- MUFG (New York, NY)
- …execution of policy and standards control testing activities + Liaise with risk assessment team and other stakeholders to ensure control testing ... identification and assessment of operational and technology risk , effective design and evaluation of controls ,..., and sustainable solutions to mitigate operational and technology risk . Control testing is an… more
- SMBC (New York, NY)
- …required timelines, with appropriate updates to policies, procedures, and controls . + Risk and Control Self- Assessment (RCSA): Oversee the RCSA process ... benefits to its employees. **Role Description** The Head of Risk Assessment , Monitoring and Testing ,...and Regulatory Change Management. Additionally, the position oversees the Risk and Control Self- Assessment (RCSA)… more
- Adecco US, Inc. (New York, NY)
- …be responsible for administering and managing Operational Risk and Control Self- Assessment (RCSA) including Control Testing . This is a full time ... assessment , Process library management, Risk and controls taxonomy, Controls testing , Issues...or Enterprise Risk Management Risk Assessment and Control testing program… more
- Google (New York, NY)
- …processes and standards to ensure the accuracy, consistency, and integrity of compliance testing and risk assessment activities, including reviewing ... you will be responsible for evolving and transforming Google's Risk Assessment , Assurance and reporting programs to...tech-enabled. You will be responsible for the monitoring and testing of controls , reporting on control… more
- Mizuho Corporate Bank (New York, NY)
- …MMA, a registered OTC Derivatives Dealer, and to Mizuho US operations (MUSO). + Execute risk -based controls testing and present testing results and issue ... Compliance Risk and developing and implementing compliance controls and programs such as: + Compliance testing...least 3 years in a Compliance function, focusing on testing , auditing, or risk assessment .… more
- Deloitte (Morristown, NJ)
- …include process improvement, operating model design and implementation, risk assessment and management, and controls testing engagements across ... markets organization or broker-dealer, including execution and oversight processes, risk assessment , reporting, controls , testing , and data analytics +… more
- Citigroup (New York, NY)
- …capabilities Citi can offer, and ultimately help them achieve their goals. The Client Risk Assessment and Control Design Managing Director will be ... This role will report to the Head of Wealth Controls and Enterprise Risk Management. **Key Accountabilities**...testing scenarios + Enable the redesign of Wealth Controls toward shared capabilities teams. + Attract and retain… more
- SMBC (New York, NY)
- …relevant aspects of the control environment including issues management, audits/reviews, Annual Risk Assessment , testing of controls and customer ... team leader is expected to contribute to leading the internal execution and risk management process supported by Lending Management Group members. This position is… more
- Citigroup (New York, NY)
- …crucial role in supporting definition and implementation of Data Risk Control Framework, associated processes for Data controls , and monitoring and reporting ... This role will support multiple leaders within the Data Risk Controls organization and assist them with...Legal, Operations and other cross functional partners to support assessment of the data control environment and… more
- SMBC (New York, NY)
- …**Role Description** SMBC Group is seeking a Vice-President for the Compliance Risk Assessment team ("CRA team") within the Compliance Department Americas ... will report to the Director who serves as Compliance Risk Assessment team leader and will assist...the Compliance Department, including with respect to documenting key controls as well as driving monitoring and testing… more
- Tradeweb (New York, NY)
- … Management Framework program elements (eg, risk identification and assessment , risk measurement, control testing , risk event management, issue ... risk reporting etc.) while providing a partnership with Risk and Control Owners to better identify,...and procedures, and creating RACMs + Strong background in control testing including work paper documentation +… more
- Weill Cornell Medical College (New York, NY)
- Title: Assistant Controller, Financial Risk & Internal Controls Location: Midtown Org Unit: Financial Reporting and Analysis Work Days: Monday-Friday Exemption ... enhance and continuously improve the design and operating effectiveness of the controls , documentation, assessment , and review procedures. + Identify potential… more
- Citigroup (New York, NY)
- …controls and risk reduction by defining and executing assessment / testing strategies + Analyze processes and controls to credibly challenge proposed ... 8 years of experience in Audit, Testing , or other Quality Assurance/ Control + Knowledge of risk and controls concepts eg Risk Identification and… more
- Citigroup (New York, NY)
- …issues, concerns and corrective action plans. + Update and maintain a robust Manager's Control Assessment (MCA) in compliance with the Citi Operational Risk ... risks and root causes are sufficiently addressed + Draft testing strategies and review workpapers to ensure controls...adherence and monitoring. + Keep Management aware of the risk and control environment of the Business… more
- Citigroup (New York, NY)
- … gaps; drive remediation of identified control gaps and record these controls in Manager's Control Assessment (MCA); establish ongoing monitoring of ... (FCDO) Assessment Unit including identification of inherent risk and monitoring controls + Manage implementation...and the facilitation of the execution of the Manager Control Assessment (MCA, ie, Risk … more
- Citigroup (New York, NY)
- …improvements in accuracy, efficiency, timeliness, and quality of MCA control design assessment and controls testing . + Maintains relationships and drives ... related to the above scope of controls testing . The Wealth Client Segments Control ...excessive risk (s). + Communicates and interprets Managers Controls Assessment (MCA) controls … more
- Citigroup (New York, NY)
- …businesses including the Manager Control Assessment (MCA), Annual Risk Assessments, establishing controls , coordination with utility functions to deliver ... issue management, quality control monitoring and 3rd party risk management...senior stakeholders for remediation. + Review one-time remediations and controls that mitigate inherent risk to an… more
- Wells Fargo (New York, NY)
- …for the RAU (eg Evidence Based Control Evaluation [EBCE], Independent Testing and Validation [IT&V], Operational Risk Business Oversight [ORBO], Compliance, ... and understanding of internal controls and internal control policy. + Experience with RCSA, risk /...internal control policy. + Experience with RCSA, risk / control identification and assessment , and… more
- Citigroup (New York, NY)
- …partners in the execution of the various processes and transformation programs around the Manager Control Assessment (MCA, ie Risk & Control Self- ... ) as required by the MCA Standard including the assessment and appropriate approval of risk associated...quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control … more
- HSBC (New York, NY)
- …+ Relevant experience in control testing , Internal Audit, Internal Controls and Risk assessment . Experience in Financial Service industry or ... Controls + Work closely with key stakeholders (eg Control Owners, CCOs, etc.) to agree control ...discipline with strong academic background + Demonstrable knowledge in control testing and risk management,… more