- Cardinal Health (Trenton, NJ)
- …acting as primary day-to-day legal contacts for business clients. **_Job Summary_** The Senior Legal Counsel , serves as the primary legal partner ... operations and image. This function provides legal counsel related to commercial, corporate securities , intellectual... legal issues and risk mitigation guidance. The Senior Legal Counsel reviews and… more
- Coinbase (Trenton, NJ)
- …activities, ensuring adherence to SEC and FINRA rules. * Provide expert legal counsel on complex issues related to the Securities Exchange Act of 1934, ... securities attorney with deep broker-dealer expertise to provide legal guidance on compliance, regulatory matters, and transactions. * Exemplary project… more
- Cardinal Health (Trenton, NJ)
- …organization's assets, operations and image. This function provides legal counsel related to commercial, corporate securities , intellectual property, labor ... among other areas. This function also litigates all company legal matters, manages outside counsel and manages...sound judgment as to matters that require attention of Legal and Compliance Departments' senior leadership +… more
- TD Bank (Mount Laurel, NJ)
- …Act of 1940, FINRA, SEC rules, and other applicable state and federal securities laws.** + **Help mitigate risk and ensure the firm meets regulatory obligations.** ... expertise and Compliance advice to business management.** + **Assist senior compliance managers with regulatory engagements, including on-site exam coordination,… more
- American Water (Camden, NJ)
- … Counsel and Secretary (Corporate Secretary) within the Legal Counsel & Services Department. The Senior SEC/Governance Paralegal will independently handle ... to time by the Corporate Secretary or the SEC Counsel . The Senior SEC/Governance Paralegal will also...of the Corporate Secretary. _*Key Accountabilities*_ * Assist with legal and compliance processes associated with the preparation of… more
- TD Bank (Mount Laurel, NJ)
- …clients of TD Bank, NA encompassing banking, custom credit, asset management, securities , investment advisory and insurance) through multiple legal entities (TD ... who are part of the client-facing Distribution teams are both securities -registered and insurance-licensed. Additionally, the Trust Advisors support both personal… more
- Cardinal Health (Trenton, NJ)
- …organization's assets, operations and image. This function provides legal counsel related to commercial, corporate securities , intellectual property, labor ... and regulatory law, among other areas. This function also litigates all company legal matters, manages outside counsel and manages legal operations.… more