- City National Bank (Jersey City, NJ)
- * SR AUDIT MANAGER - WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the ... Audit Director of Wealth Management, is a leadership role as an auditor-in-charge...and effectively communicate audit results to the Audit Director, senior management and applicable Board/Committees… more
- JPMorgan Chase (Jersey City, NJ)
- … testing, and participate in applicable control and governance forums. As a Technology Audit Manager within Asset and Wealth Management, you will participate ... This is an opportunity to develop and execute annual audit plans, manage audit engagements, oversee and perform audit… more
- City National Bank (Jersey City, NJ)
- * SENIOR DIRECTOR AUDIT - WEALTH MANAGEMENT &...tools. * Reviews audit reports drafted by the Senior Manager / Manager and reviewed by ... This role is responsible for directing and overseeing the Wealth Management and Banking audit functions of a large, complex enterprise. The role involves… more
- City National Bank (Jersey City, NJ)
- * MANAGER OF AUDIT SR - ENTERPRISE RISK MANAGEMENT* WHAT IS THE OPPORTUNITY? Responsible for managing complex audits and supervising auditors assigned to the ... audit in one of the following areas:The bank's financial...adequacy of the banks accounting and operating control environment. Wealth management and fiduciary audits in corporate, employee benefit,… more
- Scotiabank (New York, NY)
- Senior Manager , GBM Audit COO Office - Reporting **Requisition ID:** 224975 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range ... GBM&T Audit Function, and coordination with global audit teams. The Senior Manager ...advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking,… more
- Citigroup (New York, NY)
- The Client Development Manager is a strategic professional who will be primarily responsible for driving cross-division collaboration and business development with ... that will be accomplished through building internal relationships, especially with senior bankers, to drive deeper relationships with their clients and prospects.… more
- Scotiabank (New York, NY)
- Senior Audit Manager , US Loan Review **Requisition ID:** 210150 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... ambition for every future! **Purpose** The Audit Manager / Senior Audit Manager ...advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking,… more
- TD Bank (New York, NY)
- …colleagues dedicated to setting new industry standards. **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and ... professional judgment and discretion in interacting and communicating with staff and senior management of the Bank with respect to significant regulatory compliance… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Asset Management Internal Audit team. This is your opportunity to play a crucial role in ... enhancing our organization's governance and operational excellence! As an Audit Manager within our Asset Management Internal Audit Team, you will execute the… more
- BlackRock (New York, NY)
- …related field + At least 5+ years in data analytics within Internal Audit preferably within the wealth management, asset management or banking industry. ... **About this role** Internal Audit 's primary mission is to provide assurance to...operational and risk management objectives. The team engages with senior leaders and all of BlackRock's individual business units… more
- Scotiabank (New York, NY)
- …implementation of a comprehensive Data Analytics strategy to support the US Internal Audit department's objectives. The Senior Manager will be responsible ... Senior Manager , Data Scientist **Requisition ID:**...future! **Purpose** As the 3rd Line of Defence, Internal Audit provides enterprise-wide, independent, and objective assurance over the… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note that ... and exception items noted during the review process to senior management. + Ensure that the stakeholders respond with...experience. **What You'll Bring** + 5-7 years of compliance, audit or regulatory exam support, at least 3 of… more
- TD Bank (New York, NY)
- …Conduct monitoring and testing in the area specified as required. **Job Summary:** The Senior Manager , Compliance Business Oversight manages and leads a team of ... team of enthusiastic colleagues dedicated to setting new industry standards. US Wealth Compliance acts as an independent regulatory compliance and conduct risk… more
- City National Bank (New York, NY)
- * SENIOR FIDUCIARY BUSINESS CONTROL MANAGER * *WHAT IS THE OPPORTUNITY?* This position will work directly with the City National Bank's ("CNB") and Business ... Control Officer ("BCO") and senior management of wealth management division of...and participate in special projects as necessary. * Facilitate audit and examination activities. * Cultivate and grow risk… more
- Bank of America (Florham Park, NJ)
- …Client Relationship Manager Florham Park, New Jersey **Job Description:** Merrill Wealth Management is a leading provider of comprehensive wealth management ... products and services for individuals, companies, and institutions. Merrill Wealth Management is one of the largest businesses of...the market expenses. The MCRM partners closely with the Senior Client Relationship Manager (SCRM) to support… more
- Neuberger Berman (New York, NY)
- …large institutional investors. This includes separately managed institutional accounts, private wealth management services, 40 Act Mutual Funds, UCITS Funds, and ... Firm's business lines and support functions spanning equity, fixed income, private wealth management and alternatives asset classes. You will work in close… more
- Citigroup (New York, NY)
- …and where opportunities to develop are widely available to all. The Business Unit Manager is a senior management-level position in the Enterprise Data Office ... corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities are safeguarding assets, lending money,… more
- City National Bank (New York, NY)
- …FOCUS* WHAT IS THE OPPORTUNITY? This position will work directly with the CNR Manager Research team to support and assist in Investment and Operational Due Diligence ... resources throughout the organization, this team will conduct and/or oversee the manager research and due diligence efforts for approved mutual funds, exchange… more
- City National Bank (New York, NY)
- …regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). * For Wealth Management Compliance roles, experience with ... and aggregate front line risk assessments and report results/recommendations to senior management. * Manage assigned staff and conduct appropriate coaching to… more
- Broadridge Financial Solutions (Newark, NJ)
- …Responsibilities + Compliance Monitoring and Coordination: Work collaboratively with audit and functional groups to track compliance projects, ensuring timely ... issues. + Engage with relevant teams to understand SOC controls and audit processes, gathering necessary evidence and providing guidance on control processes. Risk… more