- Citigroup (New York, NY)
- …collaborating across all relevant functions. + Provide design oversight over the Regulatory Remediation activities to influence and collaborate across functional ... the Controllers Organization that will report up through the Global Head of Regulatory and Capital Reporting....The individual will support effective decision making in the remediation of critical gaps in regulatory reporting… more
- American Express (New York, NY)
- …through effective remediation and lesson learning. We're looking for a Director to lead a diverse team of high-performing professionals focused on ensuring ... you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering...the US Consumer Services Control Management Issues, Events & Remediation team is to ensure timely identification, response, and… more
- Scotiabank (New York, NY)
- Director , Regulatory Relations Group **Requisition ID:** 222216 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and… more
- Grant Thornton (New York, NY)
- As a Regulatory Compliance Managing Director , you will get the opportunity to grow and contribute to our clients' business needs by providing in-depth technical ... on emerging regulations and help organizations leverage efficiencies within the Regulatory Compliance team - all with the resources, environment, and support… more
- S&P Global (New York, NY)
- …**Grade Level (for internal use):** 12 **About the Role:** **Associate Director ** **-** **Internal Audit** **Review** **O** **fficer** **The** **Role** **:** Lead ... Review Officer, you will join a team of risk management professionals representing S&P Global 's third line of defense over a range of analytical activities with an… more
- Citigroup (New York, NY)
- **Team Mission:** Maximize revenue, funding and investment opportunities: The Global Markets Issuance (GMI) team aims to maximize revenue from Citi's issuance ... redesigning or consolidating other meetings/forums. Special attention to be paid to regulatory -driven business reviews such as those related to i) the FCA Consumer… more
- Scotiabank (New York, NY)
- …across multiple jurisdictions, coordinating responses and remediation plans for global and local regulatory bodies. + Establish strong relationships with ... Director , Head of GBM/GTB AML Risk & Controls...provides strategic oversight of AML controls, ensuring compliance with global regulatory expectations and industry best practices.… more
- Scotiabank (New York, NY)
- …but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and ... Director , US Deputy CISO **Requisition ID:** 225315 **Salary...committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and… more
- Honeywell (Morris Plains, NJ)
- As a Director of Internal Controls (SOX), you will play a crucial role in ensuring the effectiveness of our internal control environment. Reporting to the Chief ... direct impact on the company's financial integrity and compliance with regulatory requirements. You will collaborate with cross-functional teams to identify control… more
- Bristol Myers Squibb (Madison, NJ)
- …Associate Director develop collaborative relationships and work effectively within Global Biometrics & Data Sciences (GBDS), with external vendors and members of ... in their personal lives. Read more: careers.bms.com/working-with-us . Associate Director , Statistical Programming, provides functional expertise and leadership to… more
- JPMorgan Chase (New York, NY)
- …+ Develop and enhance policies, procedures, and controls to ensure compliance with global regulatory requirements; manage the annual review of compliance policy ... a key liaison with regulators, internal auditors, and external examiners, managing regulatory exams, inquiries, and remediation efforts. + Provide compliance… more
- TD Bank (New York, NY)
- …with a results-driven focus to deliver solutions, including the coordination of global implementations of new regulatory requirements. + Participating in ... you more specific details for this role. **Job Description:** We are looking for a Director , US Markets Compliance Advisory to join our team in New York City. The… more
- SMBC (Jersey City, NJ)
- …new product approvals, management reporting; and (iv) various ad hoc, regulatory remediation initiatives, as required. This position involves cross-functional ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...various Liquidity, Interest Rate Risk, Capital Regulations. Experience in Regulatory remediation and / or CCAR implementation… more
- Citigroup (Jersey City, NJ)
- …execution, and reporting of compliance independent assessment reviews and compliance and regulatory issue validation activities for the global Volker Independent ... (MCA), Internal Audit Assessments (and related control metrics such as on-time remediation , Reopens, and MCA effectiveness), Regulatory Issues (and its metrics),… more
- Scotiabank (New York, NY)
- …internal policies and procedures. + Proactively identify issues and participate in remediation and regulatory change initiatives and provide regular updates to ... Director , Markets Compliance Officer **Requisition ID:** 225527 **Salary...committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** TD Securities Compliance team is seeking a Director -level candidate to lead the Surveillance Data Quality Team. This is a ... global role, the incumbent will work with the Trade...prioritize, and track to completion data deficiencies that require remediation by Front Office Technology, Compliance Technology, and/or CDO.… more
- Wells Fargo (New York, NY)
- …and other control partners on various issues ranging from self-identified issues to global regulatory enforcement actions. + Provide vision and set direction for ... begins with you. **About this role:** Wells Fargo is seeking a Financial Crimes Director to join the Financial Crimes Risk Management (FCRM) line of business. Learn… more
- American Express (New York, NY)
- … plans for identified compliance weaknesses and monitor the status of the remediation plans. + Liaise with regulatory agencies, as required, during examinations ... you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering...your place in risk and analytics on #TeamAmex. The Director of Consumer Practices Compliance is responsible for leading… more
- SMBC (New York, NY)
- …transformation programs or portfolio of transformation programs with a focus on regulatory remediation and regulatory defense programs. The position ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...SMBC Americas' strategy to build a commercially competitive, US regulatory -based Commercial and Investment Bank, SMBC Americas Division has… more
- Daiichi Sankyo Inc. (Basking Ridge, NJ)
- …areas centered around rare diseases and immune disorders. **JOB SUMMARY** The Senior Director , Head Medical affairs Quality Assurance in Global RD/PV QA is ... for cardiovascular diseases, under the Group's 2025 Vision to become a " Global Pharma Innovator with Competitive Advantage in Oncology," Daiichi Sankyo is primarily… more