SG-33) Occupational Category ... Employment Type Full-Time Appointment Type Contingent Permanent Jurisdictional Class Non -competitive Class Travel Percentage 10% Workweek Mon-Fri Hours Per Week… more
- Citigroup (New York, NY)
- …reporting process. **Qualifications:** + 10+ years of extensive experience within the financial services industry and regulatory reporting . + In-depth ... FR Y-9C, Call Report, FR Y-15. Minimum 10+ years of financial analysis/ reporting experience, preferably US Regulatory Reporting experience (eg FR Y-9C,… more
- Bank of America (New York, NY)
- …responsibilities include performing forecasting, profitability analysis, expense efficiency, pricing, financial reporting , and generating value creation ideas ... current and future business risks, and preparing, analyzing, and reporting on financial results and key metrics...(linear regression, standard deviation, time series analysis, etc) + Regulatory Reporting experience + eLedger, EPM /Essbase… more
- Stryker (Mahwah, NJ)
- …procedures and prioritize work effectively. + Ability to analyze and resolve non -routine regulatory issues using independent judgment. + Excellent analytical and ... lead more active and more satisfying lives. We are currently seeking a Staff Regulatory Specialist to join our Mako and Enabling Technology business within the Joint… more
- Scotiabank (New York, NY)
- Associate, US Treasury - Liquidity Reporting & Analytics **Requisition ID:** 224019 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown ... in an inclusive and high-performing culture. **Associate, US Treasury - Liquidity Reporting & Analytics - New York, NY** **Global Transaction Banking** Global… more
- American Express (New York, NY)
- …and non -technical audiences o Leverage data visualization tools and reporting automation solutions where appropriate to enhance the efficiency and accuracy of ... in a safe, sound and fully compliant manner within all applicable regulatory expectations. We create and maintain the overall risk management framework while… more
- TD Bank (New York, NY)
- …recommendations based on overall strategy and industry best practices. **The Non -Model/End-User-Computing Tool (EUC) Risk Management - QA/QC role provides second ... line of defense risk management and oversight of Non -Models/EUCs,** which are analytical/computational tools that are used to support business processes and are not… more
- Citigroup (New York, NY)
- …and change management professionals + Participates in measuring, monitoring, managing and reporting interest rate risk, and other Non -Traded Market Risks across ... The Non -Traded Market Risk (NTMR) Operations Grp Manager leads...team are responsible for the production of management and regulatory risk reports across a broad range of market… more
