- City National Bank (Jersey City, NJ)
- * SENIOR COUNSEL - LEGAL & WEALTH MANGEMENT* WHAT IS THE OPPORTUNITY? Senior Counsel will provide general regulatory and transactional support to the Bank ... to the Bank and its registered investment adviser, broker - dealer , and registered investment fund subsidiaries and...respect to wealth management products and services. * Support senior counsel in advising the Bank's wealth… more
- Wells Fargo (New York, NY)
- …and initiatives; and banking for private wealth clients + Advise on bank and broker dealer regulatory requirements applicable to banking and lending activities + ... this role:** Wells Fargo is seeking an Associate General Counsel , Executive Director in the Legal Department as part...Experience as a practicing attorney with securities-based bank and broker dealer lending products; custom and mortgage… more
- Wells Fargo (New York, NY)
- …1933 and the Securities Exchange Act of 1934 + Familiarity with FINRA rules and broker - dealer compliance + Experience working with or advising ECM/DCM desks at a ... attorney to join our Legal Department as Assistant General Counsel supporting the Equity Capital Markets (ECM) and Debt...unprecedented factors + Serve as a trusted advisor to senior business leaders and contribute to strategic decision-making. +… more