- Scotiabank (New York, NY)
- Director, Regulatory Relations Group **Requisition ID:** 222216 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... for every future! **Overview** The incumbent supports with delivery of the Regulatory Relations Group ("RRG") mandate in the United States and is responsible for… more
- Mizuho Corporate Bank (New York, NY)
- …the organization, and implementing necessary changes to ensure ongoing compliance. SummaryThe Regulatory Relations Team is seeking an Assistant Vice President ... About the TeamThe Mizuho US Operations ("MUSO") Regulatory Affairs Group is responsible for managing the... Affairs Group is responsible for managing the Bank's regulatory relationships and supervisory engagement across MUSO, ensuring that… more
- Scotiabank (New York, NY)
- Manager, Regulatory Relations Group **Requisition ID:** 219603 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline ... responsible for supporting and coordinating supervisory exam management, continuous regulatory monitoring interactions, and reporting to internal Bank senior… more
- TD Bank (New York, NY)
- …**Line of Business:** TD Securities **Job Description:** The TD Securities, Employee Relations Director, Regulatory and Controls is responsible for leading the ... oversight and management of employee relations . This senior leader will ensure that TDS HR...processes for TDS HR to ensure operational effectiveness and regulatory adherence. The day accountabilities would entail: working closely… more
- Citigroup (New York, NY)
- …including recurring liaison meetings and ad hoc information requests, to strengthen regulatory relations from an Independent Risk Management perspective. + ... across relevant risk segments to ensure a more integrated approach to regulatory relations . + Drive proactive communication with regulators and provide advice to… more
- SMBC (New York, NY)
- …employees. **Role Description** The Director, Sr. Regulatory Officer works with the Regulatory Relations team to implement and execute SMBC's regulatory ... its supervisory and prudential regulators. This role reports to the Head of Regulatory Relations . **Role Objectives** + Serve as the primary Regulatory … more
- Citigroup (New York, NY)
- …including recurring liaison meetings and ad hoc information requests, to strengthen regulatory relations from an Independent Risk Management perspective. + ... across relevant risk segments to ensure a more integrated approach to regulatory relations . + Support proactive communication strategies with regulators and… more
- MUFG (New York, NY)
- …generating roles, program management, audit/compliance, managing staff functions + Background in regulatory relations and knowledge of heightened regulatory ... one day. A member of our recruitment team will provide more details. Regulatory Affairs Office (RAO) Coordinator, Assistant Vice President Join a financial group… more
- Equitable (New York, NY)
- …and manage a diverse team, including Directors of State and Federal Government Relations and regulatory affairs professionals. Provide guidance and mentorship to ... Head of Government Relations ( 25000041 ) **Primary Location** : UNITED...Your role is pivotal in crafting and executing legal, regulatory , and policy initiatives that propel Equitable's interests forward.… more
- American Express (New York, NY)
- …or outstanding issues that may impact the scope of the examination. + US Regulatory Relations team within the General Counsel's Organization to provide input to ... your place in risk and analytics on #TeamAmex. The Regulatory Exam Lifecycle Management team ("RELM") in Global Risk...and Compliance is the center of expertise for US regulatory exams and remediation of regulatory findings… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... Express' Internal Audit Methodology, internal policies and standards, and regulatory expectations, while consistently delivering with quality and professionalism. +… more
- Scotiabank (New York, NY)
- …(Internal Controls, Compliance, Finance, Risk, Legal, Operations, Information and Technology, Regulatory Relations , Data Governance, etc.) to ensure business ... client relationships and leverage broader Bank relationships, systems and knowledge Regulatory and Controls: + Strengthen and develop the control environment by… more
- Scotiabank (New York, NY)
- …drafted to identify the steps necessary to close the findings. + Coordinate with Regulatory Relations to manage regulatory examinations by evaluating and ... management and US Compliance personnel on relevant compliance issues, the regulatory environment, and Compliance Department initiatives by actively participating in… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... American Express' Internal Audit Methodology, internal policies and standards, and regulatory expectations throughout the audit lifecycle. + Evaluate processes under… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... colleagues and co-sourced resources + Oversee and manage any external reviews and regulatory requests related to QAIP activities and processes + Develop and drive… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... and inquiries with the Central Risk Transformation PMO, and assist in drafting IAG regulatory response as they relate to the Third Line's RT efforts. The Audit… more
- SMBC (New York, NY)
- …more Compliance disciplines (ie, BSA/AML, ABC, AF, Surveillance, Control Room, Testing, Regulatory Relations , etc.) + Skilled in working effectively with ... day-to-day operations. The role requires forming and maintaining effective stakeholder relations across cross-functional teams, the ability to collaborate to align… more
- American Express (New York, NY)
- …with a Professional Practice group that manages audit methodology, quality assurance, regulatory relations , and reporting. IAG has reinvented our audit process ... and deadlines + As applicable, lead related exam interactions with various regulatory bodies + Development of Global Services Group controls subject matter expertise… more
- Wells Fargo (Iselin, NJ)
- …execution, business continuity and resiliency, data solutions and services, regulatory relations , customer experience, enterprise shared services, supply ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... recommendations with clarity and professionalism + Knowledge and appreciation of regulatory , accounting, and financial industry guidance and best practices relevant… more