- Scotiabank (New York, NY)
- Compliance Testing Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 225071 **Salary Range:** 90,000.00 - 167,200.00 _Please note that ... for every future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and Derivatives Compliance ensuring… more
- Robert Half Finance & Accounting (New York, NY)
- …consultancy firm or investment advisor/wealth manager . The candidate must have Compliance Testing experience relating to SEC, FINRA and CFTC Regulations. The ... manager , compliance consultancy firm or investment advisor/wealth manager + Compliance Testing experience relating to SEC, FINRA and CFTC Regulations… more
- TD Bank (New York, NY)
- …work experience + 7+ years of experience **Preferred Skills:** + **Certified Regulatory Compliance Manager (CRCM)** + **Prior testing , audit or business ... team of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Business Oversight Manager provides second line oversight and support… more
- TD Bank (New York, NY)
- …culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead role is a newly created role on the ... Monitoring and Testing Team. The Director - Compliance Testing Team Lead oversees/leads a team(s)...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …Compliance Monitoring and Testing + Develop and design annual and cycle-based Compliance Testing and Monitoring plans + Execute the annual Compliance ... Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- … Monitoring and Testing + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine scope of reviews; build detailed ... Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- … Monitoring and Testing + Assist with developing and executing the annual Compliance Testing plan + Determine scope of reviews; build detailed review steps; ... globally + Assist in identifying areas for enhanced Monitoring, Testing or training Core Compliance + Develop...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …will manage ongoing Compliance risk coverage planning that will support the Compliance Monitoring & Testing (M&T) program. Additionally, this role will be ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is...the development and maintenance of the Firm's Monitoring and Testing Coverage Plan, which includes data review and analysis… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking a Testing Compliance Officer to assist the Compliance Officers to ensure the Bank's loan, deposit products and services maintain ... new and existing consumer and small-business products and services. 13. Conducts compliance monitoring/ testing reviews and risk assessments of key regulations as… more
- Revlon (Edison, NJ)
- …consumers. We are Revlon, together, transforming beauty. **Position Overview** The Sr. Manager of Package Integrity & Performance Testing will oversee Revlon's ... Change Management teams to ensure the integrity, performance, and compliance of packaging materials and systems. This role manages...systems. This role manages the teams who conduct package testing at Revlon's N. American and European sites to… more
- American Express (New York, NY)
- …and residual risk. The Corporate Functions Control Management team is looking for a Manager of Risk ID, Assessment & Testing focused on ensuring control ... multiple partners across numerous business units, functional areas, and geographies. **The Manager , Risk ID, Assessment & Testing will:** + Provide additional… more
- S&P Global (New York, NY)
- …the Role:** **Grade Level (for internal use):** 12 **S&P Global Corporate** ** Manager , First Line Technology Controls Testing ** **The Team:** Digital Solutions ... Corporate Platforms, as well as with Enterprise Risk and Compliance , and Audit. + Lead efforts in defining and...Lead efforts in defining and documenting a comprehensive controls testing and monitoring methodology. + Lead the inherent risk… more
- Terumo Medical Corporation (Somerset, NJ)
- Sr. Compliance Manager - Monitoring & Transparency Date: May 8, 2025 Req ID: 4392 Location: Somerset, NJ, US, 08873 Company: Terumo Americas Holding, Inc. ... we go next!** **_Advancing healthcare with heart_** **Job Summary** The Senior Compliance Manager -Monitoring & Transparency, will support the Director -… more
- Capital One (New York, NY)
- …and reviews on controls over applicable AML regulations + Active involvement with compliance testing and third-party compliance + Assist in capturing, ... Anti-Money Laundering (AML) + Certified Fraud Examiner (CFE), Certified Regulatory Compliance Manager (CRCM), Association of Certified Financial Crime… more
- American Express (New York, NY)
- …(eg, Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM)). + Interest and/or experience with data ... Role:** Our Internal Audit group is seeking an Audit Manager to assess compliance , operational and technological...to the development and periodic reviews of analytic control testing and ad hoc analytics, to drive timely risk… more
- Insight Global (Jersey City, NJ)
- Job Description A large financial client is looking for a Risk Project Manager to join their organization. This job is responsible for supporting the Enterprise Data ... Testing program and support risk oversight of the Data...of data elements Enterprise-wide. Responsibilities: -Supports the execution of Compliance and Operational Risk Management program elements, delivering each… more
- embecta (Parsippany, NJ)
- …designed to support the varying needs of our diverse and global employees. The Senior Manager , IT Compliance (SOX) is responsible for leading and managing IT ... Compliance initiatives related to Sarbanes-Oxley (SOX) and other regulatory...with internal stakeholders, auditors and external partners. The Senior Manager will play a key role in enhancing IT… more
- ADP (Roseland, NJ)
- **ADP is hiring** **a Human Resources Compliance Manager .** + _Are you an HR compliance expert with strong project management skills?_ + _Are you looking to ... may be the role for you. As Human Resources Compliance Manager , you will monitor legislation and...to guide them through the requirements of the audit/ testing activities related to the security controls management process.… more
- TD Bank (New York, NY)
- …Compliance Business Oversight Manger - Marketing and Data Regulations is the primary compliance manager for the Marketing US line of business, leading review ... of experience **Desired Skills & Experience:** + Certified Regulatory Compliance Manager (CRCM) or Juris Doctor (JD)...Abusive Acts or Practices (UDAAP) regulations + Experience with compliance testing and monitoring frameworks + Exposure… more
- Danaher Corporation (New York, NY)
- …System (https://www.danaher.com/how-we-work/danaher-business-system) which makes everything possible. The Senior Manager , Compliance / Compliance Counsel ... passionate about improving health care through fast, accurate diagnostic testing . Our mission drives us, every moment of every...of settings. As a member of Cepheid Legal and Compliance , you can make an immediate, measurable impact on… more