- Principal Financial Group (New York, NY)
- …of technology solutions that enable and enhance front, middle, and back- office investment technologies across public and private strategies. As the organization ... objectives. This includes comprehensive oversight of front, middle, and back- office investment management technologies across public and private strategies,… more
- Sharp Electronics Corporation (Montvale, NJ)
- …to evaluate and explain AI solutions to non-technical stakeholders. + Knowledge of AI governance , model validation, and data ethics . + Harnessed the power of ... **ABOUT US: Sharp Imaging and Information Company of America (SIICA)** Markets office technology products and solutions that help businesses to boost productivity,… more
- SMBC (Jersey City, NJ)
- …individual will be responsible for supporting all teams across the Ethics Office , including the Conduct Management Program , Compliance Culture Program ... portfolio of benefits to its employees. **Role Description** The Ethics Office within the SMBC Americas Division...SMBC Americas Division Compliance Department is looking for a Program Governance Analyst who can leverage their… more
- TD Bank (New York, NY)
- …requests, and expectations. **JOB DESCRIPTION** The Vice President supports Volcker Program Governance across TD Securities (Globally) ensuring a strategic, ... 1st and 2nd line partners as well as other key stakeholders to ensure Volcker Program governance delivery requirements are understood and met. + Contribute to an… more
- TD Bank (New York, NY)
- …for algorithmic trading and pricing models. + Partner with traders, front office quants, providing governance expertise around trading and modeling strategies. ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Governance & Control **Pay Detail:** $170,000 - $225,000 USD TD is committed to… more
- American Express (New York, NY)
- …awareness and proactivity around regulatory matters. Compliance: The Global Compliance & Ethics organization plays a critical role in protecting the company, our ... brand and colleagues through practical, solution-focused guidance on regulatory and ethics -related matters. A team of compliance officers work closely with the… more
- JPMorgan Chase (Jersey City, NJ)
- …offers equal opportunities for growth and development. As the Chief Administrative Office (CAO) Legal Regulatory Change Management (LRCM) Program Manager within ... delivery, ongoing management, and continuous enhancement of the central CAO LRCM program . You will ensure alignment with the expectations and requirements outlined… more
- Mizuho Corporate Bank (New York, NY)
- …industry + Collaborative team player and relationship builder + Exemplary business ethics + Excellent Microsoft Office skills, especially Excel The expected ... assessment, management and reporting for non-financial risks across the Firms Front Office Divisions (Fixed Income, Equities, Investment Banking.) + Be a trusted… more
- MTA (Jamaica, NY)
- …Assist in oversight and management responsibility of the MTA's Corporate Compliance and Ethics Program , functioning as an independent and objective body that ... Officer with planning, directing, and administering the operations of the MTA Ethics , Risk, and Compliance Program . Identify and assess departmental compliance… more
- American Express (New York, NY)
- …Express. How will you make an impact in this role? Global Compliance and Ethics (GCE), is responsible for establishing and maintaining a robust compliance program ... and effective second line independent Compliance oversight. The Director, Compliance Risk Assessment Program , is a key member of the 2nd Line of Defense (2LOD)… more
- Research Foundation CUNY (New York, NY)
- …emerging AI trends, risks, and opportunities across academic and administrative domains. AI Governance , Ethics , and Policy + Develop, manage, and evolve ... Executive Officer PVN ID: VP-2510-007064 Category: Managerial and Professional Location: OFFICE OF EXEC VC & UNIVERSITY PROVOST Job Description General Description… more
- MTA (New York, NY)
- …this position is to provide technical leadership and management of MTA's cybersecurity program in one or more technical domains. This role deals with both internal ... integrity, and operational availability. As part of managing the program , the Cybersecurity Officer will need expertise in managing...and the ability to mature and develop processes and governance . The candidate will lead both in-house and vendor… more
- US Bank (New York, NY)
- …Serves as an escalation point in interactions with stakeholders across Front Office and Quantitative Model teams including development of teams and technology on ... data, or, quantitative approaches to fill missing data, working with Front Office desks), Communicates market data quality issues to downstream users Manages… more
- CBRE (New York, NY)
- …you will be responsible for establishing and managing a robust compliance and ethics program for Industrious while ensuring adherence to applicable laws, ... update, and enforce policies and procedures necessary for a robust compliance and ethics program , including global privacy and data protection policies. + Ensure… more
- US Bank (New York, NY)
- …Workday ecosystem. **Primary Responsibilities:** **_Leading for the future:_** + Evolve governance models, drive release management best practices, and foster robust ... and capabilities are always available and follow policies related to governance , security, privacy, and business continuity. + Oversee and optimize day-to-day… more
- American Express (New York, NY)
- …to monitor RCIM performance, track regulatory obligations, and inform RCIM, Compliance Program Teams, and Governance Committees. + Oversee the preparation of ... make an impact in this role?** Global Compliance and Ethics (GCE) is responsible for establishing and maintaining a...is responsible for establishing and maintaining a robust compliance program that ensures American Express is adhering to laws,… more
- MUFG (New York, NY)
- …and making a meaningful impact is rewarded. The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A member ... and consulting activities to evaluate the effectiveness of the Bank's governance , risk management, and internal control processes. This position is responsible… more
- TD Bank (New York, NY)
- …(CFIRS) or Certified Trust and Fiduciary Advisor (CTFA).** + **Familiarity with Office of the Comptroller of Currency (OCC) governance including fiduciary ... operations and in the design of a future-focused compliance program . This not just about implementing a new ...and remediation oversight.** + **Foster a culture of integrity, ethics and compliance across the organization to manage and… more
- MTA (Brooklyn, NY)
- …candidates who are placed in a competitive class position are eligible for the 55-a Program . Please indicate in your cover letter and in the upper right corner of ... that you would like to be considered for the position under the 55-a Program . For detailed information regarding the 55-a Program , please visit the following… more
- US Bank (New York, NY)
- …strategy** : ensure robust data pipelines, data warehouse integrations, and governance for platform services. + **Drive collaboration and communication** across ... **Preferred Skills/Experience** + 5+ years in product management or technical program management with **platform** **s** **or infrastructure focus** . + Strong… more
