- Fiserv (Berkeley Heights, NJ)
- …make an impact on a global scale, come make a difference at Fiserv. **Job Title** Emerging Markets Compliance Manager **What does a successful ... Emerging Markets Compliance Manager do at Fiserv?** The Emerging Markets Compliance Manager is a senior compliance professional with… more
- American Express (New York, NY)
- …within TSBD is responsible for by originating, incubating, and leading emerging partnerships of top technology innovation partners, including VC firms, startups, ... Express' capabilities and provide an external perspective on technology innovation. As a Manager /Sr. Manager on the External Engagement team, you will: +… more
- Bank of America (New York, NY)
- Global Markets Sr Risk Manager - Mortgages & Securitized Products (VP/Director) New York, New York **Job Description:** At Bank of America, we are guided by a ... responsible for the local and/or global management and direction of applicable market related risk management functions within a specific product area. Key… more
- Truist (New York, NY)
- …business. + Broad risk and regulatory knowledge with an emphasis on: Credit, Market , Liquidity, Compliance , Operational, Reputation and Strategic Risks. + Strong ... enterprise risk programs and focusing with the business on existing and emerging risks. Responsible for supporting strong risk management practices in alignment with… more
- Citigroup (New York, NY)
- The Audit Manager is an intermediate level role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in ... regulations and to work with business leaders to determine solutions for emerging issues. Responsibilities: + Consistently develop, execute and deliver audit reports… more
- HSBC (New York, NY)
- …the New York Global Financing Solutions group which is part of the Debt Capital Markets team in HSBC's Americas region. The Debt Capital Markets franchise is the ... sectors + Develop new ideas and structures to foster innovation in the capital markets + Work closely with coverage and capital markets partners as part… more
- BMO Financial Group (New York, NY)
- …+ Proactive in work and responsibility. Ongoing self-study related to Capital Markets , emerging regulatory and industry issues, BMO business priorities, and ... BMO Capital Markets is a leading, full-service financial services provider....complex business or regulatory issues. This is a people manager role with one direct report (Associate). The candidate… more
- BMO Financial Group (New York, NY)
- …VP is also accountable for helping to promote an inherent culture of compliance across Capital Markets . Responsibilities would include: + Review trade exception ... BMO Capital Markets is a leading, full-service financial services provider....and operating the First Line of Defense's Operating Group Compliance Program (OGCP). The OGCP is the system of… more
- TD Bank (New York, NY)
- …the product-based org + Controls solution and development, regulatory and compliance for complex system landscapes (eg, hybrid, multi-cloud, edge workloads) ... Qualifications:** + Certification in TOGAF 9 or 10; + Financial experience and capital markets experience. + Proficiency and Certification in GCP and GKE or Azure. +… more
- Amazon (New York, NY)
- …customer experience and protect Amazon's brand. About Transportation, Risk and Compliance (TRC) We provide Amazon's transportation programs assurance that Amazon and ... - Support investigations - Propose policy updates - Report on trends, emerging risks, and recommendations realized through operational workstreams A day in the… more
- Amazon (New York, NY)
- …on an exponential growth trajectory globally. Hub Delivery is looking for a Compliance Manager to develop, integrate and execute global strategies, policies, ... programs, procedures, standards, training and processes to ensure the compliance of Hub partners and delivery associates. This individual...reflects the cost of labor across several US geographic markets . The base pay for this position ranges from… more
- Citigroup (New York, NY)
- The Audit Manager is an intermediate level role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in ... regulations and to work with business leaders to determine solutions for emerging issues. Responsibilities: + Consistently develop, execute and deliver audit reports… more
- Fox Rothschild LLP (Morristown, NJ)
- …As a member of the Talent Management Department, the Human Resources Compliance Manager works collaboratively with the Talent Management Leadership team ... to lead Firm-wide compliance with all existing federal, state, and local rules...+ Work closely with Talent Management Leadership to manage emerging risks, complex employment requirements, and workplace policies. +… more
- embecta (Parsippany, NJ)
- …designed to support the varying needs of our diverse and global employees. The Senior Manager , IT Compliance (SOX) is responsible for leading and managing IT ... Compliance initiatives related to Sarbanes-Oxley (SOX) and other regulatory...with internal stakeholders, auditors and external partners. The Senior Manager will play a key role in enhancing IT… more
- TD Bank (New York, NY)
- …the firm's non-trading market risk positions and metrics + Ensures the compliance of the Non-Trading Market Risk processes with US regulations. Understands ... for this role. **Job Description:** **Preferred Qualifications:** Focus on Non-Trading Market Risk (Interest Rate Risk on Banking Book or Treasury/Balance Sheet… more
- TD Bank (New York, NY)
- …products and segments + Understand all Legal, Regulatory, and Rules for relevant markets , ensuring product compliance with all relevant regulations and risk ... Banking (GTB), Corporate and Investment Banking (CIB), and Global Markets (GM). The firm works with clients around the...forecasting, pricing, competitive intelligence + Knowledge of current and emerging competitor and market trends + Advanced… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $120,000 - $190,000 USD TD is committed to providing fair ... for this role. **Job Description:** The TD Securities US Compliance team is looking for Vice President to join...within own area of responsibility and keep abreast of emerging trends for own functional area + Protect the… more
- TD Bank (New York, NY)
- …TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager to assist with building a global Surveillance Quality Assurance program. The ... Surveillance Team leads, who are responsible for identifying and escalating potential market abuse alerts to Advisory Compliance and business supervisors. The… more
- Citigroup (New York, NY)
- …2 years of experience with the following: Utilizing knowledge of economic theory, emerging market dynamics and LATAM country specific condition to monitor ... related field and 5 years of experience as a Market Risk Analyst, Vice President, Risk Manager ,...5 years of experience must include: Analyzing global financial markets , market risk, and financial models; Performing… more
- JPMorgan Chase (New York, NY)
- …a culture of excellence and innovation. + Ability to anticipate and respond to emerging risks and trends in the financial markets . + Strong analytical and ... JP Morgan Asset Management is a leading global asset manager with a robust platform and a commitment to...help the firm grow responsibly by anticipating new and emerging risks and using your expert judgement to solve… more